TAYLOR CAPITAL GROUP INC Forms 3, 4 and 5: Preferred Stock
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 81 rows, 81 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2014-08-19: Reporting owner EMANUEL RONALD; Form 4; Security 9.75% Cumulative Trust Preferred Securities; Transaction Holding.
- 2014-08-19: Reporting owner EMANUEL RONALD; Form 4; Security 9.75% Cumulative Trust Preferred Securities; Transaction Holding.
- 2014-08-18: Reporting owner Daniels C. Bryan; Form 4/A; Security Nonvoting Convertible Preferred Stock; Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2014-08-18: Reporting owner Daniels C. Bryan; Form 4/A; Security Nonvoting Convertible Preferred Stock; Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2014-08-19 holding as of filing | EMANUEL RONALD Director | 4 | 9.75% Cumulative Trust Preferred Securities Non-derivative · Indirect · By Self as Managing partner for Emanuel Family Partnership | Holding | 7,000 owned after | no price filed | 2014-08-19 | |
| 2014-08-19 holding as of filing | EMANUEL RONALD Director | 4 | 9.75% Cumulative Trust Preferred Securities Non-derivative · Indirect · By Self as Managing partner for Emanuel Family Foundation | Holding | 5,000 owned after | no price filed | 2014-08-19 | |
| 2014-08-18 | Daniels C. Bryan Director | 4/A | Nonvoting Convertible Preferred Stock Derivative · Indirect · by Limited Partnership | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −641,337 0 owned after | no price filed | 2014-09-09 | |
| 2014-08-18 | Daniels C. Bryan Director | 4/A | Nonvoting Convertible Preferred Stock Derivative · Indirect · by Limited Partnership | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −641,337 0 owned after | no price filed | 2014-09-09 | |
| 2014-08-18 | Dahlka Edward A Jr Officer (Executive Vice President) | 4 | Series A, Nonconvertible, Preferred Stock Non-derivative · Indirect · (m) | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −4,000 0 owned after | no price filed | 2014-08-19 | |
| 2014-08-18 | TAYLOR JEFFREY W Director, 10% Owner | 4 | Series A, Nonconvertible, Preferred Stock Non-derivative · Indirect · (m) | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −3,000 0 owned after | no price filed | 2014-08-19 | |
| 2013-05-21 holding as of filing | TAYLOR JEFFREY W Director, 10% Owner | 4 | Series A, Nonconvertible, Preferred Stock Non-derivative · Indirect · (m) | Holding | 7,000 owned after | no price filed | 2013-05-21 | |
| 2013-05-21 holding as of filing | TAYLOR JEFFREY W Director, 10% Owner | 4 | Series A, Nonconvertible, Preferred Stock Non-derivative · Indirect · (m) | Holding | 3,000 owned after | no price filed | 2013-05-21 | |
| 2013-04-30 holding as of filing | TAYLOR JEFFREY W Director, 10% Owner | 4 | Series A, Nonconvertible, Preferred Stock Non-derivative · Indirect · (m) | Holding | 7,000 owned after | no price filed | 2013-04-30 | |
| 2013-04-30 holding as of filing | TAYLOR JEFFREY W Director, 10% Owner | 4 | Series A, Nonconvertible, Preferred Stock Non-derivative · Indirect · (m) | Holding | 3,000 owned after | no price filed | 2013-04-30 | |
| 2013-04-08 holding as of filing | Dahlka Edward A Jr Officer (Executive Vice President) | 3 | Series A, Nonconvertible, Preferred Stock Non-derivative · Indirect · (m) | Holding | 4,000 owned after | no price filed | 2013-04-08 | |
| 2013-03-18 holding as of filing | TAYLOR JEFFREY W Director, 10% Owner | 4 | Series A, Nonconvertible, Preferred Stock Non-derivative · Indirect · (m) | Holding | 7,000 owned after | no price filed | 2013-03-18 | |
| 2013-03-18 holding as of filing | TAYLOR JEFFREY W Director, 10% Owner | 4 | Series A, Nonconvertible, Preferred Stock Non-derivative · Indirect · (m) | Holding | 3,000 owned after | no price filed | 2013-03-18 | |
| 2012-11-15 | TAYLOR JEFFREY W Director, 10% Owner | 4 | Series A, Nonconvertible, Preferred Stock Non-derivative · Indirect · by Revocable Trust | P Open market or private purchase of non-derivative or derivative security | +7,000 7,000 owned after | $25.00 | 2013-03-15 | |
| 2012-11-15 | TAYLOR JEFFREY W Director, 10% Owner | 4 | Series A, Nonconvertible, Preferred Stock Non-derivative · Indirect · by Gift Trust | P Open market or private purchase of non-derivative or derivative security | +3,000 3,000 owned after | $25.00 | 2013-03-15 | |
| 2011-12-31 | Daniels C. Bryan Director | 4 | Nonvoting convertible preferred stock, Series G Derivative · Indirect · By Limited Partnership | J Other acquisition or disposition (describe transaction) | +308,010 308,010 owned after | no price filed | 2012-01-04 | |
| 2011-12-31 | Daniels C. Bryan Director | 4 | Nonvoting convertible preferred stock, Series G Derivative · Indirect · By Limited Partnership | J Other acquisition or disposition (describe transaction) | +308,010 308,010 owned after | no price filed | 2012-01-04 | |
| 2011-03-29 | Conte Randall Officer (COO and CFO) | 4 | Series F Preferred Stock Derivative · Indirect · By IRA | C Conversion of derivative security | −1,000 0 owned after | $25.00 | 2011-03-30 | |
| 2011-03-29 | Ryan Lawrence Officer (Executive Vice President) | 4 | Series F Preferred Stock Derivative · Direct | C Conversion of derivative security | −2,000 0 owned after | $25.00 | 2011-03-30 | |
| 2011-03-29 | Steans Jennifer W Director | 4 | Series F Preferred Stock Derivative · Direct · (m) | C Conversion of derivative security | −32,000 0 owned after | $25.00 | 2011-03-30 | |
| 2011-03-29 | Steans Jennifer W Director | 4 | Series F Preferred Stock Derivative · Indirect · (m) | C Conversion of derivative security | −1,240 0 owned after | $25.00 | 2011-03-30 | |
| 2011-03-29 | Steans Jennifer W Director | 4 | Series F Preferred Stock Derivative · Indirect · (m) | C Conversion of derivative security | −38,000 0 owned after | $25.00 | 2011-03-30 | |
| 2011-03-29 | Steans Jennifer W Director | 4 | Series F Preferred Stock Derivative · Indirect · (m) | C Conversion of derivative security | −72,000 0 owned after | $25.00 | 2011-03-30 | |
| 2011-03-29 | STEANS HARRISON I Director | 4 | Series F Preferred Stock Derivative · Direct | C Conversion of derivative security | −160,000 0 owned after | $25.00 | 2011-03-30 | |
| 2011-03-29 | Daniels C. Bryan Director | 4 | Series F Preferred Stock Derivative · Indirect · By limited partnership | C Conversion of derivative security | −44,000 0 owned after | $10.00 exercise price | 2011-03-30 | |
| 2011-03-29 | Daniels C. Bryan Director | 4 | Series F Preferred Stock Derivative · Indirect · By limited partnership | C Conversion of derivative security | −44,000 0 owned after | $10.00 exercise price | 2011-03-30 | |
| 2011-03-29 | Daniels C. Bryan Director | 4 | Series G Preferred Stock Derivative · Indirect · By limited partnership | C Conversion of derivative security | +110,000 110,000 owned after | no price filed | 2011-03-30 | |
| 2011-03-29 | Daniels C. Bryan Director | 4 | Series G Preferred Stock Derivative · Indirect · By limited partnership | C Conversion of derivative security | +110,000 110,000 owned after | no price filed | 2011-03-30 | |
| 2011-03-29 | TAYLOR BRUCE W Director, Officer (Chairman), 10% Owner | 4 | Series F Preferred Stock Derivative · Direct | C Conversion of derivative security | −40,000 0 owned after | $25.00 | 2011-03-30 | |
| 2011-03-28 | Conte Randall Officer (COO and CFO) | 4 | Series F Preferred Stock Derivative · Indirect · By IRA | P Open market or private purchase of non-derivative or derivative security | +1,000 1,000 owned after | $25.00 | 2011-03-30 | |
| 2011-03-28 | Ryan Lawrence Officer (Executive Vice President) | 4 | Series F Preferred Stock Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +2,000 2,000 owned after | $25.00 | 2011-03-30 | |
| 2011-03-28 | Steans Jennifer W Director | 4 | Series F Preferred Stock Derivative · Direct · (m) | P Open market or private purchase of non-derivative or derivative security | +32,000 32,000 owned after | $25.00 | 2011-03-30 | |
| 2011-03-28 | Steans Jennifer W Director | 4 | Series F Preferred Stock Derivative · Indirect · (m) | P Open market or private purchase of non-derivative or derivative security | +1,240 1,240 owned after | $25.00 | 2011-03-30 | |
| 2011-03-28 | Steans Jennifer W Director | 4 | Series F Preferred Stock Derivative · Indirect · (m) | P Open market or private purchase of non-derivative or derivative security | +38,000 38,000 owned after | $25.00 | 2011-03-30 | |
| 2011-03-28 | Steans Jennifer W Director | 4 | Series F Preferred Stock Derivative · Indirect · (m) | P Open market or private purchase of non-derivative or derivative security | +72,000 72,000 owned after | $25.00 | 2011-03-30 | |
| 2011-03-28 | STEANS HARRISON I Director | 4 | Series F Preferred Stock Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +160,000 160,000 owned after | $25.00 | 2011-03-30 | |
| 2011-03-28 | Daniels C. Bryan Director | 4 | Series F Preferred Stock Derivative · Indirect · By limited partnership | P Open market or private purchase of non-derivative or derivative security | +44,000 110,000 owned after | $25.00 | 2011-03-30 | |
| 2011-03-28 | Daniels C. Bryan Director | 4 | Series F Preferred Stock Derivative · Indirect · By limited partnership | P Open market or private purchase of non-derivative or derivative security | +44,000 110,000 owned after | $25.00 | 2011-03-30 | |
| 2011-03-28 | TAYLOR BRUCE W Director, Officer (Chairman), 10% Owner | 4 | Series F Preferred Stock Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +40,000 40,000 owned after | $25.00 | 2011-03-30 | |
| 2010-10-21 | Daniels C. Bryan Director | 4 | Nonvoting convertible preferred stock, Series D Derivative · Indirect · By Limited Partnership | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +202,665 202,665 owned after | no price filed | 2010-10-25 | |
| 2010-10-21 | Daniels C. Bryan Director | 4 | Nonvoting convertible preferred stock, Series D Derivative · Indirect · By Limited Partnership | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +202,665 202,665 owned after | no price filed | 2010-10-25 | |
| 2009-02-23 holding as of filing | EMANUEL RONALD Director | 4 | 9.75% Cumulative Trust Preferred Securities Non-derivative · Indirect · (m) | Holding | 5,000 owned after | no price filed | 2009-02-23 | |
| 2009-02-23 holding as of filing | EMANUEL RONALD Director | 4 | 9.75% Cumulative Trust Preferred Securities Non-derivative · Direct · (m) | Holding | 7,000 owned after | no price filed | 2009-02-23 | |
| 2009-02-13 holding as of filing | Ryan Lawrence Officer (Executive Vice President) | 3 | 8% Non-cumulative convert. perpetual preferred stock Derivative · Direct | Holding | $10.00 exercise price | 2009-02-13 | ||
| 2009-02-12 | STEANS HARRISON I Director | 4 | 8% Non-Cumulative Convert. Perpetual Preferred Stock Derivative · Indirect · By Trust | P Open market or private purchase of non-derivative or derivative security | +4,000 251,400 owned after | $25.15 | 2009-02-13 | |
| 2008-12-12 | STEANS HARRISON I Director | 4 | 8% Noncum. Convert. perpetual Preferred stk, Series A Derivative · Indirect · By Trust | S Open market or private sale of non-derivative or derivative security | −22,600 247,400 owned after | $25.41 | 2008-12-16 | |
| 2008-12-12 | TAYLOR BRUCE W Director, Officer (Chairman and CEO), 10% Owner | 4 | 8% Noncum. Convert. perpetual Preferred stk, Series A Derivative · Indirect · By trust | S Open market or private sale of non-derivative or derivative security | −4,000 16,000 owned after | $25.41 | 2008-12-16 | |
| 2008-12-12 | Conte Randall Officer (COO, CFO, and Secretary) | 4 | 8% Noncum. Convert. perpetual Preferred stk, Series A Derivative · Indirect · By Individaul Retirement Account for Self | P Open market or private purchase of non-derivative or derivative security | +10,000 10,000 owned after | $25.41 | 2008-12-16 | |
| 2008-12-12 | VanCastle Robin Officer (Former Chief Financial Officer) | 4 | 8% Noncum. Convert. perpetual Preferred stk, Series A Derivative · Direct | S Open market or private sale of non-derivative or derivative security | −4,000 0 owned after | $25.41 | 2008-12-16 | |
| 2008-11-25 holding as of filing | Morton Michael Officer (Chief Credit Officer) | 3 | 8% Non-cumulative convert. perpetual preferred stock Derivative · Direct | Holding | $10.00 exercise price | 2008-11-25 | ||
| 2008-11-12 holding as of filing | Moskow Michael H Director | 3 | 8% Non-cumulative convert. perpetual preferred stk. Series A Derivative · Indirect · By Trust | Holding | $10.00 exercise price | 2008-11-12 | ||
| 2008-11-12 holding as of filing | Moskow Michael H Director | 3 | 8% Non-cumulative convert. perpetual preferred stk. Series A Derivative · Indirect · By Trust | Holding | $10.00 exercise price | 2008-11-12 | ||
| 2008-10-03 holding as of filing | STEANS HARRISON I Director | 3 | 8% Non-cumulative convert. perpetual preferred stk, Series A Derivative · Indirect · By Trust | Holding | $10.00 exercise price | 2008-10-03 | ||
| 2008-10-03 holding as of filing | Steans Jennifer W Director | 3 | 8% Non-cumulative convert. perpetual preferred stk, Series A Derivative · Indirect · By Trust | Holding | $10.00 exercise price | 2008-10-03 | ||
| 2008-10-03 holding as of filing | Steans Jennifer W Director | 3 | 8% Non-cumulative convert. perpetual preferred stk, Series A Derivative · Indirect · By Trust | Holding | $10.00 exercise price | 2008-10-03 | ||
| 2008-10-03 holding as of filing | Steans Jennifer W Director | 3 | 8% Non-cumulative convert. perpetual preferred stk, Series A Derivative · Indirect · By Trust | Holding | $10.00 exercise price | 2008-10-03 | ||
| 2008-10-03 holding as of filing | Steans Jennifer W Director | 3 | 8% Non-cumulative convert. perpetual preferred stk, Series A Derivative · Indirect · By Limited Partnership | Holding | $10.00 exercise price | 2008-10-03 | ||
| 2008-09-29 | Hammock M Hill Director | 4 | 8% Non-cumulative convert. perpetual preferred stk, Series A Derivative · Indirect · By Trust | P Open market or private purchase of non-derivative or derivative security | +20,000 20,000 owned after | $25.00 | 2008-09-30 | |
| 2008-09-29 | TAYLOR JEFFREY W Director, Officer (Executive VP), 10% Owner | 4 | 8% Non-cumulative convert. perpetual preferred stk, Series A Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +40,000 40,000 owned after | $25.00 | 2008-09-30 | |
| 2008-09-29 | TAYLOR BRUCE W Director, Officer (Chairman and CEO), 10% Owner | 4 | 8% Non-cumulative convert. perpetual preferred stk, Series A Derivative · Indirect · By Trust | P Open market or private purchase of non-derivative or derivative security | +20,000 20,000 owned after | $25.00 | 2008-09-30 | |
| 2008-09-29 | Hoppe Mark A Director, Officer (President) | 4 | 8% Non-cumulative convert. perpetual preferred stk, Series A Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +40,000 40,000 owned after | $25.00 | 2008-09-30 | |
| 2008-09-29 | VanCastle Robin Officer (Chief Financial Officer) | 4 | 8% Non-cumulative convert. perpetual preferred stk, Series A Derivative · Indirect · By Trust | P Open market or private purchase of non-derivative or derivative security | +4,000 4,000 owned after | $25.00 | 2008-09-30 | |
| 2008-03-05 holding as of filing | EMANUEL RONALD Director | 4 | 9.75% Cumulative Trust Preferred Securities Non-derivative · Indirect · (m) | Holding | 5,000 owned after | no price filed | 2008-03-05 | |
| 2008-03-05 holding as of filing | EMANUEL RONALD Director | 4 | 9.75% Cumulative Trust Preferred Securities Non-derivative · Direct · (m) | Holding | 7,000 owned after | no price filed | 2008-03-05 | |
| 2008-03-05 holding as of filing | MCGOWAN EDWARD Director | 4 | 9.75% Cumulative Trust Preferred Securities Non-derivative · Direct | Holding | 40,000 owned after | no price filed | 2008-03-05 | |
| 2008-03-05 holding as of filing | PEARL MELVIN Director | 4 | 9.75% Cumulative Trust Preferred Securities Non-derivative · Direct | Holding | 2,000 owned after | no price filed | 2008-03-05 | |
| 2007-08-24 holding as of filing | EMANUEL RONALD Director | 4 | 9.75% Cumulative Trust Preferred Securities Non-derivative · Indirect · (m) | Holding | 5,000 owned after | no price filed | 2007-08-24 | |
| 2007-08-24 holding as of filing | EMANUEL RONALD Director | 4 | 9.75% Cumulative Trust Preferred Securities Non-derivative · Direct · (m) | Holding | 7,000 owned after | no price filed | 2007-08-24 | |
| 2007-08-22 holding as of filing | EMANUEL RONALD Director | 4 | 9.75% Cumulative Trust Preferred Securities Non-derivative · Indirect · (m) | Holding | 5,000 owned after | no price filed | 2007-08-22 | |
| 2007-08-22 holding as of filing | EMANUEL RONALD Director | 4 | 9.75% Cumulative Trust Preferred Securities Non-derivative · Direct · (m) | Holding | 7,000 owned after | no price filed | 2007-08-22 | |
| 2007-06-13 holding as of filing | EMANUEL RONALD Director | 4 | 9.75% Cumulative Trust Preferred Securities Non-derivative · Indirect · (m) | Holding | 5,000 owned after | no price filed | 2007-06-13 | |
| 2007-06-13 holding as of filing | EMANUEL RONALD Director | 4 | 9.75% Cumulative Trust Preferred Securities Non-derivative · Direct · (m) | Holding | 7,000 owned after | no price filed | 2007-06-13 | |
| 2007-06-13 holding as of filing | MCGOWAN EDWARD Director | 4 | 9.75% Cumulative Trust Preferred Securities Non-derivative · Direct | Holding | 40,000 owned after | no price filed | 2007-06-13 | |
| 2007-05-24 holding as of filing | PEARL MELVIN Director | 4 | 9.75% Cumulative Trust Preferred Securities Non-derivative · Direct | Holding | 2,000 owned after | no price filed | 2007-05-24 | |
| 2007-05-24 holding as of filing | EMANUEL RONALD Director | 4 | 9.75% Cumulative Trust Preferred Securities Non-derivative · Indirect · (m) | Holding | 5,000 owned after | no price filed | 2007-05-24 | |
| 2007-05-24 holding as of filing | EMANUEL RONALD Director | 4 | 9.75% Cumulative Trust Preferred Securities Non-derivative · Direct · (m) | Holding | 7,000 owned after | no price filed | 2007-05-24 | |
| 2007-05-24 holding as of filing | MCGOWAN EDWARD Director | 4 | 9.75% Cumulative Trust Preferred Securities Non-derivative · Direct | Holding | 40,000 owned after | no price filed | 2007-05-24 | |
| 2006-03-03 holding as of filing | PEARL MELVIN Director | 4 | 9.75% Cumulative Trust Preferred Securities Non-derivative · Direct | Holding | 2,000 owned after | no price filed | 2006-03-03 | |
| 2006-03-03 holding as of filing | MCGOWAN EDWARD Director | 4 | 9.75% Cumulative Trust Preferred Securities Non-derivative · Direct | Holding | 40,000 owned after | no price filed | 2006-03-03 | |
| 2006-03-03 holding as of filing | EMANUEL RONALD Director | 4 | 9.75% Cumulative Trust Preferred Securities Non-derivative · Indirect · (m) | Holding | 5,000 owned after | no price filed | 2006-03-03 | |
| 2006-03-03 holding as of filing | EMANUEL RONALD Director | 4 | 9.75% Cumulative Trust Preferred Securities Non-derivative · Direct · (m) | Holding | 7,000 owned after | no price filed | 2006-03-03 |