THE FIRST BANCSHARES, INC. Forms 3, 4 and 5: Preferred Stock
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 59 rows, 59 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2016-12-30: Reporting owner SEIDENBURG J DOUGLAS; Form 4/A; Security SERIES E NONVOTING CONVERTIBLE PREFERRED STOCK; Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2016-12-30: Reporting owner SEIDENBURG J DOUGLAS; Form 4/A; Security SERIES E NONVOTING CONVERTIBLE PREFERRED STOCK; Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2016-12-30: Reporting owner MCMURRY FRED A; Form 4/A; Security SERIES E NONVOTING CONVERTIBLE PREFERRED STOCK; Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2016-12-30: Reporting owner STETELMAN ANDREW D; Form 4/A; Security SERIES E NONVOTING CONVERTIBLE PREFERRED STOCK; Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2016-12-30 | SEIDENBURG J DOUGLAS Director | 4/A | SERIES E NONVOTING CONVERTIBLE PREFERRED STOCK Non-derivative · Direct · (m) | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −11,584 0 owned after | no price filed | 2017-04-25 | |
| 2016-12-30 | SEIDENBURG J DOUGLAS Director | 4/A | SERIES E NONVOTING CONVERTIBLE PREFERRED STOCK Non-derivative · Indirect · (m) | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −2,500 0 owned after | no price filed | 2017-04-25 | |
| 2016-12-30 | MCMURRY FRED A Director | 4/A | SERIES E NONVOTING CONVERTIBLE PREFERRED STOCK Non-derivative · Indirect · See Footnote | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −5,634 0 owned after | no price filed | 2017-04-25 | |
| 2016-12-30 | STETELMAN ANDREW D Director | 4/A | SERIES E NONVOTING CONVERTIBLE PREFERRED STOCK Non-derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −5,634 0 owned after | no price filed | 2017-04-25 | |
| 2016-12-30 | PARKER TED E Director | 4/A | SERIES E NONVOTING CONVERTIBLE PREFERRED STOCK Non-derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −9,859 0 owned after | no price filed | 2017-04-25 | |
| 2016-12-30 | LIGHTSEY CHARLES R Director | 4/A | SERIES E NONVOTING CONVERTIBLE PREFERRED STOCK Non-derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −28,169 0 owned after | no price filed | 2017-04-25 | |
| 2016-12-30 | COLE M RAY JR Director, Officer (PRESIDENT AND CEO) | 4/A | SERIES E NONVOTING CONVERTIBLE PREFERRED STOCK Non-derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −2,000 0 owned after | no price filed | 2017-04-25 | |
| 2016-12-30 | BOMBOY DAVID W Director | 4/A | SERIES E NONVOTING CONVERTIBLE PREFERRED STOCK Non-derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −14,085 0 owned after | no price filed | 2017-04-25 | |
| 2016-12-30 | GIBSON E RICKY Director, Officer (CHAIRMAN OF THE BOARD) | 4/A | SERIES E NONVOTING CONVERTIBLE PREFERRED STOCK Non-derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −3,775 0 owned after | no price filed | 2017-04-25 | |
| 2016-12-30 | MCMURRY FRED A Director | 4/A | SERIES E PREFERRED STOCK Derivative · Indirect · See Footnote | C Conversion of derivative security | −5,634 0 owned after | no price filed | 2017-01-09 | |
| 2016-12-30 | BOMBOY DAVID W Director | 4/A | SERIES E PREFERRED STOCK Derivative · Direct | C Conversion of derivative security | −14,085 0 owned after | no price filed | 2017-01-06 | |
| 2016-12-30 | SEIDENBURG J DOUGLAS Director | 4 | Series E Preferred Stock Derivative · Direct · (m) | C Conversion of derivative security | −11,584 0 owned after | no price filed | 2017-01-06 | |
| 2016-12-30 | SEIDENBURG J DOUGLAS Director | 4 | SERIES E PREFERRED STOCK Derivative · Indirect · (m) | C Conversion of derivative security | −2,500 0 owned after | no price filed | 2017-01-06 | |
| 2016-12-30 | MCMURRY FRED A Director | 4 | SERIES E PREFERRED STOCK Derivative · Indirect · See Footnote | C Conversion of derivative security | −5,634 0 owned after | no price filed | 2017-01-06 | |
| 2016-12-30 | LIGHTSEY CHARLES R Director | 4 | SERIES E PREFERRED STOCK Derivative · Direct | C Conversion of derivative security | −28,169 0 owned after | no price filed | 2017-01-06 | |
| 2016-12-30 | PARKER TED E Director | 4 | SERIES E PREFERRED STOCK Derivative · Direct | C Conversion of derivative security | −9,859 0 owned after | no price filed | 2017-01-06 | |
| 2016-12-30 | GIBSON E RICKY Director, Officer (CHAIRMAN OF THE BOARD) | 4 | SERIES E PREFERRED STOCK Derivative · Direct | C Conversion of derivative security | −3,775 0 owned after | no price filed | 2017-01-06 | |
| 2016-12-30 | STETELMAN ANDREW D Director | 4 | SERIES E PREFERRED STOCK Derivative · Direct | C Conversion of derivative security | −5,634 0 owned after | no price filed | 2017-01-06 | |
| 2016-12-30 | COLE M RAY JR Director, Officer (PRESIDENT and CEO) | 4 | SERIES E PREFERRED STOCK Derivative · Direct | C Conversion of derivative security | −2,000 0 owned after | no price filed | 2017-01-06 | |
| 2016-12-30 | BOMBOY DAVID W Director | 4 | SERIES E PREFERRED STOCK Derivative · Direct | C Conversion of derivative security | +14,085 0 owned after | no price filed | 2017-01-06 | |
| 2016-10-14 | SEIDENBURG J DOUGLAS Director | 4/A | SERIES E NONVOTING CONVERTIBLE PREFERRED STOCK Non-derivative · Direct · (m) | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +11,584 11,584 owned after | $17.75 | 2017-04-25 | |
| 2016-10-14 | SEIDENBURG J DOUGLAS Director | 4/A | SERIES E NONVOTING CONVERTIBLE PREFERRED STOCK Non-derivative · Indirect · (m) | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,500 2,500 owned after | $17.75 | 2017-04-25 | |
| 2016-10-14 | MCMURRY FRED A Director | 4/A | SERIES E NONVOTING CONVERTIBLE PREFERRED STOCK Non-derivative · Indirect · See Footnote | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,634 5,634 owned after | $17.75 | 2017-04-25 | |
| 2016-10-14 | STETELMAN ANDREW D Director | 4/A | SERIES E NONVOTING CONVERTIBLE PREFERRED STOCK Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,634 5,634 owned after | $17.75 | 2017-04-25 | |
| 2016-10-14 | PARKER TED E Director | 4/A | SERIES E NONVOTING CONVERTIBLE PREFERRED STOCK Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +9,859 9,859 owned after | $17.75 | 2017-04-25 | |
| 2016-10-14 | LIGHTSEY CHARLES R Director | 4/A | SERIES E NONVOTING CONVERTIBLE PREFERRED STOCK Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +28,169 28,169 owned after | $17.75 | 2017-04-25 | |
| 2016-10-14 | COLE M RAY JR Director, Officer (PRESIDENT AND CEO) | 4/A | SERIES E NONVOTING CONVERTIBLE PREFERRED STOCK Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,000 2,000 owned after | $17.75 | 2017-04-25 | |
| 2016-10-14 | BOMBOY DAVID W Director | 4/A | SERIES E NONVOTING CONVERTIBLE PREFERRED STOCK Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +14,085 14,085 owned after | $17.75 | 2017-04-25 | |
| 2016-10-14 | GIBSON E RICKY Director, Officer (CHAIRMAN OF THE BOARD) | 4/A | SERIES E NONVOTING CONVERTIBLE PREFERRED STOCK Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,775 3,775 owned after | $17.75 | 2017-04-25 | |
| 2016-10-14 | SEIDENBURG J DOUGLAS Director | 4 | SERIES E NONVOTING CONVERTIBLE PREFERRED STOCK Non-derivative · Direct · (m) | P Open market or private purchase of non-derivative or derivative security | +11,584 11,584 owned after | $17.75 | 2016-10-18 | |
| 2016-10-14 | SEIDENBURG J DOUGLAS Director | 4 | SERIES E NONVOTING CONVERTIBLE PREFERRED STOCK Non-derivative · Indirect · (m) | P Open market or private purchase of non-derivative or derivative security | +2,500 2,500 owned after | $17.75 | 2016-10-18 | |
| 2016-10-14 | MCMURRY FRED A Director | 4 | SERIES E NONVOTING CONVERTIBLE PREFERRED STOCK Non-derivative · Indirect · See Footnote | P Open market or private purchase of non-derivative or derivative security | +5,634 5,634 owned after | $17.75 | 2016-10-18 | |
| 2016-10-14 | COLE M RAY JR Director, Officer (PRESIDENT AND CEO) | 4 | SERIES E NONVOTING CONVERTIBLE PREFERRED STOCK Non-derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +2,000 2,000 owned after | $17.75 | 2016-10-18 | |
| 2016-10-14 | STETELMAN ANDREW D Director | 4 | SERIES E NONVOTING CONVERTIBLE PREFERRED STOCK Non-derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +5,634 5,634 owned after | $17.75 | 2016-10-18 | |
| 2016-10-14 | PARKER TED E Director | 4 | SERIES E NONVOTING CONVERTIBLE PREFERRED STOCK Non-derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +9,859 9,859 owned after | $17.75 | 2016-10-18 | |
| 2016-10-14 | LIGHTSEY CHARLES R Director | 4 | SERIES E NONVOTING CONVERTIBLE PREFERRED STOCK Non-derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +28,169 28,169 owned after | $17.75 | 2016-10-18 | |
| 2016-10-14 | GIBSON E RICKY Director, Officer (CHAIRMAN OF THE BOARD) | 4 | SERIES E NONVOTING CONVERTIBLE PREFERRED STOCK Non-derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +3,775 3,775 owned after | $17.75 | 2016-10-18 | |
| 2016-10-14 | BOMBOY DAVID W Director | 4 | SERIES E NONVOTING CONVERTIBLE PREFERRED STOCK Non-derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +14,085 14,085 owned after | $17.75 | 2016-10-18 | |
| 2013-05-30 | STETELMAN ANDREW D Director | 4 | SERIES D NONVOTING CONVERTIBLE PREFERRED STOCK Derivative · Direct | C Conversion of derivative security | −4,879 0 owned after | no price filed | 2013-05-31 | |
| 2013-05-30 | SEIDENBURG J DOUGLAS Director | 4 | SERIES D NONVOTING CONVERTIBLE PREFERRED STOCK Derivative · Direct | C Conversion of derivative security | −12,196 0 owned after | no price filed | 2013-05-31 | |
| 2013-05-30 | PARKER TED E Director | 4 | SERIES D NONVOTING CONVERTIBLE PREFERRED STOCK Derivative · Direct | C Conversion of derivative security | −19,513 0 owned after | no price filed | 2013-05-31 | |
| 2013-05-30 | MCMURRY FRED A Director | 4 | SERIES D NONVOTING CONVERTIBLE PREFERRED STOCK Derivative · Direct | C Conversion of derivative security | −24,391 0 owned after | no price filed | 2013-05-31 | |
| 2013-05-30 | LIGHTSEY CHARLES R Director | 4 | SERIES D NONVOTING CONVERTIBLE PREFERRED STOCK Derivative · Direct | C Conversion of derivative security | −9,757 0 owned after | no price filed | 2013-05-31 | |
| 2013-05-30 | MITCHELL GREG Director | 4 | SERIES D NONVOTING CONVERTIBLE PREFERRED STOCK Derivative · Direct | C Conversion of derivative security | −391 0 owned after | no price filed | 2013-05-31 | |
| 2013-05-30 | GIBSON E RICKY Director, Officer (CHAIRMAN OF THE BOARD) | 4 | SERIES D NONVOTING CONVERTIBLE PREFERRED STOCK Derivative · Direct | C Conversion of derivative security | −5,854 0 owned after | no price filed | 2013-05-31 | |
| 2013-05-30 | COLE M RAY JR Director, Officer (PRESIDENT) | 4 | SERIES D NONVOTING CONVERTIBLE PREFERRED STOCK Derivative · Direct | C Conversion of derivative security | −976 0 owned after | no price filed | 2013-05-31 | |
| 2013-05-30 | Chancellor Michael W Director | 4 | SERIES D NONVOTING CONVERTIBLE PREFERRED STOCK Derivative · Direct | C Conversion of derivative security | −27,460 0 owned after | no price filed | 2013-05-31 | |
| 2013-05-30 | BOMBOY DAVID W Director | 4 | SERIES D NONVOTING CONVERTIBLE PREFERRED STOCK Derivative · Direct | C Conversion of derivative security | −19,513 0 owned after | no price filed | 2013-05-31 | |
| 2013-03-22 | GIBSON E RICKY Director | 4/A | SERIES D NON VOTING CONVERTIBLE PREFERRED STOCK Non-derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +5,854 5,854 owned after | $10.25 | 2013-03-26 | |
| 2013-03-22 | COLE M RAY JR Director, Officer (PRESIDENT) | 4 | SERIES D NONVOTING CONVERTIBLE PREFERRED STOCK Non-derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +976 976 owned after | $10.25 | 2013-03-26 | |
| 2013-03-22 | GIBSON E RICKY Director | 4 | SERIES D NON VOTING CONVERTIBLE PREFERRED STOCK Non-derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +5,854 5,854 owned after | $10.25 | 2013-03-26 | |
| 2013-03-22 | STETELMAN ANDREW D Director | 4 | SERIES D NON VOTING CONVERTIBLE PREFERRED STOCK Non-derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +4,879 4,879 owned after | $10.25 | 2013-03-26 | |
| 2013-03-22 | SEIDENBURG J DOUGLAS Director | 4 | SERIES D NON VOTING CONVERTIBLE PREFERRED STOCK Non-derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +12,196 12,196 owned after | $10.25 | 2013-03-26 | |
| 2013-03-22 | PARKER TED E Director | 4 | SERIES D NON VOTING CONVERTIBLE PREFERRED STOCK Non-derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +19,513 19,513 owned after | $10.25 | 2013-03-26 | |
| 2013-03-22 | MITCHELL GREG Director | 4 | SERIES D NON VOTING CONVERTIBLE PREFERRED STOCK Non-derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +391 391 owned after | $10.25 | 2013-03-26 | |
| 2013-03-22 | MCMURRY FRED A Director | 4 | SERIES D NONVOTING CONVERTIBLE PREFERRED STOCK Non-derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +24,391 24,391 owned after | $10.25 | 2013-03-26 | |
| 2013-03-22 | LIGHTSEY CHARLES R Director | 4 | SERIES D NON VOTING CONVERTIBLE PREFERRED STOCK Non-derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +9,757 9,757 owned after | $10.25 | 2013-03-26 | |
| 2013-03-22 | Chancellor Michael W Director | 4 | SERIES D NON VOTING CONVERTIBLE PREFERRED STOCK Non-derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +27,460 27,460 owned after | $10.25 | 2013-03-26 | |
| 2013-03-22 | BOMBOY DAVID W Director | 4 | SERIES D NONVOTING CONVERTIBLE PREFERRED STOCK Non-derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +19,513 19,513 owned after | $10.25 | 2013-03-26 |