TELKONET, INC. Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 59 rows, 59 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2017-01-03: Reporting owner Tienor Jason; Form 4; Security Employee Stock Option (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2017-01-03: Reporting owner Sobieski Jeff; Form 4; Security Employee Stock Option (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2017-01-03: Reporting owner Koch Matthew; Form 4; Security Employee Stock Option (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2016-07-14: Reporting owner Blatt Leland D.; Form 3; Security Employee Stock Option (right to buy); Transaction Holding.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2017-01-03 | Tienor Jason Director, Officer (Chief Executive Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,000,000 1,482,583 owned after | $0.14 exercise price | 2017-04-06 | |
| 2017-01-03 | Sobieski Jeff Officer (Chief Technology Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,000,000 1,322,590 owned after | $0.14 exercise price | 2017-04-06 | |
| 2017-01-03 | Koch Matthew Officer (Chief Operating Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,000,000 1,175,326 owned after | $0.14 exercise price | 2017-04-06 | |
| 2016-07-14 holding as of filing | Blatt Leland D. Director | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $0.19 exercise price | 2016-07-14 | ||
| 2016-07-12 holding as of filing | KROSS PETER T Director | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $0.19 exercise price | 2016-07-12 | ||
| 2016-07-08 holding as of filing | BYRNES ARTHUR E Director | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $0.19 exercise price | 2016-07-08 | ||
| 2014-04-09 holding as of filing | Warner Kellogg L. Director | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $0.19 exercise price | 2014-04-09 | ||
| 2014-04-09 holding as of filing | Andrews Jeffrey P Director | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $0.19 exercise price | 2014-04-09 | ||
| 2013-04-18 | Tienor Jason Director, Officer (Chief Executive Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +155,556 482,583 owned after | $0.18 exercise price | 2013-09-12 | |
| 2013-04-18 | Sobieski Jeff Officer (Chief Operating Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +110,833 322,590 owned after | $0.18 exercise price | 2013-09-12 | |
| 2013-04-18 | Reinders Gerrit J. Officer (Exec. VP Global Mktg/Sales) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +87,500 87,500 owned after | $0.18 exercise price | 2013-09-12 | |
| 2013-04-18 | MUSHRUSH RICHARD E. Officer (Acting CFO) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +74,861 152,902 owned after | $0.18 exercise price | 2013-09-12 | |
| 2013-04-18 | Koch Matthew Officer (Executive V.P. of Operations) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +75,833 175,326 owned after | $0.18 exercise price | 2013-09-12 | |
| 2012-10-01 | LEDWICK TIM S Director | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +100,000 100,000 owned after | $0.19 exercise price | 2012-10-03 | |
| 2012-10-01 | Garland Glenn A Director | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +100,000 100,000 owned after | $0.19 exercise price | 2012-10-03 | |
| 2012-10-01 | Davis William H Director | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +100,000 100,000 owned after | $0.19 exercise price | 2012-10-03 | |
| 2012-04-02 | Sobieski Jeff Officer (Chief Operating Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +161,757 161,757 owned after | $0.19 exercise price | 2012-04-04 | |
| 2012-04-02 | Tienor Jason Director, Officer (Chief Executive Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +227,027 227,027 owned after | $0.19 exercise price | 2012-04-04 | |
| 2012-04-02 | Koch Matthew Officer (Executive V.P. Of Operations) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +74,493 74,493 owned after | $0.19 exercise price | 2012-04-04 | |
| 2012-04-02 | MUSHRUSH RICHARD E. Officer (Acting CFO) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +78,041 78,041 owned after | $0.19 exercise price | 2012-04-04 | |
| 2008-02-19 | Sobieski Jeff Officer (Executive Vice President) | 4 | Option to purchase Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50,000 50,000 owned after | $1.00 | 2008-02-21 | |
| 2007-08-31 holding as of filing | Tienor Jason Officer (Chief Operating Officer) | 3 | Option to purchase Derivative · Direct | Holding | $1.80 exercise price | 2007-08-31 | ||
| 2007-08-31 holding as of filing | Cleal Dorothy Officer (Executive Vice President) | 3 | Option to purchase Derivative · Direct | Holding | $1.80 exercise price | 2007-08-31 | ||
| 2007-06-15 | Crabb Robert P Officer (Chief Mkting Off, Corp Secy) | 4 | Option to purchase Derivative · Direct | X Exercise of in-the-money or at-the-money derivative security | −25,000 803,800 owned after | $1.00 | 2007-06-20 | |
| 2007-06-08 | Crabb Robert P Officer (Chief Mkting Off, Corp Secy) | 4 | Option to purchase Derivative · Direct | X Exercise of in-the-money or at-the-money derivative security | −36,000 828,800 owned after | $1.00 | 2007-06-12 | |
| 2007-03-16 | BLUMENFELD SETH D Director | 5 | Option to purchase Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +40,000 40,000 owned after | $2.78 | 2007-04-26 | |
| 2007-03-16 | Peeler James L Director | 5 | Option to purchase Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +30,000 110,000 owned after | $2.78 | 2007-04-25 | |
| 2007-03-16 | Peeler James L Director | 5 | Option to purchase Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +40,000 150,000 owned after | $2.78 | 2007-04-25 | |
| 2007-03-16 | Hall Thomas M Director | 5 | Option to purchase Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +30,000 110,000 owned after | $2.78 | 2007-04-25 | |
| 2007-03-16 | Hall Thomas M Director | 5 | Option to purchase Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +40,000 150,000 owned after | $2.78 | 2007-04-25 | |
| 2007-03-16 | LYNCH TOM Director | 5 | Option to purchase Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +30,000 130,000 owned after | $2.78 | 2007-04-25 | |
| 2007-03-16 | LYNCH TOM Director | 5 | Option to purchase Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +40,000 170,000 owned after | $2.78 | 2007-04-25 | |
| 2006-12-18 | MUSSER WARREN V Director | 5 | Option to purchase Derivative · Indirect · See note | J Other acquisition or disposition (describe transaction) | +2,000,000 2,000,000 owned after | $1.00 | 2007-04-30 | |
| 2006-11-16 | Crabb Robert P Officer (Chief Marketing Officer, Secre) | 5 | Option to purchase Derivative · Direct · (m) | X Exercise of in-the-money or at-the-money derivative security | −20,000 864,800 owned after | $1.00 | 2007-05-24 | |
| 2006-10-04 | Crabb Robert P Officer (Chief Marketing Officer, Secre) | 5 | Option to purchase Derivative · Direct · (m) | X Exercise of in-the-money or at-the-money derivative security | −15,200 864,800 owned after | $1.00 | 2007-05-24 | |
| 2005-04-01 | Peeler James L Director | 5 | Option to purchase Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +40,000 80,000 owned after | $3.45 | 2007-04-25 | |
| 2005-04-01 | Hall Thomas M Director | 5 | Option to purchase Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +40,000 80,000 owned after | $3.45 | 2007-04-25 | |
| 2005-04-01 | LYNCH TOM Director | 5 | Option to purchase Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +40,000 100,000 owned after | $3.45 | 2007-04-25 | |
| 2005-01-01 | Leimbach Richard J Officer (Vice President Finance) | 5 | Option to purchase Derivative · Direct | J Other acquisition or disposition (describe transaction) | +50,000 87,500 owned after | $5.08 | 2007-04-25 | |
| 2004-05-01 | Landry James F Officer (Chief Technology Officer) | 5 | Option to purchase Derivative · Direct | J Other acquisition or disposition (describe transaction) | +250,000 500,000 owned after | $3.45 | 2007-05-24 | |
| 2004-04-20 | Hall Thomas M Director | 5 | Option to purchase Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +40,000 140,000 owned after | $3.45 | 2007-04-25 | |
| 2004-04-20 | LYNCH TOM Director | 5 | Option to purchase Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | −20,000 20,000 owned after | $2.00 | 2007-04-25 | |
| 2004-04-20 | LYNCH TOM Director | 5 | Option to purchase Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +40,000 60,000 owned after | $3.45 | 2007-04-25 | |
| 2004-04-01 | Peeler James L Director | 5 | Option to purchase Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +40,000 40,000 owned after | $3.45 | 2007-04-25 | |
| 2004-01-26 | Leimbach Richard J Officer (Vice President Finance) | 5 | Option to purchase Derivative · Direct | J Other acquisition or disposition (describe transaction) | +37,500 37,500 owned after | $2.59 | 2007-04-25 | |
| 2003-10-01 | LYNCH TOM Director | 5 | Option to purchase Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +40,000 40,000 owned after | $2.00 | 2007-04-25 | |
| 2003-01-18 | Crabb Robert P Officer (Chief Marketing Officer, Secre) | 5 | Option to purchase Derivative · Direct · (m) | J Other acquisition or disposition (describe transaction) | +500,000 864,800 owned after | $1.00 | 2007-05-24 | |
| 2003-01-01 | Landry James F Officer (Chief Technology Officer) | 5 | Option to purchase Derivative · Direct | J Other acquisition or disposition (describe transaction) | +125,000 500,000 owned after | $1.00 | 2007-05-24 | |
| 2003-01-01 | GRIMES DAVID W Director | 5 | Call Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +825,000 825,000 owned after | $1.00 | 2006-02-10 | |
| 2002-12-31 | GRIMES DAVID W Director | 5 | Call Option Derivative · Direct | H Expiration (or cancellation) of long derivative position with value received | −1,000,000 0 owned after | $1.00 | 2006-02-10 | |
| 2002-07-26 | GRIMES DAVID W Director | 5 | Call Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +500,000 1,000,000 owned after | $1.00 | 2006-02-10 | |
| 2002-07-06 | GRIMES DAVID W Director | 5 | Call Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +250,000 500,000 owned after | $1.00 | 2006-02-10 | |
| 2002-06-06 | GRIMES DAVID W Director | 5 | Call Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +250,000 250,000 owned after | $1.00 | 2006-02-10 | |
| 2002-04-25 | Hall Thomas M Director | 5 | Option to purchase Derivative · Direct | J Other acquisition or disposition (describe transaction) | +50,000 100,000 owned after | $1.00 | 2007-04-25 | |
| 2002-03-28 | Hall Thomas M Director | 5 | Option to purchase Derivative · Direct | J Other acquisition or disposition (describe transaction) | +50,000 50,000 owned after | $1.00 | 2007-04-25 | |
| 2002-02-15 | Landry James F Officer (Chief Technology Officer) | 5 | Option to purchase Derivative · Direct | J Other acquisition or disposition (describe transaction) | +100,000 500,000 owned after | $1.00 | 2007-05-24 | |
| 2002-02-15 | Crabb Robert P Officer (Chief Marketing Officer, Secre) | 5 | Option to purchase Derivative · Indirect · (m) | J Other acquisition or disposition (describe transaction) | +300,000 864,800 owned after | $1.00 | 2007-05-24 | |
| 2001-12-20 | Landry James F Officer (Chief Technology Officer) | 5 | Option to purchase Derivative · Direct | J Other acquisition or disposition (describe transaction) | +25,000 500,000 owned after | $1.00 | 2007-05-24 | |
| 2000-10-15 | Crabb Robert P Officer (Chief Marketing Officer, Secre) | 5 | Option to purchase Derivative · Indirect · (m) | J Other acquisition or disposition (describe transaction) | +100,000 864,800 owned after | $1.00 | 2007-05-24 |