Tapinator, Inc. Forms 3, 4 and 5: Restricted Stock Units and Performance Rights
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 15 rows, 15 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2019-09-30: Reporting owner Nikolayev Ilya; Form 4; Security Restricted Stock Unit; Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2019-09-30: Reporting owner Chan Brian; Form 4; Security Restricted Stock Unit; Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2019-09-30: Reporting owner MERKATZ ANDREW; Form 4; Security Restricted Stock Unit; Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2019-09-30: Reporting owner Farman-Farmaian Teymour M; Form 4; Security Restricted Stock Unit; Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2019-09-30 | Nikolayev Ilya Director, Officer (Chief Executive Officer), 10% Owner | 4 | Restricted Stock Unit Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −4,444,445 0 owned after | no price filed | 2019-10-02 | |
| 2019-09-30 | Chan Brian Officer (VP Finance and Accounting Sec.) | 4 | Restricted Stock Unit Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −250,000 0 owned after | no price filed | 2019-10-02 | |
| 2019-09-30 | MERKATZ ANDREW Director, Officer (President and CFO) | 4 | Restricted Stock Unit Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −4,444,445 0 owned after | no price filed | 2019-10-02 | |
| 2019-09-30 | Farman-Farmaian Teymour M Director | 4 | Restricted Stock Unit Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −222,223 0 owned after | no price filed | 2019-10-02 | |
| 2019-09-21 | Nikolayev Ilya Director, Officer (Chief Executive Officer), 10% Owner | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −277,778 4,444,445 owned after | $0.00 | 2019-10-02 | |
| 2019-09-21 | MERKATZ ANDREW Director, Officer (President and CFO) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −277,778 4,444,445 owned after | $0.00 | 2019-10-02 | |
| 2019-09-21 | Farman-Farmaian Teymour M Director | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −13,889 222,223 owned after | $0.00 | 2019-10-02 | |
| 2019-08-21 | Nikolayev Ilya Director, Officer (Chief Executive Officer), 10% Owner | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −277,777 4,722,223 owned after | $0.00 | 2019-10-02 | |
| 2019-08-21 | MERKATZ ANDREW Director, Officer (President and CFO) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −277,777 4,722,223 owned after | $0.00 | 2019-10-02 | |
| 2019-08-21 | Farman-Farmaian Teymour M Director | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −13,888 236,112 owned after | $0.00 | 2019-10-02 | |
| 2018-08-06 | Chan Brian Officer (VP Finance and Accounting Sec.) | 4 | Restricted Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +250,000 250,000 owned after | $0.00 | 2018-08-07 | |
| 2018-04-30 holding as of filing | Nikolayev Ilya Director, Officer (Chief Executive Officer), 10% Owner | 3 | Restricted Stock Unit Derivative · Direct | Holding | no price filed | 2018-04-30 | ||
| 2018-04-30 holding as of filing | MERKATZ ANDREW Director, Officer (President and CFO) | 3 | Restricted Stock Unit Derivative · Direct | Holding | no price filed | 2018-04-30 | ||
| 2018-04-30 holding as of filing | Farman-Farmaian Teymour M Director | 3 | Restricted Stock Unit Derivative · Direct | Holding | no price filed | 2018-04-30 | ||
| 2018-04-30 holding as of filing | Crates Robert Bruce Director | 3 | Restricted Stock Unit Derivative · Direct | Holding | no price filed | 2018-04-30 |