T2 Biosystems, Inc. Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 22 rows in 2018. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2018-11-06: Reporting owner Lapidus Stanley; Form 4; Security Stock Option (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2018-09-20: Reporting owner Lowery Thomas J.; Form 4; Security Stock Option (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2018-09-20: Reporting owner Lowery Thomas J.; Form 4; Security Stock Option (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2018-09-19: Reporting owner Lowery Thomas J.; Form 4; Security Stock Option (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2018-11-06 | Lapidus Stanley Director | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −27,058 0 owned after | $1.16 exercise price | 2018-11-08 | |
| 2018-09-20 | Lowery Thomas J. Officer (Chief Scientific Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −31,603 0 owned after | $3.22 exercise price | 2018-09-21 | |
| 2018-09-20 | Lowery Thomas J. Officer (Chief Scientific Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −16,602 0 owned after | $3.22 exercise price | 2018-09-21 | |
| 2018-09-19 | Lowery Thomas J. Officer (Chief Scientific Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,403 0 owned after | $2.25 exercise price | 2018-09-20 | |
| 2018-09-19 | Lowery Thomas J. Officer (Chief Scientific Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −27,499 31,603 owned after | $3.22 exercise price | 2018-09-20 | |
| 2018-09-18 | Lowery Thomas J. Officer (Chief Scientific Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −14,647 0 owned after | $1.16 exercise price | 2018-09-20 | |
| 2018-09-18 | Lowery Thomas J. Officer (Chief Scientific Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −18,588 0 owned after | $1.31 exercise price | 2018-09-20 | |
| 2018-09-18 | Lowery Thomas J. Officer (Chief Scientific Officer) | 4 | (Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −29,411 0 owned after | $1.96 exercise price | 2018-09-20 | |
| 2018-09-18 | Lowery Thomas J. Officer (Chief Scientific Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −36,235 0 owned after | $2.45 exercise price | 2018-09-20 | |
| 2018-09-18 | Lowery Thomas J. Officer (Chief Scientific Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,361 10,403 owned after | $2.25 exercise price | 2018-09-20 | |
| 2018-06-12 holding as of filing | Jones Adrian M Director | 4 | Non-Qualified Stock Option (Right to Buy) Derivative · Indirect · See footnotes | Holding | 66,176 owned after | $8.92 exercise price | 2018-06-12 | |
| 2018-06-12 holding as of filing | GOLDMAN SACHS & CO. LLC | GOLDMAN SACHS GROUP INC 10% Owner | 10% Owner | 4 | Non-Qualified Stock Option (Right to Buy) Derivative · Indirect · See footnotes | Holding | 66,176 owned after | $8.92 exercise price | 2018-06-12 | |
| 2018-03-14 holding as of filing | Barclay Alec Officer (SVP, Operations) | 3 | Stock Option Derivative · Direct | Holding | $9.32 exercise price | 2018-03-14 | ||
| 2018-03-14 holding as of filing | Barclay Alec Officer (SVP, Operations) | 3 | Stock Option Derivative · Direct | Holding | $6.79 exercise price | 2018-03-14 | ||
| 2018-03-14 holding as of filing | Barclay Alec Officer (SVP, Operations) | 3 | Stock Option Derivative · Direct | Holding | $5.19 exercise price | 2018-03-14 | ||
| 2018-03-14 holding as of filing | Barclay Alec Officer (SVP, Operations) | 3 | Stock Option Derivative · Direct | Holding | $5.08 exercise price | 2018-03-14 | ||
| 2018-03-01 | Lowery Thomas J. Officer (Chief Scientific Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +90,000 90,000 owned after | $5.08 exercise price | 2018-03-12 | |
| 2018-03-01 | McDonough John Director, Officer (President and CEO) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +300,000 300,000 owned after | $5.08 exercise price | 2018-03-12 | |
| 2018-03-01 | Gibbs Michael Terrence Officer (General Counsel) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +90,000 90,000 owned after | $5.08 exercise price | 2018-03-12 | |
| 2018-03-01 | Sprague John M Officer (Chief Financial Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +225,000 225,000 owned after | $5.08 exercise price | 2018-03-02 | |
| 2018-01-03 holding as of filing | Jones Adrian M Director | 4 | Non-Qualified Stock Option (Right to Buy) Derivative · Indirect · See footnotes | Holding | 66,176 owned after | $8.92 exercise price | 2018-01-03 | |
| 2018-01-03 holding as of filing | GOLDMAN SACHS GROUP INC | GOLDMAN SACHS & CO. LLC 10% Owner | 10% Owner | 4 | Non-Qualified Stock Option (Right to Buy) Derivative · Indirect · See footnotes | Holding | 66,176 owned after | $8.92 exercise price | 2018-01-03 |