TAL International Group, Inc. Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 25 rows, 25 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2013-10-29: Reporting owner Pearlin Marc; Form 4; Security EmployeeStockOption(RighttoBuy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2013-02-21: Reporting owner Pearlin Marc; Form 4; Security Employee Stock Option (right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2012-12-19: Reporting owner Sondey Brian; Form 4; Security Employee Stock Option (right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2012-08-28: Reporting owner Dunner Adrian; Form 4; Security Employee Stock Option (right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2013-10-29 | Pearlin Marc Officer (VP,General Counsel,Secretary) | 4 | EmployeeStockOption(RighttoBuy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +1,195 0 owned after | $18.00 exercise price | 2013-10-31 | |
| 2013-02-21 | Pearlin Marc Officer (VP, General Counsel & Secretar) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,555 1,195 owned after | $18.00 | 2013-02-22 | |
| 2012-12-19 | Sondey Brian Officer (Chairman, President & CEO) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +334,693 0 owned after | $18.00 exercise price | 2012-12-21 | |
| 2012-08-28 | Dunner Adrian Officer (Senior Vice President) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +30,797 0 owned after | $18.00 exercise price | 2012-08-30 | |
| 2012-08-24 | Burns John Officer (Senior Vice President & CFO) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +30,797 0 owned after | $18.00 exercise price | 2012-08-27 | |
| 2012-08-10 | Lindeberg Frederic H Director | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +10,000 0 owned after | $18.00 exercise price | 2012-08-13 | |
| 2012-02-27 | VALENTINE KEVIN Officer (Senior Vice President) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +5,251 0 owned after | $18.00 exercise price | 2012-02-28 | |
| 2012-02-27 | Dunner Adrian Officer (Senior Vice President) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,555 30,797 owned after | $18.00 exercise price | 2012-02-28 | |
| 2011-05-27 | Burns John Officer (Senior Vice President & CFO) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,555 30,797 owned after | $18.00 | 2011-05-31 | |
| 2011-05-09 | Baker Malcolm Director | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 0 owned after | $23.01 | 2011-05-10 | |
| 2011-04-06 holding as of filing | VALENTINE KEVIN Officer (Senior Vice President) | 3/A | Options to Purchase Common Stock Derivative · Direct | Holding | $18.00 exercise price | 2011-04-06 | ||
| 2011-03-24 holding as of filing | VALENTINE KEVIN Officer (Senior Vice President) | 3 | Options to Purchase Common Stock Derivative · Direct | Holding | $18.00 exercise price | 2011-03-24 | ||
| 2007-12-13 | Burns John Officer (SVP, Corporate Development) | 4 | Restricted Common Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,000 44,352 owned after | $0.00 | 2008-01-23 | |
| 2007-02-13 | Pearson John Officer (VP Refrig. & Special Container) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +25,376 27,095 owned after | $0.01 | 2007-02-15 | |
| 2007-01-26 | Burns John Officer (VP, Business Development) | 4 | Restricted Common Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,000 0 owned after | $0.00 | 2007-01-30 | |
| 2007-01-25 | Pearlin Marc Officer (VP, General Counsel, Secretary) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,566 0 owned after | $0.01 exercise price | 2007-01-26 | |
| 2006-09-19 holding as of filing | Baker Malcolm Director | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $23.01 exercise price | 2006-09-19 | ||
| 2006-09-08 | Sondey Brian Officer (CEO, President) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +0 0 owned after | $0.01 exercise price | 2006-09-11 | |
| 2006-09-01 | Khan Chand Officer (Chief Financial Officer, VP) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −25,376 0 owned after | $0.01 exercise price | 2006-09-05 | |
| 2006-08-30 | Dunner Adrian Officer (VP Fleet Operations) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +40,602 0 owned after | $0.01 exercise price | 2006-08-31 | |
| 2006-08-30 | Burns John Officer (VP, Business Development) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +40,602 0 owned after | $0.01 exercise price | 2006-08-31 | |
| 2006-08-11 | Ayers Jordan Officer (VP Chassis) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +13,361 0 owned after | $0.01 exercise price | 2006-08-15 | |
| 2006-06-15 | Schackier Bernd Officer (VP Europe, Mid-East & Africa) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −25,376 0 owned after | $0.01 exercise price | 2006-06-16 | |
| 2006-06-13 | Baptista Frederico Officer (Vice President, Asia Pacific) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −40,602 0 owned after | $0.01 exercise price | 2006-06-15 | |
| 2006-04-11 holding as of filing | Lindeberg Frederic H Director | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $18.00 exercise price | 2006-04-11 |