THE CORETEC GROUP INC. Form 8-K: Current report
Filings on SEC EDGAR, newest first; amendments sit with their base form. Values are as filed.
- 2013-12-13: Form 8-K; Period of report 2013-12-09; Description 1.01 Entry into a Material Definitive Agreement; 3.02 Unregistered Sales of Equity Securities; 3.03 Material Modification to Rights of Security Holders; 5.03 Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year; Details 1.01.
- 2013-11-05: Form 8-K; Period of report 2013-11-01; Description 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers; 8.01 Other Events; Details 5.02.
- 2013-10-07: Form 8-K; Period of report 2013-10-01; Description 1.01 Entry into a Material Definitive Agreement; 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant; 3.02 Unregistered Sales of Equity Securities; Details 1.01.
- 2013-09-16: Form 8-K; Period of report 2013-09-12; Description 7.01 Regulation FD Disclosure; 8.01 Other Events; Details 7.01.
| Filed | Form | Period of report | Description | Details | Document |
|---|---|---|---|---|---|
| 2013-12-13 | 8-K | 2013-12-09 | 1.01 Entry into a Material Definitive Agreement; 3.02 Unregistered Sales of Equity Securities; 3.03 Material Modification to Rights of Security Holders; 5.03 Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year | 1.01 On December 9, 2013 and December 11, 2013, 3DIcon Corporation, an Oklahoma corporation (the “Company”), closed on $195,000 in a private placement (the “Private Placement”) contemplated by that certain Securities Purchase Agreement (the “Securities Purchase Agreement”), dated December 9, 2013, pursuant to which the Company sold 195,000 Units (as defined below) to accredited investors (each, an “Investor” and collectively, the “Investors”), one of whom was Victor Keen, the Company’s Chief Executive Officer and a member of the board of directors of the Company. 3.02 The disclosures set forth in Item 1.01 of this Current Report on Form 8-K are hereby incorporated by reference into this Item 3.02. 3.03 The disclosures set forth in Item 1.01 of this Current Report on Form 8-K are hereby incorporated by reference into this Item 3.03. 5.03 The disclosures set forth in Item 1.01 of this Current Report on Form 8-K are hereby incorporated by reference into this Item 5.03. | v362946_8k.htm |
| 2013-11-05 | 8-K | 2013-11-01 | 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers; 8.01 Other Events | 5.02 On November 1, 2013, Mark Willner resigned as Chief Executive Officer of 3DIcon Corporation (the “Company”) in order to allow Victor F. Keen to take over in his place as the Company’s newly appointed Interim Chief Executive Officer. 8.01 A copy of the press release announcing Mr. Willner’s resignation and Mr. Keen’s appointment is attached herewith as Exhibit 99.1. | v359263_8k.htm |
| 2013-10-07 | 8-K | 2013-10-01 | 1.01 Entry into a Material Definitive Agreement; 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant; 3.02 Unregistered Sales of Equity Securities | 1.01 On October 1, 2013 (the “Date of Issuance”), 3DIcon Corporation (the “Company”) issued and sold to an accredited investor a Senior Convertible Note (the “Note”) in the principal amount of $205,000 and a warrant to purchase 300,000 shares of the Company’s common stock (“Common Stock”) at an exercise price equal to 110% of the closing bid price on September 30, 2013 (the “Warrant”). | v356873_8k.htm |
| 2013-09-16 | 8-K | 2013-09-12 | 7.01 Regulation FD Disclosure; 8.01 Other Events | 7.01 Regulation FD Disclosure Item 8.01. | v355138_8k.htm |
| 2013-08-05 | 8-K | 2013-07-30 | 1.01 Entry into a Material Definitive Agreement; 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant | 1.01 On July 30, 2013 (the “Amendment Date”), 3DIcon Corporation (the “Company”) entered into a second amendment agreement (the “Amendment”) with Victor Keen, a Director on the Board of Directors of the Company, to amend that certain Convertible Bridge Note (the “Note”) in principal amount of $60,000 and due December 10, 2012, as amended by that certain Amendment to Securities Purchase Agreement dated as of January 23, 2013, extending the maturity date to April 30, 2013 (the “First Amendment”), and by letter agreement dated May 1, 2013, extending the maturity date to May 15, 2013 and that certain Securities Purchase Agreement dated as of September 10, 2012, as amended on January 23, 2013 (the “SPA”). | v351939_8k.htm |
| 2013-07-31 | 8-K | 2013-07-26 | 1.01 Entry into a Material Definitive Agreement; 3.02 Unregistered Sales of Equity Securities | 1.01 On July 26, 2013, the Circuit Court in the 12th Judicial Circuit in and for Sarasota County, Florida (the “Court”), entered an Order Granting Approval of Settlement Agreement (the “Order”) approving, among other things, the fairness of the terms and conditions of an exchange pursuant to Section 3(a)(10) of the Securities Act of 1933, as amended (the “Securities Act”), in accordance with a Settlement Agreement (the “Settlement Agreement”) between 3DIcon Corporation (the “Company”) and IBC Funds, LLC, a Nevada limited liability company (“IBC”), in the matter entitled IBC Funds, LLC v. | v351462_8k.htm |
| 2013-07-26 | 8-K | 2013-07-22 | 1.01 Entry into a Material Definitive Agreement; 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant | 1.01 On July 22, 2013, 3DIcon Corporation (the “Company”) entered into a third amendment agreement (the “Amendment”) with CP US Income Group LLC (“CPUS”), the successor in interest of GCA Strategic Investment Fund Limited (“GCASIF”) to that certain Convertible Bridge Note in principal amount of $300,000 and due November 26, 2012, as amended on December 21, 2012 to increase the principal amount to $325,000 and on May 28, 2013 to extend the maturity date to August 1, 2013 (the “Note”) and that certain Securities Purchase Agreement dated as of August 24, 2012, as amended on December 21, 2012 and May 28, 2013 (the “SPA”). | v350938_8k.htm |
| 2013-07-02 | 8-K | 2013-07-02 | 7.01 Regulation FD Disclosure; 8.01 Other Events | 7.01 Regulation FD Disclosure Item 8.01. | v349158_8k.htm |
| 2013-06-26 | 8-K | 2013-06-25 | 7.01 Regulation FD Disclosure; 8.01 Other Events | 7.01 Regulation FD Disclosure Item 8.01. | v348614_8k.htm |
| 2013-04-23 | 8-K | 2013-04-23 | 8.01 Other Events | 8.01 A letter to the shareholders of 3DIcon Corporation (the “Company”) was issued on April 23, 2013. | v342266_8k.htm |
| 2013-04-16 | 8-K | 2013-04-13 | 7.01 Regulation FD Disclosure | 7.01 On April 13, 2013 and April 14, 2013, a weekly science and technology radio magazine sponsored by the Oklahoma Center for the Advancement of Science & Technology (“OCAST”) aired an interview on a number of radio stations (the “Radio Show”), featuring the Chief Executive Officer, Mr. Mark Willner, and the Chief Technology Officer, Dr. Hakki Refai, of 3DIcon Corporation (the “Company”). | v341589_8k.htm |
| 2013-04-05 | 8-K | 2013-04-04 | 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers; 5.03 Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year; 8.01 Other Events | 5.02 On April 4, 2013, Sidney Aroesty informed the Board of Directors (the “Board”) of 3DIcon Corporation (the “Company”) that he would resign from the Board, effective April 15, 2013. 5.03 On April 4, 2013, the Board adopted by unanimous written consent an amendment to the Company’s Bylaws (the “Amendment”) pursuant to which it established a Business Advisory Board to assist and advise the Board in any business matter on which the Board seeks advisement. 8.01 A copy of the press release announcing Mr. Aroesty’s resignation is attached herewith as Exhibit 99.1. | v340649_8-k.htm |
| 2013-03-07 | 8-K | 2013-03-05 | 8.01 Other Events | 8.01 A technology update letter to the shareholders of 3DIcon Corporation (the “Company”) was issued on March 5, 2013. | v337512_8k.htm |
| 2013-02-21 | 8-K | 2013-02-20 | 8.01 Other Events | 8.01 A letter to the shareholders of 3DIcon Corporation (the “Company”) was issued on February 20, 2013. | v335819_8k.htm |
| 2013-01-31 | 8-K | 2013-01-28 | 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers | 5.02 On January 28, 2013, the Board of Directors of 3DIcon Corporation (the “Company”) appointed Ronald Robinson to serve as the Company’s Chief Financial Officer. | v333533_8k.htm |
| 2013-01-31 | 8-K | 2013-01-26 | 1.01 Entry into a Material Definitive Agreement | 1.01 On January 26, 2013, 3DIcon Corporation (the “Company”) entered into two amendment agreements (the “Amendment Agreements”) with two accredited investors, the holders of certain Convertible Bridge Notes (the “Bridge Notes”) in principal amounts of $78,000 and $60,000, which Bridge Notes were issued by the Company on August 28, 2012 and September 10, 2012, respectively. | v333534_8k.htm |