SYKES ENTERPRISES INC Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 94 rows in 2006. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2006-10-03: Reporting owner Rocktoff William; Form 4; Security Option (right to buy); Transaction Holding.
- 2006-10-03: Reporting owner Rocktoff William; Form 4; Security Option (right to buy); Transaction Holding.
- 2006-10-03: Reporting owner Rocktoff William; Form 4; Security Option (right to buy); Transaction Holding.
- 2006-10-03: Reporting owner Rocktoff William; Form 4; Security Option (right to buy); Transaction Holding.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2006-10-03 holding as of filing | Rocktoff William Officer (Treasurer & Controller) | 4 | Option (right to buy) Derivative · Direct | Holding | 4,000 owned after | $20.68 exercise price | 2006-10-03 | |
| 2006-10-03 holding as of filing | Rocktoff William Officer (Treasurer & Controller) | 4 | Option (right to buy) Derivative · Direct | Holding | 11,338 owned after | $21.70 exercise price | 2006-10-03 | |
| 2006-10-03 holding as of filing | Rocktoff William Officer (Treasurer & Controller) | 4 | Option (right to buy) Derivative · Direct | Holding | 662 owned after | $21.70 exercise price | 2006-10-03 | |
| 2006-10-03 holding as of filing | Rocktoff William Officer (Treasurer & Controller) | 4 | Option (right to buy) Derivative · Direct | Holding | 10,000 owned after | $4.05 exercise price | 2006-10-03 | |
| 2006-10-03 holding as of filing | Rocktoff William Officer (Treasurer & Controller) | 4 | Option (right to buy) Derivative · Direct | Holding | 15,000 owned after | $9.05 exercise price | 2006-10-03 | |
| 2006-10-03 holding as of filing | Rocktoff William Officer (Treasurer & Controller) | 4 | Option (right to buy) Derivative · Direct | Holding | 17,000 owned after | $9.05 exercise price | 2006-10-03 | |
| 2006-10-03 holding as of filing | KIPPHUT W MICHAEL Officer (SVP & CFO) | 4 | Option (right to buy) Derivative · Direct | Holding | 50,000 owned after | $16.24 exercise price | 2006-10-03 | |
| 2006-10-03 holding as of filing | KIPPHUT W MICHAEL Officer (SVP & CFO) | 4 | Option (right to buy) Derivative · Direct | Holding | 60,000 owned after | $16.24 exercise price | 2006-10-03 | |
| 2006-10-03 holding as of filing | Nelson Jenna Officer (Senior Vice President) | 4 | Option (right to buy) Derivative · Direct | Holding | 5,000 owned after | $20.48 exercise price | 2006-10-03 | |
| 2006-08-18 | Rocktoff William Officer (Treasurer & Controller) | 4 | Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 0 owned after | $4.05 | 2006-08-21 | |
| 2006-08-18 | Rocktoff William Officer (Treasurer & Controller) | 4 | Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,000 8,000 owned after | $9.05 | 2006-08-21 | |
| 2006-08-18 | GRECO MCCLINTOCK LINDA Director | 4 | Non-employee Director Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 0 owned after | $10.32 | 2006-08-21 | |
| 2006-08-16 holding as of filing | Nelson Jenna Officer (Senior Vice President) | 4 | Option (right to buy) Derivative · Direct | Holding | 5,000 owned after | $20.48 exercise price | 2006-08-16 | |
| 2006-08-15 | Nelson Jenna Officer (Senior Vice President) | 4 | Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 0 owned after | $4.05 | 2006-08-16 | |
| 2006-08-15 | Nelson Jenna Officer (Senior Vice President) | 4 | Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −11,574 0 owned after | $8.64 | 2006-08-16 | |
| 2006-08-15 | Nelson Jenna Officer (Senior Vice President) | 4 | Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,926 0 owned after | $8.64 | 2006-08-16 | |
| 2006-08-11 holding as of filing | Sykes Charles E Officer (CEO & President) | 4 | Option (right to buy) Derivative · Direct | Holding | 15,000 owned after | $8.00 exercise price | 2006-08-11 | |
| 2006-08-11 holding as of filing | KIPPHUT W MICHAEL Officer (SVP & CFO) | 4 | Option (right to buy) Derivative · Direct | Holding | 50,000 owned after | $16.24 exercise price | 2006-08-11 | |
| 2006-08-11 holding as of filing | KIPPHUT W MICHAEL Officer (SVP & CFO) | 4 | Option (right to buy) Derivative · Direct | Holding | 60,000 owned after | $16.24 exercise price | 2006-08-11 | |
| 2006-08-10 | Sykes Charles E Officer (CEO & President) | 4/A | Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −35,000 0 owned after | $4.05 | 2006-08-14 | |
| 2006-08-10 | Sykes Charles E Officer (CEO & President) | 4/A | Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −111,000 0 owned after | $9.09 | 2006-08-14 | |
| 2006-08-10 | BOZAK MARK C Director | 4/A | Non-Employee Director Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −15,000 10,000 owned after | $5.89 | 2006-08-14 | |
| 2006-08-10 | Sykes Charles E Officer (CEO & President) | 4 | Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −35,000 0 owned after | $4.05 | 2006-08-11 | |
| 2006-08-10 | Sykes Charles E Officer (CEO & President) | 4 | Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −111,000 0 owned after | $9.09 | 2006-08-11 | |
| 2006-08-10 | BOZAK MARK C Director | 4 | Non-employee Director Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −15,000 10,000 owned after | $5.89 | 2006-08-11 | |
| 2006-08-10 | HOLDER JAMES T Officer (SVP & Secretary) | 4 | Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −8,334 0 owned after | $4.32 | 2006-08-11 | |
| 2006-08-10 | HOLDER JAMES T Officer (SVP & Secretary) | 4 | Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,500 0 owned after | $5.79 | 2006-08-11 | |
| 2006-08-10 | KIPPHUT W MICHAEL Officer (SVP & CFO) | 4 | Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −125,000 0 owned after | $5.79 | 2006-08-11 | |
| 2006-07-06 holding as of filing | KIPPHUT W MICHAEL Officer (SVP & CFO) | 4 | Option (right to buy) Derivative · Direct | Holding | 50,000 owned after | $16.24 exercise price | 2006-07-06 | |
| 2006-07-06 holding as of filing | KIPPHUT W MICHAEL Officer (SVP & CFO) | 4 | Option (right to buy) Derivative · Direct | Holding | 60,000 owned after | $16.24 exercise price | 2006-07-06 | |
| 2006-07-06 holding as of filing | KIPPHUT W MICHAEL Officer (SVP & CFO) | 4 | Option (right to buy) Derivative · Direct | Holding | 125,000 owned after | $5.79 exercise price | 2006-07-06 | |
| 2006-07-06 holding as of filing | Rocktoff William Officer (Treasurer & Controller) | 4 | Option (right to buy) Derivative · Direct | Holding | 4,000 owned after | $20.68 exercise price | 2006-07-06 | |
| 2006-07-06 holding as of filing | Rocktoff William Officer (Treasurer & Controller) | 4 | Option (right to buy) Derivative · Direct | Holding | 11,338 owned after | $21.70 exercise price | 2006-07-06 | |
| 2006-07-06 holding as of filing | Rocktoff William Officer (Treasurer & Controller) | 4 | Option (right to buy) Derivative · Direct | Holding | 662 owned after | $21.70 exercise price | 2006-07-06 | |
| 2006-07-06 holding as of filing | Rocktoff William Officer (Treasurer & Controller) | 4 | Option (right to buy) Derivative · Direct | Holding | 10,000 owned after | $4.05 exercise price | 2006-07-06 | |
| 2006-07-06 holding as of filing | Rocktoff William Officer (Treasurer & Controller) | 4 | Option (right to buy) Derivative · Direct | Holding | 15,000 owned after | $9.05 exercise price | 2006-07-06 | |
| 2006-07-06 holding as of filing | Rocktoff William Officer (Treasurer & Controller) | 4 | Option (right to buy) Derivative · Direct | Holding | 17,000 owned after | $9.05 exercise price | 2006-07-06 | |
| 2006-07-06 holding as of filing | Nelson Jenna Officer (Senior Vice President) | 4 | Option (right to buy) Derivative · Direct | Holding | 5,000 owned after | $20.48 exercise price | 2006-07-06 | |
| 2006-07-06 holding as of filing | Nelson Jenna Officer (Senior Vice President) | 4 | Option (right to buy) Derivative · Direct | Holding | 10,000 owned after | $4.05 exercise price | 2006-07-06 | |
| 2006-07-06 holding as of filing | Nelson Jenna Officer (Senior Vice President) | 4 | Option (right to buy) Derivative · Direct | Holding | 11,574 owned after | $8.64 exercise price | 2006-07-06 | |
| 2006-07-06 holding as of filing | Nelson Jenna Officer (Senior Vice President) | 4 | Option (right to buy) Derivative · Direct | Holding | 4,926 owned after | $8.64 exercise price | 2006-07-06 | |
| 2006-07-06 holding as of filing | HOLDER JAMES T Officer (SVP & Secretary) | 4 | Option (right to buy) Derivative · Direct | Holding | 6,666 owned after | $4.32 exercise price | 2006-07-06 | |
| 2006-07-06 holding as of filing | HOLDER JAMES T Officer (SVP & Secretary) | 4 | Option (right to buy) Derivative · Direct | Holding | 7,500 owned after | $5.79 exercise price | 2006-07-06 | |
| 2006-05-18 holding as of filing | HELMS H PARKS Director | 4 | Option (right to buy) Derivative · Direct | Holding | 7,500 owned after | $22.23 exercise price | 2006-05-18 | |
| 2006-05-18 holding as of filing | HELMS H PARKS Director | 4 | Option (right to buy) Derivative · Direct | Holding | 5,000 owned after | $20.74 exercise price | 2006-05-18 | |
| 2006-05-18 holding as of filing | HELMS H PARKS Director | 4 | Option (right to buy) Derivative · Direct | Holding | 5,000 owned after | $23.81 exercise price | 2006-05-18 | |
| 2006-05-18 holding as of filing | HELMS H PARKS Director | 4 | Option (right to buy) Derivative · Direct | Holding | 7,500 owned after | $18.76 exercise price | 2006-05-18 | |
| 2006-05-16 | HELMS H PARKS Director | 4 | Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,500 7,500 owned after | $5.14 | 2006-05-18 | |
| 2006-05-16 | HELMS H PARKS Director | 4 | Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 10,000 owned after | $10.32 | 2006-05-18 | |
| 2006-05-16 | HELMS H PARKS Director | 4 | Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 10,000 owned after | $4.73 | 2006-05-18 | |
| 2006-04-04 holding as of filing | Nelson Jenna Officer (Senior Vice President) | 4 | Option (right to buy) Derivative · Direct | Holding | 5,000 owned after | $20.48 exercise price | 2006-04-04 | |
| 2006-04-04 holding as of filing | Nelson Jenna Officer (Senior Vice President) | 4 | Option (right to buy) Derivative · Direct | Holding | 10,000 owned after | $4.05 exercise price | 2006-04-04 | |
| 2006-04-04 holding as of filing | Nelson Jenna Officer (Senior Vice President) | 4 | Option (right to buy) Derivative · Direct | Holding | 11,574 owned after | $8.64 exercise price | 2006-04-04 | |
| 2006-04-04 holding as of filing | Nelson Jenna Officer (Senior Vice President) | 4 | Option (right to buy) Derivative · Direct | Holding | 4,926 owned after | $8.64 exercise price | 2006-04-04 | |
| 2006-04-04 holding as of filing | KIPPHUT W MICHAEL Officer (SVP & CFO) | 4 | Option (right to buy) Derivative · Direct | Holding | 50,000 owned after | $16.24 exercise price | 2006-04-04 | |
| 2006-04-04 holding as of filing | KIPPHUT W MICHAEL Officer (SVP & CFO) | 4 | Option (right to buy) Derivative · Direct | Holding | 60,000 owned after | $16.24 exercise price | 2006-04-04 | |
| 2006-04-04 holding as of filing | KIPPHUT W MICHAEL Officer (SVP & CFO) | 4 | Option (right to buy) Derivative · Direct | Holding | 125,000 owned after | $5.79 exercise price | 2006-04-04 | |
| 2006-04-04 holding as of filing | HOLDER JAMES T Officer (SVP & Secretary) | 4 | Option (right to buy) Derivative · Direct | Holding | 6,666 owned after | $4.32 exercise price | 2006-04-04 | |
| 2006-04-04 holding as of filing | HOLDER JAMES T Officer (SVP & Secretary) | 4 | Option (right to buy) Derivative · Direct | Holding | 7,500 owned after | $5.79 exercise price | 2006-04-04 | |
| 2006-04-04 holding as of filing | Pearson David Officer (Senior Vice President) | 4 | Option (right to buy) Derivative · Direct | Holding | 6,750 owned after | $25.82 exercise price | 2006-04-04 | |
| 2006-04-04 holding as of filing | Pearson David Officer (Senior Vice President) | 4 | Option (right to buy) Derivative · Direct | Holding | 7,000 owned after | $13.18 exercise price | 2006-04-04 | |
| 2006-04-04 holding as of filing | Pearson David Officer (Senior Vice President) | 4 | Option (right to buy) Derivative · Direct | Holding | 10,000 owned after | $4.05 exercise price | 2006-04-04 | |
| 2006-04-04 holding as of filing | Pearson David Officer (Senior Vice President) | 4 | Option (right to buy) Derivative · Direct | Holding | 10,000 owned after | $9.00 exercise price | 2006-04-04 | |
| 2006-04-04 holding as of filing | Pearson David Officer (Senior Vice President) | 4 | Option (right to buy) Derivative · Direct | Holding | 3,300 owned after | $9.00 exercise price | 2006-04-04 | |
| 2006-04-04 holding as of filing | Rocktoff William Officer (Treasurer & Controller) | 4 | Option (right to buy) Derivative · Direct | Holding | 4,000 owned after | $20.68 exercise price | 2006-04-04 | |
| 2006-04-04 holding as of filing | Rocktoff William Officer (Treasurer & Controller) | 4 | Option (right to buy) Derivative · Direct | Holding | 11,338 owned after | $21.70 exercise price | 2006-04-04 | |
| 2006-04-04 holding as of filing | Rocktoff William Officer (Treasurer & Controller) | 4 | Option (right to buy) Derivative · Direct | Holding | 662 owned after | $21.70 exercise price | 2006-04-04 | |
| 2006-04-04 holding as of filing | Rocktoff William Officer (Treasurer & Controller) | 4 | Option (right to buy) Derivative · Direct | Holding | 10,000 owned after | $4.05 exercise price | 2006-04-04 | |
| 2006-04-04 holding as of filing | Rocktoff William Officer (Treasurer & Controller) | 4 | Option (right to buy) Derivative · Direct | Holding | 15,000 owned after | $9.05 exercise price | 2006-04-04 | |
| 2006-04-04 holding as of filing | Rocktoff William Officer (Treasurer & Controller) | 4 | Option (right to buy) Derivative · Direct | Holding | 17,000 owned after | $9.05 exercise price | 2006-04-04 | |
| 2006-03-17 holding as of filing | Sykes Charles E Officer (CEO & President) | 4 | Option (right to buy) Derivative · Direct | Holding | 35,000 owned after | $4.05 exercise price | 2006-03-17 | |
| 2006-03-17 holding as of filing | Sykes Charles E Officer (CEO & President) | 4 | Option (right to buy) Derivative · Direct | Holding | 111,000 owned after | $9.09 exercise price | 2006-03-17 | |
| 2006-03-15 | Sykes Charles E Officer (CEO & President) | 4 | Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,500 15,000 owned after | $8.00 | 2006-03-17 | |
| 2006-03-14 | DELONG MICHAEL P Director | 4 | Non-Employee Director Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −8,334 8,332 owned after | $7.74 | 2006-03-16 | |
| 2006-01-10 holding as of filing | Rocktoff William Officer (Treasurer & Controller) | 4 | Option (right to buy) Derivative · Direct | Holding | 4,000 owned after | $20.68 exercise price | 2006-01-10 | |
| 2006-01-10 holding as of filing | Rocktoff William Officer (Treasurer & Controller) | 4 | Option (right to buy) Derivative · Direct | Holding | 11,338 owned after | $21.70 exercise price | 2006-01-10 | |
| 2006-01-10 holding as of filing | Rocktoff William Officer (Treasurer & Controller) | 4 | Option (right to buy) Derivative · Direct | Holding | 662 owned after | $21.70 exercise price | 2006-01-10 | |
| 2006-01-10 holding as of filing | Rocktoff William Officer (Treasurer & Controller) | 4 | Option (right to buy) Derivative · Direct | Holding | 10,000 owned after | $4.05 exercise price | 2006-01-10 | |
| 2006-01-10 holding as of filing | Rocktoff William Officer (Treasurer & Controller) | 4 | Option (right to buy) Derivative · Direct | Holding | 15,000 owned after | $9.05 exercise price | 2006-01-10 | |
| 2006-01-10 holding as of filing | Rocktoff William Officer (Treasurer & Controller) | 4 | Option (right to buy) Derivative · Direct | Holding | 17,000 owned after | $9.05 exercise price | 2006-01-10 | |
| 2006-01-10 holding as of filing | KIPPHUT W MICHAEL Officer (SVP & CFO) | 4 | Option (right to buy) Derivative · Direct | Holding | 50,000 owned after | $16.24 exercise price | 2006-01-10 | |
| 2006-01-10 holding as of filing | KIPPHUT W MICHAEL Officer (SVP & CFO) | 4 | Option (right to buy) Derivative · Direct | Holding | 60,000 owned after | $16.24 exercise price | 2006-01-10 | |
| 2006-01-10 holding as of filing | KIPPHUT W MICHAEL Officer (SVP & CFO) | 4 | Option (right to buy) Derivative · Direct | Holding | 125,000 owned after | $5.79 exercise price | 2006-01-10 | |
| 2006-01-10 holding as of filing | Nelson Jenna Officer (Senior Vice President) | 4 | Option (right to buy) Derivative · Direct | Holding | 5,000 owned after | $20.48 exercise price | 2006-01-10 | |
| 2006-01-10 holding as of filing | Nelson Jenna Officer (Senior Vice President) | 4 | Option (right to buy) Derivative · Direct | Holding | 10,000 owned after | $4.05 exercise price | 2006-01-10 | |
| 2006-01-10 holding as of filing | Nelson Jenna Officer (Senior Vice President) | 4 | Option (right to buy) Derivative · Direct | Holding | 11,574 owned after | $8.64 exercise price | 2006-01-10 | |
| 2006-01-10 holding as of filing | Nelson Jenna Officer (Senior Vice President) | 4 | Option (right to buy) Derivative · Direct | Holding | 4,926 owned after | $8.64 exercise price | 2006-01-10 | |
| 2006-01-10 holding as of filing | HOLDER JAMES T Officer (SVP & Secretary) | 4 | Option (right to buy) Derivative · Direct | Holding | 6,666 owned after | $4.32 exercise price | 2006-01-10 | |
| 2006-01-10 holding as of filing | HOLDER JAMES T Officer (SVP & Secretary) | 4 | Option (right to buy) Derivative · Direct | Holding | 7,500 owned after | $5.79 exercise price | 2006-01-10 | |
| 2006-01-10 holding as of filing | Pearson David Officer (Senior Vice President) | 4 | Option (right to buy) Derivative · Direct | Holding | 6,750 owned after | $25.82 exercise price | 2006-01-10 | |
| 2006-01-10 holding as of filing | Pearson David Officer (Senior Vice President) | 4 | Option (right to buy) Derivative · Direct | Holding | 7,000 owned after | $13.18 exercise price | 2006-01-10 | |
| 2006-01-10 holding as of filing | Pearson David Officer (Senior Vice President) | 4 | Option (right to buy) Derivative · Direct | Holding | 10,000 owned after | $4.05 exercise price | 2006-01-10 | |
| 2006-01-10 holding as of filing | Pearson David Officer (Senior Vice President) | 4 | Option (right to buy) Derivative · Direct | Holding | 10,000 owned after | $9.00 exercise price | 2006-01-10 | |
| 2006-01-10 holding as of filing | Pearson David Officer (Senior Vice President) | 4 | Option (right to buy) Derivative · Direct | Holding | 3,300 owned after | $9.00 exercise price | 2006-01-10 |