Synchronoss Technologies, Inc Form 8-K: Current report
Filings on SEC EDGAR, newest first; amendments sit with their base form. Values are as filed.
- 2021-11-08: Form 8-K; Period of report 2021-11-08; Description 2.02 Results of Operations and Financial Condition; Details 2.02.
- 2021-11-05: Form 8-K; Period of report 2021-11-04; Description 8.01 Other Events; Details 8.01.
- 2021-11-02: Form 8-K; Period of report 2021-11-02; Description 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers; Details 5.02.
- 2021-10-26: Form 8-K; Period of report 2021-10-25; Description 1.01 Entry into a Material Definitive Agreement; 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant; Details 1.01.
| Filed | Form | Period of report | Description | Details | Document |
|---|---|---|---|---|---|
| 2021-11-08 | 8-K | 2021-11-08 | 2.02 Results of Operations and Financial Condition | 2.02 On November 8, 2021, Synchronoss Technologies, Inc. (the “Company”) issued a press release (the “Press Release”) relating to its results of operations and financial condition for the quarter ended September 30, 2021. | sncr-20211108.htm |
| 2021-11-05 | 8-K | 2021-11-04 | 8.01 Other Events | 8.01 On September 9, 2021, the U.S. District Court for the District of New Jersey issued an order granting preliminary approval, subject to further consideration at the settlement hearing described below, to the proposed settlement by and among plaintiffs Kirk Laughlin, Patricia Thieffry, Lisa LeBoeuf, Beth Daniel, and Juan Solis, nominal defendant Synchronoss Technologies, Inc., and the named defendants in the shareholder derivative actions titled In re Synchronoss Technologies, Inc. Stockholder Derivative Demand Refused Litigation, Lead Case No. 3:20-cv-07150-FLW-LHG (D.N.J.); (ii) In re Synchronoss Technologies, Inc. Derivative Litigation, No. 3:17-cv-07173-FLW-LHG (D.N.J.), dismissed and on appeal, No. 21-2055 (3d Cir.); and (iii) Daniel, et al. v. | sncr-20211104.htm |
| 2021-11-02 | 8-K | 2021-11-02 | 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers | 5.02 On November 2, 2021, Synchronoss Technologies, Inc. (the “Company” or “Synchronoss”) announced the appointment of Taylor Greenwald, age 53, to serve as the Company’s Chief Financial Officer (“CFO”), effective November 1, 2021. | sncr-20211102.htm |
| 2021-10-26 | 8-K | 2021-10-25 | 1.01 Entry into a Material Definitive Agreement; 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant | 1.01 Entry into a Material Definitive Agreement. 2.03 The information regarding the Senior Notes and the Indenture set forth in Item 1.01 of this Current Report on Form 8-K and Item 1.01 of the Company’s Current Report on Form 8-K filed on June 30, 2021 is incorporated herein by reference into this Item 2.03. | tm2130710d2_8k.htm |
| 2021-08-09 | 8-K | 2021-08-09 | 2.02 Results of Operations and Financial Condition; 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers | 2.02 On August 9, 2021, Synchronoss Technologies, Inc. (the “Company”) issued a press release (the “Press Release”) relating to its results of operations and financial condition for the quarter ended June 30, 2021. 5.02 On August 5, 2021, the Board of Directors of Synchronoss Technologies, Inc. (the “Company”) elected Lou Ferraro as the Company’s Acting Chief Financial Officer, effective August 9, 2021. | sncr-20210809.htm |
| 2021-07-27 | 8-K | 2021-07-27 | 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers | 5.02 On July 27, 2021, Synchronoss Technologies, Inc. (the “Company”) announced that Ronald Prague would leave his position as Executive Vice President, General Counsel, Chief Legal Officer and Secretary of the Company to pursue other interests. | sncr-20210727.htm |
| 2021-07-16 | 8-K | 2021-07-12 | 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers | 5.02 On and effective as of July 12, 2021, the Board of Directors (the “Board”) of Synchronoss Technologies, Inc. (the “Company”), based upon the recommendation of the Nominating and Corporate Governance Committee of the Board, appointed Martin Bernstein, to serve as a Class II director, with his initial term expiring at the Company’s 2023 annual meeting of stockholders or his prior death, resignation or removal. | sncr-20210712.htm |
| 2021-06-30 | 8-K | 2021-06-24 | 1.01 Entry into a Material Definitive Agreement; 1.02 Termination of a Material Definitive Agreement; 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant; 3.02 Unregistered Sales of Equity Securities; 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers; 5.03 Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year; 8.01 Other Events | 1.01 Entry into a Material Definitive Agreement. 1.02 On June 29, 2021, the Company used a portion of the net proceeds from the Common Stock offering, Senior Note offering and the Series B Transaction to repay all of the outstanding borrowings under the Credit Agreement dated as of October 4, 2019 among Synchronoss as the Borrower, the Lenders Party thereto, and Citizens Bank, N.A., as Administrative Agent Citizens Bank, N.A as Sole Lead Arranger and Sole Bookrunner (the “Credit Agreement”). 2.03 The information regarding the Senior Notes and Indenture set forth in Item 1.01 of this Current Report is incorporated herein by reference. 3.02 The information regarding the Series B Preferred Stock set forth in Item 1.01 of this Current Report is incorporated herein by reference. 5.02 On June 30, 2021, following the Redemption, Frank Baker, Robert Aquilina and Peter Berger resigned as directors of the Company. 5.03 On June 29, 2021, Synchronoss filed the Series B Certificate with the Secretary of State of the State of Delaware authorizing the Series B Preferred Stock. 8.01 On June 24, 2021, the Company issued press releases announcing that it intended to make a public offering of its Common Stock and an offering of its Senior Notes, respectively. | tm2120300d3_8k.htm |
| 2021-06-16 | 8-K | 2021-06-10 | 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers; 5.07 Submission of Matters to a Vote of Security Holders; 7.01 Regulation FD Disclosure | 5.02 On June 16, 2021, Synchronoss Technologies, Inc. (the “Company”) entered into a Transition and Separation Agreement (the “Separation Agreement”) with David Clark, the Company’s Chief Financial Officer. 5.07 a)The 2021 annual meeting of stockholders (the “Annual Meeting”) of Synchronoss Technologies, Inc. (the “Company”) was held on June 10, 2021. 7.01 A copy of the Company’s press release (the “Press Release”) announcing the matters described under Item 5.02 above and reaffirming its previously announced outlook for full-year 2021 is attached hereto and furnished as Exhibit 99.1. | sncr-20210610.htm |
| 2021-05-10 | 8-K | 2021-05-10 | 2.02 Results of Operations and Financial Condition | 2.02 On May 10, 2021, Synchronoss Technologies, Inc. (the “Company”) issued a press release (the “Press Release”) relating to its results of operations and financial condition for the quarter ended March 31, 2021. | sncr-20210510.htm |
| 2021-03-10 | 8-K | 2021-03-08 | 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers | 5.02 Compensatory Arrangements of Certain Officers. | sncr-20210308.htm |
| 2021-03-08 | 8-K | 2021-03-08 | 2.02 Results of Operations and Financial Condition | 2.02 On March 8, 2021, Synchronoss Technologies, Inc. (the “Company”) issued a press release (the “Press Release”) relating to its results of operations and financial condition for the quarter and year ended December 31, 2020. | sncr-20210308.htm |