Sumo Logic, Inc. Form 8-K: Current report
Filings on SEC EDGAR, newest first; amendments sit with their base form. Values are as filed.
- 2023-05-15: Form 8-K; Period of report 2023-05-12; Description 1.01 Entry into a Material Definitive Agreement; 1.02 Termination of a Material Definitive Agreement; 2.01 Completion of Acquisition or Disposition of Assets; 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant; 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing; 3.03 Material Modification to Rights of Security Holders; 5.01 Changes in Control of Registrant; 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers; 5.03 Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year; 8.01 Other Events; Details 1.01.
- 2023-05-10: Form 8-K; Period of report 2023-05-10; Description 5.07 Submission of Matters to a Vote of Security Holders; Details 5.07.
- 2023-03-07: Form 8-K; Period of report 2023-03-07; Description 2.02 Results of Operations and Financial Condition; Details 2.02.
- 2023-02-24: Form 8-K; Period of report 2023-02-23; Description 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers; Details 5.02.
| Filed | Form | Period of report | Description | Details | Document |
|---|---|---|---|---|---|
| 2023-05-15 | 8-K | 2023-05-12 | 1.01 Entry into a Material Definitive Agreement; 1.02 Termination of a Material Definitive Agreement; 2.01 Completion of Acquisition or Disposition of Assets; 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant; 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing; 3.03 Material Modification to Rights of Security Holders; 5.01 Changes in Control of Registrant; 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers; 5.03 Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year; 8.01 Other Events | 1.01 Entry into a Material Definitive Agreement. 1.02 Concurrently with the closing of the Merger, the Company paid all outstanding fees and expenses and terminated all credit commitments outstanding under that certain Amended and Restated Loan and Security Agreement, dated as of February 8, 2021, by and between the Company as a borrower, and Silicon Valley Bank, a California corporation, as a lender. 2.01 The information set forth in the Introductory Note of this Current Report on Form 8-K is incorporated by reference into this Item 2.01. 2.03 The information set forth in Item 1.01 of this Current Report on Form 8-K is incorporated by reference into this Item 2.03. 3.01 The information set forth in the Introductory Note and under Item 2.01 of this Current Report on Form 8-K is incorporated herein by reference. 3.03 The information set forth in the Introductory Note and under Items 2.01, 3.01 and 5.03 of this Current Report on Form 8-K is incorporated herein by reference. 5.01 The information set forth in the Introductory Note and under Items 2.01 and 3.01 of this Current Report on Form 8-K is incorporated herein by reference. 5.02 The information set forth in the Introductory Note and under Item 2.01 of this Current Report on Form 8-K is incorporated herein by reference. 5.03 The information set forth in the Introductory Note and under Item 2.01 of this Current Report on Form 8-K is incorporated herein by reference. 8.01 On May 12, 2023, the Company issued a press release announcing the completion of the Merger. | brhc20052953_8k.htm |
| 2023-05-10 | 8-K | 2023-05-10 | 5.07 Submission of Matters to a Vote of Security Holders | 5.07 On February 9, 2023, Sumo Logic, Inc. (“Sumo Logic”) announced its entry into an Agreement and Plan of Merger, dated as of February 9, 2023 (the “Merger Agreement”), between Serrano Parent, LLC (“Parent”), Serrano Merger Sub, Inc. (“Merger Sub”) and Sumo Logic. | brhc20052604_8k.htm |
| 2023-03-07 | 8-K | 2023-03-07 | 2.02 Results of Operations and Financial Condition | 2.02 On March 7, 2023, Sumo Logic, Inc. issued a press release announcing its financial results for its fourth quarter ended January 31, 2023. | sumo-20230307.htm |
| 2023-02-24 | 8-K | 2023-02-23 | 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers | 5.02 On February 23, 2023, Charles J. Robel informed Sumo Logic, Inc. that he will retire from the Board of Directors (the "Board") and the Audit Committee of the Board, effective March 3, 2023. | sumo-20230223.htm |
| 2023-02-09 | 8-K | 2023-02-09 | 1.01 Entry into a Material Definitive Agreement | 1.01 Entry into a Material Definitive Agreement. | d443031d8k.htm |
| 2023-02-09 | 8-K | 2023-02-09 | 8.01 Other Events | 8.01 On February 9, 2023, Sumo Logic, Inc. (“Sumo Logic”) announced the execution of an Agreement and Plan of Merger (the “Merger Agreement”) by and among Sumo Logic, Serrano Parent, LLC (“Parent”) and Serrano Merger Sub, Inc. (“Merger Sub”). | d392451d8k.htm |
| 2023-01-30 | 8-K | 2023-01-24 | 1.01 Entry into a Material Definitive Agreement; 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant | 1.01 Entry into a Material Definitive Agreement. 2.03 The information set forth under Item 1.01 of this Current Report on Form 8-K is incorporated herein by reference. | sumo-20230124.htm |
| 2022-12-05 | 8-K | 2022-12-05 | 2.02 Results of Operations and Financial Condition | 2.02 On December 5, 2022, Sumo Logic, Inc. issued a press release announcing its financial results for its third quarter ended October 31, 2022. | sumo-20221205.htm |
| 2022-11-07 | 8-K | 2022-11-04 | 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers | 5.02 On November 4, 2022, the Board of Directors (the “Board”) of Sumo Logic, Inc. (the “Company”) expanded the size of the Board to ten members and appointed Timothy Youngblood to the Board as a Class III director, effective immediately. | sumo-20221104.htm |
| 2022-09-09 | 8-K | 2022-09-07 | 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers | 5.02 On September 7, 2022, William D. (BJ) Jenkins informed Sumo Logic, Inc. that he will resign from the Board of Directors (the “Board”) and the Corporate Governance and Nominating Committee of the Board, effective September 16, 2022, due to increased time commitments with his role as President of Palo Alto Networks, Inc. Mr. Jenkins will continue to serve as a director until such date. | sumo-20220907.htm |
| 2022-08-25 | 8-K | 2022-08-25 | 2.02 Results of Operations and Financial Condition | 2.02 On August 25, 2022, Sumo Logic, Inc. issued a press release announcing its financial results for its second quarter ended July 31, 2022. | sumo-20220825.htm |
| 2022-07-22 | 8-K | 2022-07-21 | 5.07 Submission of Matters to a Vote of Security Holders | 5.07 On July 21, 2022, Sumo Logic, Inc. (the “Company”) held its 2022 annual meeting of stockholders (the “Annual Meeting”). | sumo-20220721.htm |
| 2022-05-26 | 8-K | 2022-05-26 | 2.02 Results of Operations and Financial Condition | 2.02 On May 26, 2022, Sumo Logic, Inc. issued a press release announcing its financial results for its first quarter ended April 30, 2022. | sumo-20220526.htm |
| 2022-05-05 | 8-K | 2022-05-03 | 1.01 Entry into a Material Definitive Agreement; 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers | 1.01 Entry into a Material Definitive Agreement. 5.02 On May 3, 2022, in connection with entering into the Agreement, the Board expanded the size of the Board to 10 members and appointed Mr. Harkey to the Board as a Class II director, effective immediately. | sumo-20220503.htm |
| 2022-05-04 | 8-K/A | 2021-09-06 | 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers | 5.02 On May 1, 2022, the Board appointed Margaret Francis to serve on the Compensation and Talent Committee of the Board. | sumo-20210906.htm |
| 2022-03-08 | 8-K | 2022-03-08 | 2.02 Results of Operations and Financial Condition | 2.02 On March 8, 2022, Sumo Logic, Inc. issued a press release announcing its financial results for its fourth quarter ended January 31, 2022. | sumo-20220308.htm |
| 2021-12-06 | 8-K | 2021-12-06 | 2.02 Results of Operations and Financial Condition; 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers | 2.02 On December 6, 2021, Sumo Logic, Inc. issued a press release announcing its financial results for its third quarter ended October 31, 2021. 5.02 On December 6, 2021, the Company announced the appointment of Stewart Grierson as Chief Financial Officer, effective December 13, 2021, which will be Mr. Grierson’s first day of employment with the Company. | sumo-20211206.htm |
| 2021-11-01 | 8-K | 2021-11-01 | 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers | 5.02 On November 1, 2021, Sumo Logic, Inc. (the “Company”) publicly announced the appointment of Lynne Doherty as President, Worldwide Field Operations, effective November 1, 2021, which is Ms. Doherty’s first day of employment with the Company. | sumo-20211101.htm |
| 2021-09-09 | 8-K | 2021-09-09 | 2.02 Results of Operations and Financial Condition | 2.02 On September 9, 2021, Sumo Logic, Inc. issued a press release announcing its financial results for its second quarter ended July 31, 2021. | sumo-20210909.htm |
| 2021-09-09 | 8-K | 2021-09-06 | 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers | 5.02 On September 6, 2021, the Board of Directors (the “Board”) of Sumo Logic, Inc. (the “Company”) expanded the size of the Board to nine members and appointed Margaret Francis to the Board as a Class III director, effective immediately. | sumo-20210906.htm |
| 2021-08-02 | 8-K | 2021-07-29 | 2.02 Results of Operations and Financial Condition; 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers; 7.01 Regulation FD Disclosure | 5.02 On July 29, 2021, Sydney Carey notified Sumo Logic, Inc. (“Sumo Logic”) that she will resign from her position as chief financial officer, effective August 2, 2021. 7.01 On August 2, 2021, Sumo Logic issued a press release relating to the matters described above in Item 5.02 and reaffirming guidance for the second quarter of and full fiscal year 2022. | sumo-20210729.htm |
| 2021-07-08 | 8-K | 2021-07-06 | 5.07 Submission of Matters to a Vote of Security Holders | 5.07 On July 6, 2021, Sumo Logic, Inc. (the “Company”) held its 2021 annual meeting of stockholders (the “Annual Meeting”). | sumo-20210706.htm |
| 2021-06-16 | 8-K/A | 2021-05-27 | 3.02 Unregistered Sales of Equity Securities | 3.02 As previously reported, on May 27, 2021, Sumo Logic entered into an agreement and plan of reorganization with Sensu and certain other parties (the “Merger Agreement”) to acquire Sensu on the terms and subject to the conditions set forth in the Merger Agreement (the “Sensu Acquisition”). | sumo-20210527.htm |
| 2021-06-03 | 8-K | 2021-06-03 | 2.02 Results of Operations and Financial Condition | 2.02 On June 3, 2021, Sumo Logic, Inc. issued a press release announcing its financial results for its first quarter ended April 30, 2021. | sumo-20210603.htm |
| 2021-06-02 | 8-K | 2021-05-27 | 3.02 Unregistered Sales of Equity Securities | 3.02 On May 24, 2021, Sumo Logic, Inc., a Delaware corporation (“Sumo Logic”), completed its acquisition of DF Labs S.p.A., a joint-stock company incorporated in Italy (“DF Labs”), pursuant to the terms and conditions of a share purchase agreement dated as of March 9, 2021 by and among Sumo Logic, DF Labs, the holders of the outstanding share capital of DF Labs (the “Sellers”) and a third party Sellers’ Representative (the “Purchase Agreement”). | sumo-20210527.htm |
| 2021-03-10 | 8-K | 2021-03-10 | 2.02 Results of Operations and Financial Condition | 2.02 On March 10, 2021, Sumo Logic, Inc. issued a press release announcing its financial results for its fourth quarter ended January 31, 2021. | sumo-20210310.htm |
| 2021-02-12 | 8-K | 2021-02-08 | 1.01 Entry into a Material Definitive Agreement; 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant | 1.01 On February 8, 2021, Sumo Logic, Inc. (the “Company”) entered into an Amended and Restated Loan and Security Agreement (the “Amended and Restated Loan Agreement”), by and between the Company, as borrower, and Silicon Valley Bank, as lender (the “Lender”). 2.03 The information set forth under Item 1.01 of this Current Report on Form 8-K is incorporated by reference into this Item 2.03. | sumo-20210208.htm |
| 2020-12-07 | 8-K | 2020-12-04 | 2.02 Results of Operations and Financial Condition; 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers; 7.01 Regulation FD Disclosure | 2.02 On December 7, 2020, Sumo Logic, Inc. issued a press release announcing its financial results for its third quarter ended October 31, 2020. 5.02 On December 4, 2020, the Board of Directors (the “Board”) of Sumo Logic, Inc. (the “Company”) expanded the size of the Board to eight members and appointed Tracey E. Newell to the Board as a Class II director, effective immediately. 7.01 Investors, the media, and others should note that we may announce material information to the public through filings with the Securities and Exchange Commission, the investor relations page on our website, press releases, our Twitter account (@SumoLogic), our Facebook page, our LinkedIn page, public conference calls, and webcasts. | sumo-20201204.htm |