SUN BANCORP INC /NJ/ Forms 3, 4 and 5: Preferred Stock
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 72 rows, 72 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2010-11-04: Reporting owner KOONS ANNE E; Form 4; Security Preferred Stock; Transaction J Other acquisition or disposition (describe transaction).
- 2010-11-04: Reporting owner WLR Recovery Fund IV LP | WLR SBI AcquisitionCo, LLC | WLR Recovery Associates IV LLC | WL Ross Group, L.P. | ROSS WILBUR L JR | El Vedado, LLC | WL ROSS & CO LLC; Form 4; Security Mandatorily Conv. Cum. Non-Voting Perpetual Preferred Stock; Transaction C Conversion of derivative security.
- 2010-11-04: Reporting owner BROWN JEFFREY S; Form 4; Security Preferred Stock; Transaction J Other acquisition or disposition (describe transaction).
- 2010-11-04: Reporting owner BROWN JEFFREY S; Form 4; Security Preferred Stock; Transaction J Other acquisition or disposition (describe transaction).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2010-11-04 | KOONS ANNE E Director | 4 | Preferred Stock Non-derivative · Direct | J Other acquisition or disposition (describe transaction) | −374 0 owned after | $1,000.00 | 2010-11-08 | |
| 2010-11-04 | WLR Recovery Fund IV LP | WLR SBI AcquisitionCo, LLC | WLR Recovery Associates IV LLC | WL Ross Group, L.P. | ROSS WILBUR L JR | El Vedado, LLC | WL ROSS & CO LLC 10% Owner | 10% Owner | 10% Owner | 10% Owner | Director, 10% Owner | 10% Owner | 10% Owner | 4 | Mandatorily Conv. Cum. Non-Voting Perpetual Preferred Stock Derivative · Indirect · See Footnotes | C Conversion of derivative security | −10,656,500 0 owned after | $4.00 exercise price | 2010-11-08 | |
| 2010-11-04 | BROWN JEFFREY S Director | 4 | Preferred Stock Non-derivative · Direct · (m) | J Other acquisition or disposition (describe transaction) | −1,123 0 owned after | $1,000.00 | 2010-11-05 | |
| 2010-11-04 | BROWN JEFFREY S Director | 4 | Preferred Stock Non-derivative · Indirect · (m) | J Other acquisition or disposition (describe transaction) | −3,568 0 owned after | $1,000.00 | 2010-11-05 | |
| 2010-11-04 | BROWN JEFFREY S Director | 4 | Preferred Stock Non-derivative · Indirect · (m) | J Other acquisition or disposition (describe transaction) | −336 0 owned after | $1,000.00 | 2010-11-05 | |
| 2010-11-04 | BROWN JEFFREY S Director | 4 | Preferred Stock Non-derivative · Indirect · (m) | J Other acquisition or disposition (describe transaction) | −249 0 owned after | $1,000.00 | 2010-11-05 | |
| 2010-11-04 | BROWN JEFFREY S Director | 4 | Preferred Stock Non-derivative · Indirect · (m) | J Other acquisition or disposition (describe transaction) | −336 0 owned after | $1,000.00 | 2010-11-05 | |
| 2010-11-04 | BROWN JEFFREY S Director | 4 | Preferred Stock Non-derivative · Indirect · (m) | J Other acquisition or disposition (describe transaction) | −497 0 owned after | $1,000.00 | 2010-11-05 | |
| 2010-11-04 | BROWN SIDNEY R Director, Officer (Vice Chair/Treasurer/Secretary) | 4 | Preferred Stock Non-derivative · Direct · (m) | J Other acquisition or disposition (describe transaction) | −1,872 0 owned after | $1,000.00 | 2010-11-05 | |
| 2010-11-04 | BROWN SIDNEY R Director, Officer (Vice Chair/Treasurer/Secretary) | 4 | Preferred Stock Non-derivative · Indirect · (m) | J Other acquisition or disposition (describe transaction) | −3,569 0 owned after | $1,000.00 | 2010-11-05 | |
| 2010-11-04 | BROWN SIDNEY R Director, Officer (Vice Chair/Treasurer/Secretary) | 4 | Preferred Stock Non-derivative · Indirect · (m) | J Other acquisition or disposition (describe transaction) | −337 0 owned after | $1,000.00 | 2010-11-05 | |
| 2010-11-04 | BROWN SIDNEY R Director, Officer (Vice Chair/Treasurer/Secretary) | 4 | Preferred Stock Non-derivative · Indirect · (m) | J Other acquisition or disposition (describe transaction) | −498 0 owned after | $1,000.00 | 2010-11-05 | |
| 2010-11-04 | BROWN SIDNEY R Director, Officer (Vice Chair/Treasurer/Secretary) | 4 | Preferred Stock Non-derivative · Indirect · (m) | J Other acquisition or disposition (describe transaction) | −251 0 owned after | $1,000.00 | 2010-11-05 | |
| 2010-11-04 | BROWN SIDNEY R Director, Officer (Vice Chair/Treasurer/Secretary) | 4 | Preferred Stock Non-derivative · Indirect · (m) | J Other acquisition or disposition (describe transaction) | −524 0 owned after | $1,000.00 | 2010-11-05 | |
| 2010-11-04 | BROWN SIDNEY R Director, Officer (Vice Chair/Treasurer/Secretary) | 4 | Preferred Stock Non-derivative · Indirect · (m) | J Other acquisition or disposition (describe transaction) | −187 0 owned after | $1,000.00 | 2010-11-05 | |
| 2010-11-04 | BROWN BERNARD A Director, Officer (Chairman of the Board), 10% Owner | 4 | Preferred Stock Non-derivative · Direct · (m) | J Other acquisition or disposition (describe transaction) | −3,743 0 owned after | $1,000.00 | 2010-11-05 | |
| 2010-11-04 | BROWN BERNARD A Director, Officer (Chairman of the Board), 10% Owner | 4 | Preferred Stock Non-derivative · Indirect · (m) | J Other acquisition or disposition (describe transaction) | −3 0 owned after | $1,000.00 | 2010-11-05 | |
| 2010-11-02 holding as of filing | BROWN SIDNEY R Director, Officer (Vice Chair/Treasurer/Secretary) | 4 | Preferred Stock Non-derivative · Direct · (m) | Holding | 1,872 owned after | no price filed | 2010-11-02 | |
| 2010-11-02 holding as of filing | BROWN SIDNEY R Director, Officer (Vice Chair/Treasurer/Secretary) | 4 | Preferred Stock Non-derivative · Indirect · (m) | Holding | 3,569 owned after | no price filed | 2010-11-02 | |
| 2010-11-02 holding as of filing | BROWN SIDNEY R Director, Officer (Vice Chair/Treasurer/Secretary) | 4 | Preferred Stock Non-derivative · Indirect · (m) | Holding | 337 owned after | no price filed | 2010-11-02 | |
| 2010-11-02 holding as of filing | BROWN SIDNEY R Director, Officer (Vice Chair/Treasurer/Secretary) | 4 | Preferred Stock Non-derivative · Indirect · (m) | Holding | 498 owned after | no price filed | 2010-11-02 | |
| 2010-11-02 holding as of filing | BROWN SIDNEY R Director, Officer (Vice Chair/Treasurer/Secretary) | 4 | Preferred Stock Non-derivative · Indirect · (m) | Holding | 251 owned after | no price filed | 2010-11-02 | |
| 2010-11-02 holding as of filing | BROWN SIDNEY R Director, Officer (Vice Chair/Treasurer/Secretary) | 4 | Preferred Stock Non-derivative · Indirect · (m) | Holding | 524 owned after | no price filed | 2010-11-02 | |
| 2010-11-02 holding as of filing | BROWN SIDNEY R Director, Officer (Vice Chair/Treasurer/Secretary) | 4 | Preferred Stock Non-derivative · Indirect · (m) | Holding | 187 owned after | no price filed | 2010-11-02 | |
| 2010-11-02 holding as of filing | BROWN BERNARD A Director, Officer (Chairman of the Board), 10% Owner | 4 | Preferred Stock Non-derivative · Direct · (m) | Holding | 3,743 owned after | no price filed | 2010-11-02 | |
| 2010-11-02 holding as of filing | BROWN BERNARD A Director, Officer (Chairman of the Board), 10% Owner | 4 | Preferred Stock Non-derivative · Indirect · (m) | Holding | 3 owned after | no price filed | 2010-11-02 | |
| 2010-10-04 holding as of filing | WLR SBI AcquisitionCo, LLC | El Vedado, LLC | WLR Recovery Associates IV LLC | ROSS WILBUR L JR | WL Ross Group, L.P. | WL ROSS & CO LLC | WLR Recovery Fund IV LP | 10% Owner | 10% Owner | Director, 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Mandatorily Conv. Cum. Non-Voting Perpetual Preferred Stock Derivative · Indirect · See Footnotes | Holding | $4.00 exercise price | 2010-10-04 | ||
| 2010-10-04 holding as of filing | BROWN SIDNEY R Director, Officer (Vice Chair/Treasurer/Secretary) | 4 | Preferred Stock Non-derivative · Direct · (m) | Holding | 1,872 owned after | no price filed | 2010-10-04 | |
| 2010-10-04 holding as of filing | BROWN SIDNEY R Director, Officer (Vice Chair/Treasurer/Secretary) | 4 | Preferred Stock Non-derivative · Indirect · (m) | Holding | 3,569 owned after | no price filed | 2010-10-04 | |
| 2010-10-04 holding as of filing | BROWN SIDNEY R Director, Officer (Vice Chair/Treasurer/Secretary) | 4 | Preferred Stock Non-derivative · Indirect · (m) | Holding | 337 owned after | no price filed | 2010-10-04 | |
| 2010-10-04 holding as of filing | BROWN SIDNEY R Director, Officer (Vice Chair/Treasurer/Secretary) | 4 | Preferred Stock Non-derivative · Indirect · (m) | Holding | 498 owned after | no price filed | 2010-10-04 | |
| 2010-10-04 holding as of filing | BROWN SIDNEY R Director, Officer (Vice Chair/Treasurer/Secretary) | 4 | Preferred Stock Non-derivative · Indirect · (m) | Holding | 251 owned after | no price filed | 2010-10-04 | |
| 2010-10-04 holding as of filing | BROWN SIDNEY R Director, Officer (Vice Chair/Treasurer/Secretary) | 4 | Preferred Stock Non-derivative · Indirect · (m) | Holding | 524 owned after | no price filed | 2010-10-04 | |
| 2010-10-04 holding as of filing | BROWN SIDNEY R Director, Officer (Vice Chair/Treasurer/Secretary) | 4 | Preferred Stock Non-derivative · Indirect · (m) | Holding | 187 owned after | no price filed | 2010-10-04 | |
| 2010-10-04 holding as of filing | BROWN BERNARD A Director, Officer (Chairman of the Board), 10% Owner | 4 | Preferred Stock Non-derivative · Direct · (m) | Holding | 3,743 owned after | no price filed | 2010-10-04 | |
| 2010-10-04 holding as of filing | BROWN BERNARD A Director, Officer (Chairman of the Board), 10% Owner | 4 | Preferred Stock Non-derivative · Indirect · (m) | Holding | 3 owned after | no price filed | 2010-10-04 | |
| 2010-09-28 holding as of filing | BROWN BERNARD A Director, Officer (Chairman of the Board), 10% Owner | 4 | Preferred Stock Non-derivative · Direct · (m) | Holding | 3,743 owned after | no price filed | 2010-09-28 | |
| 2010-09-28 holding as of filing | BROWN BERNARD A Director, Officer (Chairman of the Board), 10% Owner | 4 | Preferred Stock Non-derivative · Indirect · (m) | Holding | 3 owned after | no price filed | 2010-09-28 | |
| 2010-09-28 holding as of filing | BROWN SIDNEY R Director, Officer (Vice Chair/Treasurer/Secretary) | 4 | Preferred Stock Non-derivative · Direct · (m) | Holding | 1,872 owned after | no price filed | 2010-09-28 | |
| 2010-09-28 holding as of filing | BROWN SIDNEY R Director, Officer (Vice Chair/Treasurer/Secretary) | 4 | Preferred Stock Non-derivative · Indirect · (m) | Holding | 3,569 owned after | no price filed | 2010-09-28 | |
| 2010-09-28 holding as of filing | BROWN SIDNEY R Director, Officer (Vice Chair/Treasurer/Secretary) | 4 | Preferred Stock Non-derivative · Indirect · (m) | Holding | 524 owned after | no price filed | 2010-09-28 | |
| 2010-09-28 holding as of filing | BROWN SIDNEY R Director, Officer (Vice Chair/Treasurer/Secretary) | 4 | Preferred Stock Non-derivative · Indirect · (m) | Holding | 187 owned after | no price filed | 2010-09-28 | |
| 2010-09-28 holding as of filing | BROWN SIDNEY R Director, Officer (Vice Chair/Treasurer/Secretary) | 4 | Preferred Stock Non-derivative · Indirect · (m) | Holding | 251 owned after | no price filed | 2010-09-28 | |
| 2010-09-28 holding as of filing | BROWN SIDNEY R Director, Officer (Vice Chair/Treasurer/Secretary) | 4 | Preferred Stock Non-derivative · Indirect · (m) | Holding | 337 owned after | no price filed | 2010-09-28 | |
| 2010-09-28 holding as of filing | BROWN SIDNEY R Director, Officer (Vice Chair/Treasurer/Secretary) | 4 | Preferred Stock Non-derivative · Indirect · (m) | Holding | 498 owned after | no price filed | 2010-09-28 | |
| 2010-09-28 holding as of filing | KOONS ANNE E Director | 4 | Preferred Stock Non-derivative · Direct · (m) | Holding | 374 owned after | no price filed | 2010-09-28 | |
| 2010-09-28 holding as of filing | BROWN JEFFREY S Director | 4 | Preferred Stock Non-derivative · Direct · (m) | Holding | 1,123 owned after | no price filed | 2010-09-28 | |
| 2010-09-28 holding as of filing | BROWN JEFFREY S Director | 4 | Preferred Stock Non-derivative · Indirect · (m) | Holding | 3,568 owned after | no price filed | 2010-09-28 | |
| 2010-09-28 holding as of filing | BROWN JEFFREY S Director | 4 | Preferred Stock Non-derivative · Indirect · (m) | Holding | 336 owned after | no price filed | 2010-09-28 | |
| 2010-09-28 holding as of filing | BROWN JEFFREY S Director | 4 | Preferred Stock Non-derivative · Indirect · (m) | Holding | 249 owned after | no price filed | 2010-09-28 | |
| 2010-09-28 holding as of filing | BROWN JEFFREY S Director | 4 | Preferred Stock Non-derivative · Indirect · (m) | Holding | 336 owned after | no price filed | 2010-09-28 | |
| 2010-09-28 holding as of filing | BROWN JEFFREY S Director | 4 | Preferred Stock Non-derivative · Indirect · (m) | Holding | 497 owned after | no price filed | 2010-09-28 | |
| 2010-09-22 | BROWN SIDNEY R Director, Officer (Vice Chair/Treasurer/Secretary) | 4 | Preferred Stock Non-derivative · Direct · (m) | P Open market or private purchase of non-derivative or derivative security | +1,872 1,872 owned after | $1,000.00 | 2010-09-24 | |
| 2010-09-22 | BROWN SIDNEY R Director, Officer (Vice Chair/Treasurer/Secretary) | 4 | Preferred Stock Non-derivative · Indirect · (m) | P Open market or private purchase of non-derivative or derivative security | +3,569 3,569 owned after | $1,000.00 | 2010-09-24 | |
| 2010-09-22 | BROWN SIDNEY R Director, Officer (Vice Chair/Treasurer/Secretary) | 4 | Preferred Stock Non-derivative · Indirect · (m) | P Open market or private purchase of non-derivative or derivative security | +524 524 owned after | $1,000.00 | 2010-09-24 | |
| 2010-09-22 | BROWN SIDNEY R Director, Officer (Vice Chair/Treasurer/Secretary) | 4 | Preferred Stock Non-derivative · Indirect · (m) | P Open market or private purchase of non-derivative or derivative security | +187 187 owned after | $1,000.00 | 2010-09-24 | |
| 2010-09-22 | BROWN SIDNEY R Director, Officer (Vice Chair/Treasurer/Secretary) | 4 | Preferred Stock Non-derivative · Indirect · (m) | P Open market or private purchase of non-derivative or derivative security | +251 251 owned after | $1,000.00 | 2010-09-24 | |
| 2010-09-22 | BROWN SIDNEY R Director, Officer (Vice Chair/Treasurer/Secretary) | 4 | Preferred Stock Non-derivative · Indirect · (m) | P Open market or private purchase of non-derivative or derivative security | +337 337 owned after | $1,000.00 | 2010-09-24 | |
| 2010-09-22 | BROWN SIDNEY R Director, Officer (Vice Chair/Treasurer/Secretary) | 4 | Preferred Stock Non-derivative · Indirect · (m) | P Open market or private purchase of non-derivative or derivative security | +498 498 owned after | $1,000.00 | 2010-09-24 | |
| 2010-09-22 | BROWN BERNARD A Director, Officer (Chairman of the Board), 10% Owner | 4 | Preferred Stock Non-derivative · Direct · (m) | P Open market or private purchase of non-derivative or derivative security | +3,743 3,743 owned after | $1,000.00 | 2010-09-24 | |
| 2010-09-22 | BROWN BERNARD A Director, Officer (Chairman of the Board), 10% Owner | 4 | Preferred Stock Non-derivative · Indirect · (m) | P Open market or private purchase of non-derivative or derivative security | +3 3 owned after | $1,000.00 | 2010-09-24 | |
| 2010-09-22 | BROWN JEFFREY S Director | 4 | Preferred Stock Non-derivative · Direct · (m) | P Open market or private purchase of non-derivative or derivative security | +1,123 1,123 owned after | $1,000.00 | 2010-09-24 | |
| 2010-09-22 | BROWN JEFFREY S Director | 4 | Preferred Stock Non-derivative · Indirect · (m) | P Open market or private purchase of non-derivative or derivative security | +3,568 3,568 owned after | $1,000.00 | 2010-09-24 | |
| 2010-09-22 | BROWN JEFFREY S Director | 4 | Preferred Stock Non-derivative · Indirect · (m) | P Open market or private purchase of non-derivative or derivative security | +336 336 owned after | $1,000.00 | 2010-09-24 | |
| 2010-09-22 | BROWN JEFFREY S Director | 4 | Preferred Stock Non-derivative · Indirect · (m) | P Open market or private purchase of non-derivative or derivative security | +249 249 owned after | $1,000.00 | 2010-09-24 | |
| 2010-09-22 | BROWN JEFFREY S Director | 4 | Preferred Stock Non-derivative · Indirect · (m) | P Open market or private purchase of non-derivative or derivative security | +336 336 owned after | $1,000.00 | 2010-09-24 | |
| 2010-09-22 | BROWN JEFFREY S Director | 4 | Preferred Stock Non-derivative · Indirect · (m) | P Open market or private purchase of non-derivative or derivative security | +497 497 owned after | $1,000.00 | 2010-09-24 | |
| 2010-09-22 | KOONS ANNE E Director | 4 | Preferred Stock Non-derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +374 374 owned after | $1,000.00 | 2010-09-24 | |
| 2010-09-22 | BROWN IRWIN J Director | 4 | Preferred Stock Non-derivative · Indirect · Four Bs Partnership | P Open market or private purchase of non-derivative or derivative security | +3,568 3,568 owned after | $1,000.00 | 2010-09-24 | |
| 2010-09-22 | BROWN IRWIN J Director | 4 | Preferred Stock Non-derivative · Indirect · NFI Interactive Logistics, LLC | P Open market or private purchase of non-derivative or derivative security | +673 673 owned after | $1,000.00 | 2010-09-24 | |
| 2010-09-22 | BROWN IRWIN J Director | 4 | Preferred Stock Non-derivative · Indirect · National Distribution Centers, L.P. | P Open market or private purchase of non-derivative or derivative security | +497 497 owned after | $1,000.00 | 2010-09-24 | |
| 2010-09-22 | BROWN IRWIN J Director | 4 | Preferred Stock Non-derivative · Indirect · National Freight, Inc. | P Open market or private purchase of non-derivative or derivative security | +249 249 owned after | $1,000.00 | 2010-09-24 |