SYMMETRY MEDICAL INC. Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 27 rows, 27 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2014-12-05: Reporting owner Sullivan Thomas Joseph; Form 4; Security Option; Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2014-04-04: Reporting owner Sullivan Thomas Joseph; Form 4; Security Option; Transaction Holding.
- 2014-02-25: Reporting owner Hite Fred; Form 4; Security Option; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2014-02-24: Reporting owner Sullivan Thomas Joseph; Form 4; Security Option; Transaction Holding.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2014-12-05 | Sullivan Thomas Joseph Director, Officer (President & CEO) | 4 | Option Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −300,000 0 owned after | $7.69 exercise price | 2014-12-09 | |
| 2014-04-04 holding as of filing | Sullivan Thomas Joseph Director, Officer (President & CEO) | 4 | Option Derivative · Direct | Holding | 300,000 owned after | $7.69 exercise price | 2014-04-04 | |
| 2014-02-25 | Hite Fred Officer (SVP, CFO) | 4 | Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −29,310 0 owned after | $4.83 exercise price | 2014-02-27 | |
| 2014-02-24 holding as of filing | Sullivan Thomas Joseph Director, Officer (President & CEO) | 4 | Option Derivative · Direct | Holding | 300,000 owned after | $7.69 exercise price | 2014-02-24 | |
| 2014-02-18 holding as of filing | Sullivan Thomas Joseph Director, Officer (President & CEO) | 4 | Option Derivative · Direct | Holding | 300,000 owned after | $7.69 exercise price | 2014-02-18 | |
| 2014-02-18 holding as of filing | Hite Fred Officer (SVP, CFO) | 4 | Option Derivative · Direct | Holding | 29,310 owned after | $4.83 exercise price | 2014-02-18 | |
| 2014-01-21 holding as of filing | Hite Fred Officer (SVP, CFO) | 4 | Option Derivative · Direct | Holding | 29,310 owned after | $4.83 exercise price | 2014-01-21 | |
| 2014-01-07 holding as of filing | Sullivan Thomas Joseph Director, Officer (President & CEO) | 4 | Option Derivative · Direct | Holding | 300,000 owned after | $7.69 exercise price | 2014-01-07 | |
| 2013-12-27 holding as of filing | Sullivan Thomas Joseph Director, Officer (President & CEO) | 4 | Option Derivative · Direct | Holding | 300,000 owned after | $7.69 exercise price | 2013-12-27 | |
| 2013-12-27 holding as of filing | Hite Fred Officer (SVP, CFO) | 4 | Option Derivative · Direct | Holding | 29,310 owned after | $4.83 exercise price | 2013-12-27 | |
| 2013-03-05 holding as of filing | Hite Fred Officer (SVP, CFO) | 4 | Option Derivative · Direct | Holding | 29,310 owned after | $4.83 exercise price | 2013-03-05 | |
| 2013-02-21 holding as of filing | Sullivan Thomas Joseph Director, Officer (President & CEO) | 4/A | Option Derivative · Direct | Holding | 300,000 owned after | $7.69 exercise price | 2013-02-21 | |
| 2013-02-21 holding as of filing | Sullivan Thomas Joseph Director, Officer (President & CEO) | 4 | Option Derivative · Direct | Holding | 300,000 owned after | $7.69 exercise price | 2013-02-21 | |
| 2013-02-21 holding as of filing | Hite Fred Officer (SVP, CFO) | 4 | Option Derivative · Direct | Holding | 29,310 owned after | $4.83 exercise price | 2013-02-21 | |
| 2013-01-18 holding as of filing | Sullivan Thomas Joseph Director, Officer (President & CEO) | 4 | Option Derivative · Direct | Holding | 300,000 owned after | $7.69 exercise price | 2013-01-18 | |
| 2013-01-17 holding as of filing | Sullivan Thomas Joseph Director, Officer (President & CEO) | 5 | option Derivative · Direct | Holding | 300,000 owned after | $7.60 exercise price | 2013-01-17 | |
| 2012-07-27 | Sullivan Thomas Joseph Director, Officer (President & CEO) | 4 | Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +300,000 300,000 owned after | $7.69 exercise price | 2012-07-31 | |
| 2011-01-18 holding as of filing | Hite Fred Officer (SVP, CFO, IR Officer) | 4 | Option Derivative · Direct | Holding | 29,310 owned after | $4.83 exercise price | 2011-01-18 | |
| 2010-05-11 holding as of filing | Hite Fred Officer (SVP, CFO) | 4 | Option Derivative · Direct | Holding | 29,310 owned after | $4.83 exercise price | 2010-05-11 | |
| 2010-05-11 holding as of filing | Moore Brian Director, Officer (President, CEO) | 4 | Option Derivative · Direct | Holding | 178,481 owned after | $3.04 exercise price | 2010-05-11 | |
| 2008-08-12 | Hite Fred Officer (Sr. VP, CFO & Secretary) | 4 | 2003 Stock Option Plan (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,800 29,311 owned after | $4.83 exercise price | 2008-08-13 | |
| 2008-08-11 | Hite Fred Officer (Sr. VP, CFO & Secretary) | 4 | 2003 Stock Option Plan (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −18,200 31,111 owned after | $4.83 exercise price | 2008-08-13 | |
| 2007-03-07 | Senior Richard J Officer (Sr. Vice President) | 4 | 2003 Stock Option Plan (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −56,895 6,392 owned after | $3.04 exercise price | 2007-03-09 | |
| 2006-03-17 | Moore Brian Director, Officer (President & CEO) | 4 | 2003 Stock Option Plan (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −45,000 178,480 owned after | $3.04 exercise price | 2006-03-20 | |
| 2006-02-21 | Miclot Andrew Officer (Sr. VP, Investor Relations) | 4 | 2003 Stock Option Plan (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +6,517 6,517 owned after | $3.04 exercise price | 2006-02-23 | |
| 2006-02-21 | Moore Brian Director, Officer (President & CEO) | 4 | 2003 Stock Option Plan (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −20,000 223,480 owned after | $3.04 exercise price | 2006-02-22 | |
| 2006-02-21 | Hite Fred Officer (Sr. VP, CFO & Secretary) | 4 | 2003 Stock Option Plan (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 49,311 owned after | $4.83 exercise price | 2006-02-22 |