Surge Global Energy, Inc. Form D Notices of Exempt Offering of Securities
Notices filed with the SEC for securities sold without registration under Regulation D or Section 4(a)(5), newest first. Values are as filed.
- 2014-02-06: Federal exemption Rule 506(b); Types of securities offered Equity; OptionToAcquire; TenantInCommon; Date of first sale 2014-01-23; Total offering amount Indefinite.
- 2013-10-10: Federal exemption Rule 506(b); Types of securities offered Equity; OptionToAcquire; Date of first sale 2013-09-30; Total offering amount Indefinite.
- 2013-10-10: Federal exemption Rule 506(b); Types of securities offered Equity; OptionToAcquire; Date of first sale 2013-06-28; Total offering amount Indefinite.
- 2010-01-27: Federal exemption Rule 506; Types of securities offered Equity; OptionToAcquire; Date of first sale 2010-01-19; Total offering amount $330,000.
| Filed | Federal exemption | Types of securities offered | Date of first sale | Total offering amount | Total amount sold | Total remaining to be sold | Investors who have already invested |
|---|---|---|---|---|---|---|---|
| 2014-02-06 | Rule 506(b) | Equity; OptionToAcquire; TenantInCommon | 2014-01-23 | Indefinite | $400,000 | Indefinite | 1 |
| 2013-10-10 | Rule 506(b) | Equity; OptionToAcquire | 2013-09-30 | Indefinite | $350,000 | Indefinite | 2 |
| 2013-10-10 | Rule 506(b) | Equity; OptionToAcquire | 2013-06-28 | Indefinite | $100,000 | Indefinite | 2 |
| 2010-01-27 D/A | Rule 506 | Equity; OptionToAcquire | 2010-01-19 | $330,000 | $77,000 | $253,000 | 2 |