Tableau Software Inc Forms 3, 4 and 5: Preferred Stock
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 27 rows, 27 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2013-05-22: Reporting owner BASKETT FOREST; Form 4; Security Series A Preferred Stock; Transaction C Conversion of derivative security.
- 2013-05-22: Reporting owner BASKETT FOREST; Form 4; Security Series B Preferred Stock; Transaction C Conversion of derivative security.
- 2013-05-22: Reporting owner BARRETT M JAMES; Form 4; Security Series A Preferred Stock; Transaction C Conversion of derivative security.
- 2013-05-22: Reporting owner BARRIS PETER J; Form 4; Security Series A Preferred Stock; Transaction C Conversion of derivative security.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2013-05-22 | BASKETT FOREST Director, 10% Owner | 4 | Series A Preferred Stock Derivative · Indirect · See Note 3 | C Conversion of derivative security | −10,602,127 0 owned after | no price filed | 2013-05-23 | |
| 2013-05-22 | BASKETT FOREST Director, 10% Owner | 4 | Series B Preferred Stock Derivative · Indirect · See Note 3 | C Conversion of derivative security | −6,541,485 0 owned after | no price filed | 2013-05-23 | |
| 2013-05-22 | BARRETT M JAMES 10% Owner | 4 | Series A Preferred Stock Derivative · Indirect · See Note 3 | C Conversion of derivative security | −10,602,127 0 owned after | no price filed | 2013-05-23 | |
| 2013-05-22 | BARRIS PETER J 10% Owner | 4 | Series A Preferred Stock Derivative · Indirect · See Note 3 | C Conversion of derivative security | −10,602,127 0 owned after | no price filed | 2013-05-23 | |
| 2013-05-22 | BARRIS PETER J 10% Owner | 4 | Series B Preferred Stock Derivative · Indirect · See Note 3 | C Conversion of derivative security | −6,541,485 0 owned after | no price filed | 2013-05-23 | |
| 2013-05-22 | DRANT RYAN D 10% Owner | 4 | Series A Preferred Stock Derivative · Indirect · See Note 3 | C Conversion of derivative security | −10,602,127 0 owned after | no price filed | 2013-05-23 | |
| 2013-05-22 | DRANT RYAN D 10% Owner | 4 | Series B Preferred Stock Derivative · Indirect · See Note 3 | C Conversion of derivative security | −6,541,485 0 owned after | no price filed | 2013-05-23 | |
| 2013-05-22 | KOLLURI KRISHNA KITTU 10% Owner | 4 | Series A Preferred Stock Derivative · Indirect · See Note 3 | C Conversion of derivative security | −10,602,127 0 owned after | no price filed | 2013-05-23 | |
| 2013-05-22 | KOLLURI KRISHNA KITTU 10% Owner | 4 | Series B Preferred Stock Derivative · Indirect · See Note 3 | C Conversion of derivative security | −6,541,485 0 owned after | no price filed | 2013-05-23 | |
| 2013-05-22 | SANDELL SCOTT D Director, 10% Owner | 4 | Series A Preferred Stock Derivative · Indirect · See Note 3 | C Conversion of derivative security | −10,602,127 0 owned after | no price filed | 2013-05-23 | |
| 2013-05-22 | SANDELL SCOTT D Director, 10% Owner | 4 | Series B Preferred Stock Derivative · Indirect · See Note 3 | C Conversion of derivative security | −6,541,485 0 owned after | no price filed | 2013-05-23 | |
| 2013-05-22 | NEA 11 GP, LLC | NEW ENTERPRISE ASSOCIATES 11 LP | NEA PARTNERS 11 LP 10% Owner | 10% Owner | 10% Owner | 4 | Series A Preferred Stock Derivative · Direct | C Conversion of derivative security | −10,602,127 0 owned after | no price filed | 2013-05-23 | |
| 2013-05-22 | NEA 11 GP, LLC | NEW ENTERPRISE ASSOCIATES 11 LP | NEA PARTNERS 11 LP 10% Owner | 10% Owner | 10% Owner | 4 | Series B Preferred Stock Derivative · Direct | C Conversion of derivative security | −6,541,485 0 owned after | no price filed | 2013-05-23 | |
| 2013-05-22 holding as of filing | SANDELL SCOTT D Director, 10% Owner | 3/A | Series A Preferred Stock Derivative · Indirect · (m) | Holding | no price filed | 2013-05-22 | ||
| 2013-05-22 holding as of filing | SANDELL SCOTT D Director, 10% Owner | 3/A | Series B Preferred Stock Derivative · Indirect · (m) | Holding | no price filed | 2013-05-22 | ||
| 2013-05-22 holding as of filing | KOLLURI KRISHNA KITTU 10% Owner | 3/A | Series A Preferred Stock Derivative · Indirect · See Note 3 | Holding | no price filed | 2013-05-22 | ||
| 2013-05-22 holding as of filing | KOLLURI KRISHNA KITTU 10% Owner | 3/A | Series B Preferred Stock Derivative · Indirect · See Note 3 | Holding | no price filed | 2013-05-22 | ||
| 2013-05-22 holding as of filing | DRANT RYAN D 10% Owner | 3/A | Series A Preferred Stock Derivative · Indirect · See Note 3 | Holding | no price filed | 2013-05-22 | ||
| 2013-05-22 holding as of filing | DRANT RYAN D 10% Owner | 3/A | Series B Preferred Stock Derivative · Indirect · See Note 3 | Holding | no price filed | 2013-05-22 | ||
| 2013-05-22 holding as of filing | BARRIS PETER J 10% Owner | 3/A | Series A Preferred Stock Derivative · Indirect · See Note 3 | Holding | no price filed | 2013-05-22 | ||
| 2013-05-22 holding as of filing | BARRIS PETER J 10% Owner | 3/A | Series B Preferred Stock Derivative · Indirect · See Note 3 | Holding | no price filed | 2013-05-22 | ||
| 2013-05-22 holding as of filing | BARRETT M JAMES 10% Owner | 3/A | Series A Preferred Stock Derivative · Indirect · See Note 3 | Holding | no price filed | 2013-05-22 | ||
| 2013-05-22 holding as of filing | BARRETT M JAMES 10% Owner | 3/A | Series B Preferred Stock Derivative · Indirect · See Note 3 | Holding | no price filed | 2013-05-22 | ||
| 2013-05-22 holding as of filing | BASKETT FOREST Director, 10% Owner | 3/A | Series A Preferred Stock Derivative · Indirect · (m) | Holding | no price filed | 2013-05-22 | ||
| 2013-05-22 holding as of filing | BASKETT FOREST Director, 10% Owner | 3/A | Series B Preferred Stock Derivative · Indirect · (m) | Holding | no price filed | 2013-05-22 | ||
| 2013-05-22 holding as of filing | NEW ENTERPRISE ASSOCIATES 11 LP | NEA 11 GP, LLC | NEA PARTNERS 11 LP 10% Owner | 10% Owner | 10% Owner | 3/A | Series A Preferred Stock Derivative · Direct | Holding | no price filed | 2013-05-22 | ||
| 2013-05-22 holding as of filing | NEW ENTERPRISE ASSOCIATES 11 LP | NEA 11 GP, LLC | NEA PARTNERS 11 LP 10% Owner | 10% Owner | 10% Owner | 3/A | Series B Preferred Stock Derivative · Direct | Holding | no price filed | 2013-05-22 |