Summit Midstream Partners, LP Forms 3, 4 and 5: Other
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 96 rows, 96 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2020-09-16: Reporting owner Deneke J Heath; Form 4; Security Distribution Equivalent Rights; Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2020-03-15: Reporting owner Stratton Marc David; Form 4; Security Distribution Equivalent Rights; Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2020-03-15: Reporting owner Stratton Marc David; Form 4; Security Distribution Equivalent Rights; Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2020-03-15: Reporting owner Stratton Marc David; Form 4; Security Distribution Equivalent Rights; Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2020-09-16 | Deneke J Heath Director, Officer (See remarks below.) | 4 | Distribution Equivalent Rights Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −257,400 0 owned after | $0.41 exercise price | 2020-09-18 | |
| 2020-03-15 | Stratton Marc David Officer (See remarks below.) | 4 | Distribution Equivalent Rights Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −3,111 0 owned after | $5.59 exercise price | 2020-03-17 | |
| 2020-03-15 | Stratton Marc David Officer (See remarks below.) | 4 | Distribution Equivalent Rights Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −4,918 0 owned after | $3.29 exercise price | 2020-03-17 | |
| 2020-03-15 | Stratton Marc David Officer (See remarks below.) | 4 | Distribution Equivalent Rights Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −19,598 0 owned after | $0.99 exercise price | 2020-03-17 | |
| 2020-03-15 | Matthews Louise E Officer (See remarks below.) | 4 | Distribution Equivalent Rights Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −2,962 0 owned after | $5.59 exercise price | 2020-03-17 | |
| 2020-03-15 | Matthews Louise E Officer (See remarks below.) | 4 | Distribution Equivalent Rights Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −4,699 0 owned after | $3.29 exercise price | 2020-03-17 | |
| 2020-03-15 | Matthews Louise E Officer (See remarks below.) | 4 | Distribution Equivalent Rights Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −17,042 0 owned after | $0.99 exercise price | 2020-03-17 | |
| 2020-03-15 | MALLETT LEONARD WAYNE Officer (See remarks below.) | 4 | Distribution Equivalent Rights Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −10,370 0 owned after | $5.59 exercise price | 2020-03-17 | |
| 2020-03-15 | MALLETT LEONARD WAYNE Officer (See remarks below.) | 4 | Distribution Equivalent Rights Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −13,661 0 owned after | $3.29 exercise price | 2020-03-17 | |
| 2020-03-15 | MALLETT LEONARD WAYNE Officer (See remarks below.) | 4 | Distribution Equivalent Rights Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −22,154 0 owned after | $0.99 exercise price | 2020-03-17 | |
| 2020-03-15 | Degeyter Brock M Officer (See remarks below.) | 4 | Distribution Equivalent Rights Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −10,370 0 owned after | $5.59 exercise price | 2020-03-17 | |
| 2020-03-15 | Degeyter Brock M Officer (See remarks below.) | 4 | Distribution Equivalent Rights Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −13,661 0 owned after | $3.29 exercise price | 2020-03-17 | |
| 2020-03-15 | Degeyter Brock M Officer (See remarks below.) | 4 | Distribution Equivalent Rights Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −21,302 0 owned after | $0.99 exercise price | 2020-03-17 | |
| 2019-03-15 | Matthews Louise E Officer (See remarks below.) | 4 | Distribution Equivalent Rights Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −3,936 0 owned after | $6.90 exercise price | 2019-03-18 | |
| 2019-03-15 | Matthews Louise E Officer (See remarks below.) | 4 | Distribution Equivalent Rights Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −2,963 0 owned after | $4.60 exercise price | 2019-03-18 | |
| 2019-03-15 | Matthews Louise E Officer (See remarks below.) | 4 | Distribution Equivalent Rights Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −4,700 0 owned after | $2.30 exercise price | 2019-03-18 | |
| 2019-03-15 | MALLETT LEONARD WAYNE Officer (See remarks below.) | 4 | Distribution Equivalent Rights Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −13,495 0 owned after | $6.90 exercise price | 2019-03-18 | |
| 2019-03-15 | MALLETT LEONARD WAYNE Officer (See remarks below.) | 4 | Distribution Equivalent Rights Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −10,370 0 owned after | $4.60 exercise price | 2019-03-18 | |
| 2019-03-15 | MALLETT LEONARD WAYNE Officer (See remarks below.) | 4 | Distribution Equivalent Rights Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −13,661 0 owned after | $2.30 exercise price | 2019-03-18 | |
| 2019-03-15 | Graves Brad N Officer (See remarks below.) | 4 | Distribution Equivalent Rights Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −14,619 0 owned after | $6.90 exercise price | 2019-03-18 | |
| 2019-03-15 | Graves Brad N Officer (See remarks below.) | 4 | Distribution Equivalent Rights Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −10,370 0 owned after | $4.60 exercise price | 2019-03-18 | |
| 2019-03-15 | Graves Brad N Officer (See remarks below.) | 4 | Distribution Equivalent Rights Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −13,661 0 owned after | $2.30 exercise price | 2019-03-18 | |
| 2019-03-15 | Stratton Marc David Officer (See remarks below.) | 4 | Distribution Equivalent Rights Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −4,273 0 owned after | $6.90 exercise price | 2019-03-18 | |
| 2019-03-15 | Stratton Marc David Officer (See remarks below.) | 4 | Distribution Equivalent Rights Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −3,111 0 owned after | $4.60 exercise price | 2019-03-18 | |
| 2019-03-15 | Stratton Marc David Officer (See remarks below.) | 4 | Distribution Equivalent Rights Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −4,918 0 owned after | $2.30 exercise price | 2019-03-18 | |
| 2019-03-15 | Degeyter Brock M Officer (See remarks below.) | 4 | Distribution Equivalent Rights Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −14,619 0 owned after | $6.90 exercise price | 2019-03-18 | |
| 2019-03-15 | Degeyter Brock M Officer (See remarks below.) | 4 | Distribution Equivalent Rights Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −10,370 0 owned after | $4.60 exercise price | 2019-03-18 | |
| 2019-03-15 | Degeyter Brock M Officer (See remarks below.) | 4 | Distribution Equivalent Rights Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −13,661 0 owned after | $2.30 exercise price | 2019-03-18 | |
| 2018-12-01 | MALLETT LEONARD WAYNE Officer (See remarks below.) | 4 | Distribution Equivalent Rights Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −28,658 0 owned after | $6.90 exercise price | 2018-12-04 | |
| 2018-03-15 | Harrison Matthew S. Officer (See remarks below.) | 4 | Distribution Equivalent Rights Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −6,187 0 owned after | $6.89 exercise price | 2018-03-16 | |
| 2018-03-15 | Harrison Matthew S. Officer (See remarks below.) | 4 | Distribution Equivalent Rights Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −14,620 0 owned after | $4.60 exercise price | 2018-03-16 | |
| 2018-03-15 | Harrison Matthew S. Officer (See remarks below.) | 4 | Distribution Equivalent Rights Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −10,371 0 owned after | $2.30 exercise price | 2018-03-16 | |
| 2018-03-15 | MALLETT LEONARD WAYNE Officer (See remarks below.) | 4 | Distribution Equivalent Rights Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −13,495 0 owned after | $4.60 exercise price | 2018-03-16 | |
| 2018-03-15 | MALLETT LEONARD WAYNE Officer (See remarks below.) | 4 | Distribution Equivalent Rights Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −10,371 0 owned after | $2.30 exercise price | 2018-03-16 | |
| 2018-03-15 | Newby Steven J Director, Officer (See remarks below.) | 4 | Distribution Equivalent Rights Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −12,667 0 owned after | $6.89 exercise price | 2018-03-16 | |
| 2018-03-15 | Newby Steven J Director, Officer (See remarks below.) | 4 | Distribution Equivalent Rights Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −26,371 0 owned after | $4.60 exercise price | 2018-03-16 | |
| 2018-03-15 | Newby Steven J Director, Officer (See remarks below.) | 4 | Distribution Equivalent Rights Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −14,444 0 owned after | $2.30 exercise price | 2018-03-16 | |
| 2018-03-15 | Matthews Louise E Officer (See remarks below.) | 4 | Distribution Equivalent Rights Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −982 0 owned after | $6.89 exercise price | 2018-03-16 | |
| 2018-03-15 | Matthews Louise E Officer (See remarks below.) | 4 | Distribution Equivalent Rights Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −3,936 0 owned after | $4.60 exercise price | 2018-03-16 | |
| 2018-03-15 | Matthews Louise E Officer (See remarks below.) | 4 | Distribution Equivalent Rights Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −2,963 0 owned after | $2.30 exercise price | 2018-03-16 | |
| 2018-03-15 | Graves Brad N Officer (See remarks below.) | 4 | Distribution Equivalent Rights Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −6,015 0 owned after | $6.89 exercise price | 2018-03-16 | |
| 2018-03-15 | Graves Brad N Officer (See remarks below.) | 4 | Distribution Equivalent Rights Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −14,620 0 owned after | $4.60 exercise price | 2018-03-16 | |
| 2018-03-15 | Graves Brad N Officer (See remarks below.) | 4 | Distribution Equivalent Rights Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −10,371 0 owned after | $2.30 exercise price | 2018-03-16 | |
| 2018-03-15 | Degeyter Brock M Officer (See remarks below.) | 4 | Distribution Equivalent Rights Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −6,177 0 owned after | $6.89 exercise price | 2018-03-16 | |
| 2018-03-15 | Degeyter Brock M Officer (See remarks below.) | 4 | Distribution Equivalent Rights Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −14,620 0 owned after | $4.60 exercise price | 2018-03-16 | |
| 2018-03-15 | Degeyter Brock M Officer (See remarks below.) | 4 | Distribution Equivalent Rights Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −10,371 0 owned after | $2.30 exercise price | 2018-03-16 | |
| 2017-12-01 | MALLETT LEONARD WAYNE Officer (See remarks below.) | 4 | Distribution Equivalent Rights Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −28,659 0 owned after | $4.60 exercise price | 2017-12-04 | |
| 2017-03-15 | Harrison Matthew S. Officer (See Remarks) | 4 | Distribution Equivalent Rights Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −4,925 0 owned after | $6.71 exercise price | 2017-03-17 | |
| 2017-03-15 | Harrison Matthew S. Officer (See Remarks) | 4 | Distribution Equivalent Rights Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −6,188 0 owned after | $4.59 exercise price | 2017-03-17 | |
| 2017-03-15 | Harrison Matthew S. Officer (See Remarks) | 4 | Distribution Equivalent Rights Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −14,620 0 owned after | $2.30 exercise price | 2017-03-17 | |
| 2017-03-15 | Newby Steven J Director, Officer (See Remarks) | 4 | Distribution Equivalent Rights Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −6,335 0 owned after | $6.71 exercise price | 2017-03-17 | |
| 2017-03-15 | Newby Steven J Director, Officer (See Remarks) | 4 | Distribution Equivalent Rights Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −12,667 0 owned after | $4.59 exercise price | 2017-03-17 | |
| 2017-03-15 | Newby Steven J Director, Officer (See Remarks) | 4 | Distribution Equivalent Rights Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −26,371 0 owned after | $2.30 exercise price | 2017-03-17 | |
| 2017-03-15 | Matthews Louise E Officer (See Remarks) | 4 | Distribution Equivalent Rights Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −709 0 owned after | $6.71 exercise price | 2017-03-17 | |
| 2017-03-15 | Matthews Louise E Officer (See Remarks) | 4 | Distribution Equivalent Rights Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −982 0 owned after | $4.59 exercise price | 2017-03-17 | |
| 2017-03-15 | Matthews Louise E Officer (See Remarks) | 4 | Distribution Equivalent Rights Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −3,936 0 owned after | $2.30 exercise price | 2017-03-17 | |
| 2017-03-15 | MALLETT LEONARD WAYNE Officer (See Remarks.) | 4 | Distribution Equivalent Rights Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −13,495 0 owned after | $2.30 exercise price | 2017-03-17 | |
| 2017-03-15 | Graves Brad N Officer (See Remarks) | 4 | Distribution Equivalent Rights Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −5,122 0 owned after | $6.71 exercise price | 2017-03-17 | |
| 2017-03-15 | Graves Brad N Officer (See Remarks) | 4 | Distribution Equivalent Rights Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −6,016 0 owned after | $4.59 exercise price | 2017-03-17 | |
| 2017-03-15 | Graves Brad N Officer (See Remarks) | 4 | Distribution Equivalent Rights Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −14,620 0 owned after | $2.30 exercise price | 2017-03-17 | |
| 2017-03-15 | Degeyter Brock M Officer (See Remarks) | 4 | Distribution Equivalent Rights Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −4,728 0 owned after | $6.71 exercise price | 2017-03-17 | |
| 2017-03-15 | Degeyter Brock M Officer (See Remarks) | 4 | Distribution Equivalent Rights Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −6,178 0 owned after | $4.59 exercise price | 2017-03-17 | |
| 2017-03-15 | Degeyter Brock M Officer (See Remarks) | 4 | Distribution Equivalent Rights Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −14,620 0 owned after | $2.30 exercise price | 2017-03-17 | |
| 2016-12-01 | MALLETT LEONARD WAYNE Officer (See Remarks.) | 4 | Distribution Equivalent Rights Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −28,659 0 owned after | $2.30 exercise price | 2016-12-02 | |
| 2016-03-15 | Degeyter Brock M Officer (See Remarks) | 4 | Distribution Equivalent Rights Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −4,809 0 owned after | $6.20 exercise price | 2016-03-17 | |
| 2016-03-15 | Degeyter Brock M Officer (See Remarks) | 4 | Distribution Equivalent Rights Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −4,728 0 owned after | $4.41 exercise price | 2016-03-17 | |
| 2016-03-15 | Degeyter Brock M Officer (See Remarks) | 4 | Distribution Equivalent Rights Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −6,178 0 owned after | $2.29 exercise price | 2016-03-17 | |
| 2016-03-15 | Graves Brad N Officer (See Remarks) | 4 | Distribution Equivalent Rights Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −4,328 0 owned after | $6.20 exercise price | 2016-03-17 | |
| 2016-03-15 | Graves Brad N Officer (See Remarks) | 4 | Distribution Equivalent Rights Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −5,122 894 owned after | $4.41 exercise price | 2016-03-17 | |
| 2016-03-15 | Graves Brad N Officer (See Remarks) | 4 | Distribution Equivalent Rights Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −6,016 0 owned after | $2.29 exercise price | 2016-03-17 | |
| 2016-03-15 | Newby Steven J Director, Officer (See Remarks) | 4 | Distribution Equivalent Rights Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −7,734 0 owned after | $6.20 exercise price | 2016-03-17 | |
| 2016-03-15 | Newby Steven J Director, Officer (See Remarks) | 4 | Distribution Equivalent Rights Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −6,336 0 owned after | $4.41 exercise price | 2016-03-17 | |
| 2016-03-15 | Newby Steven J Director, Officer (See Remarks) | 4 | Distribution Equivalent Rights Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −12,667 0 owned after | $2.29 exercise price | 2016-03-17 | |
| 2016-03-15 | Kimsey David K Officer (See Remarks) | 4 | Distribution Equivalent Rights Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −401 0 owned after | $4.41 exercise price | 2016-03-17 | |
| 2016-03-15 | Kimsey David K Officer (See Remarks) | 4 | Distribution Equivalent Rights Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −492 0 owned after | $2.29 exercise price | 2016-03-17 | |
| 2016-03-15 | Harrison Matthew S. Officer (See Remarks) | 4 | Distribution Equivalent Rights Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −5,129 0 owned after | $6.20 exercise price | 2016-03-17 | |
| 2016-03-15 | Harrison Matthew S. Officer (See Remarks) | 4 | Distribution Equivalent Rights Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −4,925 0 owned after | $4.41 exercise price | 2016-03-17 | |
| 2016-03-15 | Harrison Matthew S. Officer (See Remarks) | 4 | Distribution Equivalent Rights Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −6,188 0 owned after | $2.29 exercise price | 2016-03-17 | |
| 2015-09-28 | Graves Brad N Officer (See Remarks) | 4 | Distribution Equivalent Rights Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −7,000 0 owned after | $5.46 exercise price | 2015-09-30 | |
| 2015-09-28 | Casadaban Rene L Officer (See Remarks) | 4 | Distribution Equivalent Rights Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −8,750 0 owned after | $5.46 exercise price | 2015-09-30 | |
| 2015-09-28 | Degeyter Brock M Officer (See Remarks) | 4 | Distribution Equivalent Rights Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −12,500 0 owned after | $5.46 exercise price | 2015-09-30 | |
| 2015-03-15 | Newby Steven J Director, Officer (See Remarks) | 4 | Distribution Equivalent Rights Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −7,733 0 owned after | $3.92 exercise price | 2015-03-17 | |
| 2015-03-15 | Newby Steven J Director, Officer (See Remarks) | 4 | Distribution Equivalent Rights Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −6,336 0 owned after | $2.12 exercise price | 2015-03-17 | |
| 2015-03-15 | Graves Brad N Officer (See Remarks) | 4 | Distribution Equivalent Rights Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −4,329 0 owned after | $3.92 exercise price | 2015-03-17 | |
| 2015-03-15 | Graves Brad N Officer (See Remarks) | 4 | Distribution Equivalent Rights Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −5,123 0 owned after | $2.12 exercise price | 2015-03-17 | |
| 2015-03-15 | Harrison Matthew S. Officer (See Remarks) | 4 | Distribution Equivalent Rights Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −5,131 0 owned after | $3.92 exercise price | 2015-03-17 | |
| 2015-03-15 | Harrison Matthew S. Officer (See Remarks) | 4 | Distribution Equivalent Rights Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −4,926 0 owned after | $2.12 exercise price | 2015-03-17 | |
| 2015-03-15 | Degeyter Brock M Officer (See Remarks) | 4 | Distribution Equivalent Rights Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −4,810 0 owned after | $3.92 exercise price | 2015-03-17 | |
| 2015-03-15 | Degeyter Brock M Officer (See Remarks) | 4 | Distribution Equivalent Rights Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −4,729 0 owned after | $2.12 exercise price | 2015-03-17 | |
| 2015-03-15 | Casadaban Rene L Officer (See Remarks) | 4 | Distribution Equivalent Rights Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −3,848 0 owned after | $3.92 exercise price | 2015-03-17 | |
| 2015-03-15 | Casadaban Rene L Officer (See Remarks) | 4 | Distribution Equivalent Rights Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −4,335 0 owned after | $2.12 exercise price | 2015-03-17 | |
| 2014-03-15 | Harrison Matthew S. Officer (See Remarks) | 4 | Distribution Equivalent Rights Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −5,131 0 owned after | $1.80 exercise price | 2014-03-18 | |
| 2014-03-15 | Graves Brad N Officer (See Remarks) | 4 | Distribution Equivalent Rights Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −4,810 0 owned after | $1.80 exercise price | 2014-03-18 | |
| 2014-03-15 | Newby Steven J Director, Officer (See Remarks) | 4 | Distribution Equivalent Rights Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −11,543 0 owned after | $1.80 exercise price | 2014-03-18 | |
| 2014-03-15 | Degeyter Brock M Officer (See Remarks) | 4 | Distribution Equivalent Rights Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −4,810 0 owned after | $1.80 exercise price | 2014-03-18 | |
| 2014-03-15 | Casadaban Rene L Officer (See Remarks) | 4 | Distribution Equivalent Rights Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −3,848 0 owned after | $1.80 exercise price | 2014-03-18 |