Thinspace Technology, Inc. Forms 3, 4 and 5: Preferred Stock
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 4 rows, 4 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2014-05-29: Reporting owner Brodsky Michael Scott; Form 4; Security Series B Preferred Stock; Transaction S Open market or private sale of non-derivative or derivative security.
- 2014-02-28: Reporting owner Brodsky Michael Scott; Form 3; Security Series B Preferred Stock; Transaction Holding.
- 2010-12-31: Reporting owner Wika Darrick L.; Form 4; Security Convertible Preferred Stock, par value $0.0001 per share; Transaction J Other acquisition or disposition (describe transaction).
- 2010-12-31: Reporting owner Knapp Shawn Duane; Form 4; Security Convertible Preferred Stock, par value $0.0001 per share; Transaction J Other acquisition or disposition (describe transaction).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2014-05-29 | Brodsky Michael Scott Director, 10% Owner | 4 | Series B Preferred Stock Derivative · Indirect · See Footnote | S Open market or private sale of non-derivative or derivative security | −75,000 0 owned after | $1.69 | 2014-06-04 | |
| 2014-02-28 holding as of filing | Brodsky Michael Scott Director | 3 | Series B Preferred Stock Derivative · Indirect · Held by Thalia Woods Management, Inc. | Holding | $0.30 exercise price | 2014-02-28 | ||
| 2010-12-31 | Wika Darrick L. Director | 4 | Convertible Preferred Stock, par value $0.0001 per share Derivative · Direct | J Other acquisition or disposition (describe transaction) | +6,570 6,570 owned after | no price filed | 2011-01-06 | |
| 2010-12-31 | Knapp Shawn Duane Director, Officer (Chief Executive Officer), 10% Owner | 4 | Convertible Preferred Stock, par value $0.0001 per share Derivative · Direct | J Other acquisition or disposition (describe transaction) | +426,160 426,160 owned after | no price filed | 2011-01-06 |