SUNERGY INC Forms 3, 4 and 5: Other
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 15 rows, 15 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2015-12-10: Reporting owner HALE GARRETT; Form 3; Security Waarrant; Transaction Holding.
- 2010-11-01: Reporting owner Baum Karl Alan; Form 4/A; Security SNEY; Transaction S Open market or private sale of non-derivative or derivative security.
- 2010-11-01: Reporting owner Baum Karl Alan; Form 4; Security SNEY; Transaction P Open market or private purchase of non-derivative or derivative security.
- 2010-10-29: Reporting owner Baum Karl Alan; Form 4/A; Security SNEY; Transaction S Open market or private sale of non-derivative or derivative security.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2015-12-10 holding as of filing | HALE GARRETT Director, 10% Owner | 3 | Waarrant Derivative · Direct | Holding | no price filed | 2015-12-10 | ||
| 2010-11-01 | Baum Karl Alan Director | 4/A | SNEY Non-derivative · Direct | S Open market or private sale of non-derivative or derivative security | −1,461,978 5,238,022 owned after | $0.01 | 2011-01-03 | |
| 2010-11-01 | Baum Karl Alan Director | 4 | SNEY Non-derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +1,461,978 5,238,022 owned after | $0.01 | 2010-12-14 | |
| 2010-10-29 | Baum Karl Alan Director | 4/A | SNEY Non-derivative · Direct | S Open market or private sale of non-derivative or derivative security | −1,000,000 6,700,000 owned after | $0.00 | 2011-01-03 | |
| 2010-10-29 | Baum Karl Alan Director | 4 | SNEY Non-derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +1,000,000 6,700,000 owned after | $0.00 | 2010-12-14 | |
| 2010-10-28 | Baum Karl Alan Director | 4/A | SNEY Non-derivative · Direct | S Open market or private sale of non-derivative or derivative security | −1,000,000 7,700,700 owned after | $0.01 | 2011-01-03 | |
| 2010-10-28 | Baum Karl Alan Director | 4 | SNEY Non-derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +1,000,000 7,700,000 owned after | $0.01 | 2010-12-14 | |
| 2010-10-27 | Baum Karl Alan Director | 4/A | SNEY Non-derivative · Direct | S Open market or private sale of non-derivative or derivative security | −2,000,000 8,700,000 owned after | $0.01 | 2011-01-03 | |
| 2010-10-27 | Baum Karl Alan Director | 4 | SNEY Non-derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +2,000,000 8,700,000 owned after | $0.01 | 2010-12-14 | |
| 2010-10-26 | Baum Karl Alan Director | 4/A | SNEY Non-derivative · Direct | S Open market or private sale of non-derivative or derivative security | −1,000,000 10,700,000 owned after | $0.00 | 2011-01-03 | |
| 2010-10-26 | Baum Karl Alan Director | 4 | SNEY Non-derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +1,000,000 10,000,000 owned after | $0.00 | 2010-12-14 | |
| 2010-10-18 | Baum Karl Alan Director | 4/A | SNEY Non-derivative · Direct | S Open market or private sale of non-derivative or derivative security | −1,000,000 11,700,000 owned after | $0.00 | 2011-01-03 | |
| 2010-10-18 | Baum Karl Alan Director | 4 | SNEY Non-derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +1,000,000 11,700,000 owned after | $0.00 | 2010-12-14 | |
| 2010-10-14 | Baum Karl Alan Director | 4/A | SNEY Non-derivative · Direct | S Open market or private sale of non-derivative or derivative security | −2,000,000 12,700,000 owned after | $0.00 | 2011-01-03 | |
| 2010-10-14 | Baum Karl Alan Director | 4 | SNEY Non-derivative · Direct | P Open market or private purchase of non-derivative or derivative security | −2,000,000 12,700,000 owned after | $0.00 | 2010-12-14 |