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TFF PHARMACEUTICALS, INC. Forms 3, 4 and 5: Stock Options

TFF PHARMACEUTICALS, INC. Forms 3, 4 and 5: Stock Options

Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 87 rows, 87 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.

  • 2024-07-03: Reporting owner Weisman Harlan F; Form 4; Security Stock Options (Right to Buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
  • 2024-07-03: Reporting owner Lee Catherine Chai-zon; Form 4; Security Stock Options (Right to Buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
  • 2024-07-03: Reporting owner MILLS ROBERT S; Form 4; Security Stock Options (Right to Buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
  • 2024-07-03: Reporting owner Roberts Brandi; Form 4; Security Stock Options (Right to Buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
Transaction dateReporting ownerFormSecurityTransactionSharesPricePrice that dayFiling
2024-07-03Weisman Harlan F
Director, Officer (President and CEO)
4Stock Options (Right to Buy)
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+27,480
27,480 owned after
$1.82
exercise price
2024-07-08
2024-07-03Lee Catherine Chai-zon
Director
4Stock Options (Right to Buy)
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+1,583
1,583 owned after
$1.82
exercise price
2024-07-08
2024-07-03MILLS ROBERT S
Director
4Stock Options (Right to Buy)
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+3,165
3,165 owned after
$1.82
exercise price
2024-07-08
2024-07-03Roberts Brandi
Director
4Stock Options (Right to Buy)
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+3,165
3,165 owned after
$1.82
exercise price
2024-07-08
2024-07-03COLEMAN KIRK ALLEN
Officer (Chief Financial Officer)
4Stock Options (Right to Buy)
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+10,184
10,184 owned after
$1.82
exercise price
2024-07-08
2024-07-03Mikhak Zamaneh
Officer (Chief Medical Officer)
4Stock Options (Right to Buy)
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+10,184
10,184 owned after
$1.82
exercise price
2024-07-08
2024-07-03ROCAMBOLI STEPHEN
Director
4Stock Options (Right to Buy)
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+3,165
3,165 owned after
$1.82
exercise price
2024-07-08
2024-07-03KING THOMAS BRAXTON
Director
4Stock Options (Right to Buy)
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+1,583
1,583 owned after
$1.82
exercise price
2024-07-08
2023-12-13KING THOMAS BRAXTON
Director
4Stock Options (Right to Buy)
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+132,442
132,442 owned after
$0.35
exercise price
2023-12-15
2023-12-01Roberts Brandi
Director
4Stock Options (Right to Buy)
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+52,858
52,858 owned after
$0.36
exercise price
2023-12-04
2023-12-01MILLS ROBERT S
Director
4Stock Options (Right to Buy)
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+52,858
52,858 owned after
$0.36
exercise price
2023-12-04
2023-12-01ROCAMBOLI STEPHEN
Director
4Stock Options (Right to Buy)
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+52,858
52,858 owned after
$0.36
exercise price
2023-12-04
2023-12-01Patane Michael A
Director
4Stock Options (Right to Buy)
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+132,442
132,442 owned after
$0.36
exercise price
2023-12-04
2023-12-01Lee Catherine Chai-zon
Director
4Stock Options (Right to Buy)
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+132,442
132,442 owned after
$0.36
exercise price
2023-12-04
2023-03-22COLEMAN KIRK ALLEN
Officer (Chief Financial Officer)
4Stock Options (Right to Buy)
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+100,000
100,000 owned after
$0.80
exercise price
2023-03-24
2023-01-20
holding as of filing
Mikhak Zamaneh
Officer (Chief Medical Officer)
3Stock Option (Right to Buy)
Derivative · Direct
Holding$0.97
exercise price
2023-01-20
2022-12-29ROCAMBOLI STEPHEN
Director
4Stock Options (Right to Buy)
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+33,475
33,475 owned after
$0.85
exercise price
2022-12-30
2022-12-29Roberts Brandi
Director
4Stock Options (Right to Buy)
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+20,968
20,968 owned after
$0.85
exercise price
2022-12-30
2022-12-29MILLS ROBERT S
Director
4Stock Options (Right to Buy)
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+33,475
33,475 owned after
$0.85
exercise price
2022-12-30
2022-12-29Fletcher Aaron G.L.
Director
4Stock Options (Right to Buy)
Derivative · Indirect · To BP Directors for the benefit of Reporting Person
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+33,475
33,475 owned after
$0.85
exercise price
2022-12-30
2022-12-03Weisman Harlan F
Director, Officer (President and CEO)
4Stock Options (Right to Buy)
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+1,792,450
1,792,450 owned after
$1.19
exercise price
2022-12-06
2022-09-29THURMAN RANDY H
Director
4Stock Options (Right to Buy)
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−40,255
84,670 owned after
$2.50
exercise price
2022-09-30
2022-04-04
holding as of filing
Roberts Brandi
Director
3Stock Option (Right to Buy)
Derivative · Direct
Holding$6.90
exercise price
2022-04-04
2021-09-22CANO CHRISTOPHER
Officer (Chief Operating Officer)
4Stock Option (Right to Buy)
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+43,000
200,000 owned after
$7.93
exercise price
2021-09-24
2021-03-15ROCAMBOLI STEPHEN
Director
4Stock Options (Right to Buy)
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−14,756
107,673 owned after
$2.50
exercise price
2021-03-17
2021-03-15ROCAMBOLI STEPHEN
Director
4Stock Options (Right to Buy)
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−5,250
102,423 owned after
$5.00
exercise price
2021-03-17
2021-03-15Mattes Glenn R.
Director, Officer (President and CEO)
4Stock Options (Right to Buy)
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−50,000
944,227 owned after
$2.50
exercise price
2021-03-17
2021-03-15COLEMAN KIRK ALLEN
Officer (CFO, Secretary and Treasurer)
4Stock Options (Right to Buy)
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−5,000
277,883 owned after
$2.50
exercise price
2021-03-17
2021-02-16Mattes Glenn R.
Director, Officer (President and CEO)
4Stock Options (Right to Buy)
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−40,000
994,227 owned after
$2.50
exercise price
2021-02-18
2021-02-16COLEMAN KIRK ALLEN
Officer (CFO, Secretary and Treasurer)
4Stock Options (Right to Buy)
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−5,000
282,883 owned after
$2.50
exercise price
2021-02-18
2021-02-10MILLS ROBERT S
Director
4Stock Options (Right to Buy)
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−700
151,319 owned after
$2.50
exercise price
2021-02-12
2021-01-20MILLS ROBERT S
Director
4Stock Options (Right to Buy)
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−12,600
152,019 owned after
$2.50
exercise price
2021-01-20
2021-01-19MILLS ROBERT S
Director
4Stock Options (Right to Buy)
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−55,100
164,619 owned after
$2.50
exercise price
2021-01-20
2021-01-15Mattes Glenn R.
Director, Officer (President and CEO)
4Stock Options (Right to Buy)
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−40,000
1,034,227 owned after
$2.50
exercise price
2021-01-20
2021-01-15COLEMAN KIRK ALLEN
Officer (CFO, Secretary and Treasurer)
4Stock Options (Right to Buy)
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−5,000
287,883 owned after
$2.50
exercise price
2021-01-20
2020-12-23Mattes Glenn R.
Director, Officer (President and CEO)
4Stock Options (Right to Buy)
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−30,000
1,074,227 owned after
$2.50
exercise price
2020-12-29
2020-12-23COLEMAN KIRK ALLEN
Officer (CFO, Secretary and Treasurer)
4Stock Options (Right to Buy)
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−10,000
292,883 owned after
$2.50
exercise price
2020-12-29
2020-12-11MILLS ROBERT S
Director
4Stock Options (Right to Buy)
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−22,794
219,719 owned after
$2.50
exercise price
2020-12-15
2020-12-07WINDSOR JAMES BRIAN
Director, Officer (Chief Science Officer)
4Stock Options (Right to Buy)
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−25,000
134,429 owned after
$2.50
exercise price
2020-12-09
2020-11-11THURMAN RANDY H
Director
4Stock Options (Right to Buy)
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−34,504
124,925 owned after
$2.50
exercise price
2020-11-13
2020-11-11ROCAMBOLI STEPHEN
Director
4Stock Options (Right to Buy)
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−15,722
122,429 owned after
$2.50
exercise price
2020-11-13
2020-11-10ROCAMBOLI STEPHEN
Director
4Stock Options (Right to Buy)
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−21,278
138,151 owned after
$2.50
exercise price
2020-11-13
2020-11-10COLEMAN KIRK ALLEN
Officer (CFO, Secretary, and Treasurer)
4Stock Options (Right to Buy)
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−15,000
302,883 owned after
$2.50
exercise price
2020-11-13
2020-11-10Mattes Glenn R.
Director, Officer (President and CEO)
4Stock Options (Right to Buy)
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−108,830
1,104,227 owned after
$2.50
exercise price
2020-11-13
2020-09-29
holding as of filing
CANO CHRISTOPHER
Officer (Chief Operating Officer)
3Stock Option (Right to Buy)
Derivative · Direct
Holding$2.50
exercise price
2020-09-29
2020-09-29
holding as of filing
CANO CHRISTOPHER
Officer (Chief Operating Officer)
3Stock Option (Right to Buy)
Derivative · Direct
Holding$5.16
exercise price
2020-09-29
2020-09-29
holding as of filing
CANO CHRISTOPHER
Officer (Chief Operating Officer)
3Stock Option (Right to Buy)
Derivative · Direct
Holding$5.81
exercise price
2020-09-29
2020-09-29
holding as of filing
CANO CHRISTOPHER
Officer (Chief Operating Officer)
3Stock Option (Right to Buy)
Derivative · Direct
Holding$13.65
exercise price
2020-09-29
2020-09-29
holding as of filing
CANO CHRISTOPHER
Officer (Chief Operating Officer)
3Stock Option (Right to Buy)
Derivative · Direct
Holding$14.06
exercise price
2020-09-29
2020-08-24ROCAMBOLI STEPHEN
Director
4Stock Options (Right to Buy)
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+20,000
159,429 owned after
$13.65
exercise price
2020-08-26
2020-08-24MILLS ROBERT S
Director
4Stock Options (Right to Buy)
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+30,300
242,512 owned after
$13.65
exercise price
2020-08-26
2020-08-24THURMAN RANDY H
Director
4Stock Options (Right to Buy)
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+20,000
159,429 owned after
$13.65
exercise price
2020-08-26
2020-08-24Fairbairn Malcolm
Director
4Stock Options (Right to Buy)
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+13,200
105,455 owned after
$13.65
exercise price
2020-08-26
2020-08-24COLEMAN KIRK ALLEN
Officer (CFO, Secretary, and Treasurer)
4Stock Options (Right to Buy)
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+40,000
317,883 owned after
$13.65
exercise price
2020-08-26
2020-08-24Weisman Harlan F
Director
4Stock Options (Right to Buy)
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+20,000
159,429 owned after
$13.65
exercise price
2020-08-26
2020-08-24Mattes Glenn R.
Director, Officer (President and CEO)
4Stock Options (Right to Buy)
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+152,000
1,213,057 owned after
$13.65
exercise price
2020-08-26
2020-08-24WINDSOR JAMES BRIAN
Director, Officer (Chief Science Officer)
4Stock Options (Right to Buy)
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+20,000
159,429 owned after
$13.65
exercise price
2020-08-26
2020-08-24Fletcher Aaron G.L.
Director
4Stock Options (Right to Purchase)
Derivative · Indirect · To BP Directors for the benefit of Reporting Person
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+20,000
159,429 owned after
$13.65
exercise price
2020-08-26
2020-02-14Fairbairn Malcolm
Director
4Stock Options (Right to Buy)
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+92,255
92,255 owned after
$5.06
exercise price
2020-02-19
2019-12-20COLEMAN KIRK ALLEN
Officer (CFO, Secretary, and Treasurer)
4Stock Options (Right to Buy)
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+50,000
277,883 owned after
$5.16
exercise price
2019-12-26
2019-11-29MILLS ROBERT S
Director
4Stock Options (Right to Buy)
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+25,838
212,212 owned after
$5.00
exercise price
2020-08-26
2019-11-29Mattes Glenn R.
Director, Officer (President and CEO)
4Stock Options (Right to Buy)
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+89,952
1,061,057 owned after
$5.00
exercise price
2020-08-26
2019-11-29WINDSOR JAMES BRIAN
Director, Officer (Chief Science Officer)
4Stock Options (Right to Buy)
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+3,623
139,429 owned after
$5.00
exercise price
2019-12-03
2019-11-29Weisman Harlan F
Director
4Stock Options (Right to Buy)
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+3,623
139,429 owned after
$5.00
exercise price
2019-12-03
2019-11-29THURMAN RANDY H
Director
4Stock Options (Right to Buy)
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+3,623
139,429 owned after
$5.00
exercise price
2019-12-03
2019-11-29ROCAMBOLI STEPHEN
Director
4Stock Options (Right to Buy)
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+3,623
139,429 owned after
$5.00
exercise price
2019-12-03
2019-11-29MILLS ROBERT S
Director
4Stock Options (Right to Buy)
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+2,351
186,374 owned after
$5.00
exercise price
2019-12-03
2019-11-29Mattes Glenn R.
Director, Officer (President and CEO)
4Stock Options (Right to Buy)
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+25,214
971,105 owned after
$5.00
exercise price
2019-12-03
2019-11-29Fletcher Aaron G.L.
Director
4Stock Options (Right to Buy)
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+3,623
139,429 owned after
$5.00
exercise price
2019-12-03
2019-11-29COLEMAN KIRK ALLEN
Officer (CFO, Secretary, and Treasurer)
4Stock Options (Right to Buy)
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+5,920
227,883 owned after
$5.00
exercise price
2019-12-03
2019-10-29Mattes Glenn R.
Director, Officer (President and CEO)
4/AStock Options (Right to Buy)
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+332,868
945,891 owned after
$5.00
exercise price
2019-10-30
2019-10-29ROCAMBOLI STEPHEN
Director
4Stock Options (Right to Buy)
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+43,794
135,806 owned after
$5.00
exercise price
2019-10-29
2019-10-29WINDSOR JAMES BRIAN
Director, Officer (Chief Science Officer)
4Stock Options (Right to Buy)
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+43,794
135,806 owned after
$5.00
exercise price
2019-10-29
2019-10-29Weisman Harlan F
Director
4Stock Options (Right to Buy)
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+43,794
135,806 owned after
$5.00
exercise price
2019-10-29
2019-10-29THURMAN RANDY H
Director
4Stock Options (Right to Buy)
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+43,794
135,806 owned after
$5.00
exercise price
2019-10-29
2019-10-29Mattes Glenn R.
Director, Officer (President and CEO)
4Stock Options (Right to Buy)
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+332,868
945,891 owned after
$5.00
exercise price
2019-10-29
2019-10-29COLEMAN KIRK ALLEN
Officer (CFO, Secretary, and Treasurer)
4Stock Options (Right to Buy)
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+71,963
221,963 owned after
$5.00
exercise price
2019-10-29
2019-10-24
holding as of filing
WINDSOR JAMES BRIAN
Director, Officer (Chief Science Officer)
3Stock Option (Right to Buy)
Derivative · Direct
Holding$2.50
exercise price
2019-10-24
2019-10-24
holding as of filing
WINDSOR JAMES BRIAN
Director, Officer (Chief Science Officer)
3Stock Option (Right to Buy)
Derivative · Direct
Holding$2.50
exercise price
2019-10-24
2019-10-24
holding as of filing
Weisman Harlan F
Director
3Stock Option (Right to Buy)
Derivative · Direct
Holding$2.50
exercise price
2019-10-24
2019-10-24
holding as of filing
THURMAN RANDY H
Director
3Stock Options (Right to Buy)
Derivative · Direct
Holding$2.50
exercise price
2019-10-24
2019-10-24
holding as of filing
ROCAMBOLI STEPHEN
Director
3Stock Options (Right to Buy)
Derivative · Direct
Holding$2.50
exercise price
2019-10-24
2019-10-24
holding as of filing
MILLS ROBERT S
Director
3Stock Option (Right to Buy)
Derivative · Direct
Holding$2.50
exercise price
2019-10-24
2019-10-24
holding as of filing
MILLS ROBERT S
Director
3Stock Option (Right to Buy)
Derivative · Direct
Holding$2.50
exercise price
2019-10-24
2019-10-24
holding as of filing
Mattes Glenn R.
Director, Officer (President and CEO)
3Stock Option (Right to Buy)
Derivative · Direct
Holding$2.50
exercise price
2019-10-24
2019-10-24
holding as of filing
Mattes Glenn R.
Director, Officer (President and CEO)
3Stock Option (Right to Buy)
Derivative · Direct
Holding$2.50
exercise price
2019-10-24
2019-10-24
holding as of filing
COLEMAN KIRK ALLEN
Officer (CFO, Secretary, and Treasurer)
3Stock Options (Right to Buy)
Derivative · Direct
Holding$2.50
exercise price
2019-10-24