SUFFOLK BANCORP Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 266 rows in 2016. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2016-12-30: Reporting owner Stark John D JR; Form 4; Security Suffolk Bancorp Option; Transaction Holding.
- 2016-12-30: Reporting owner Stark John D JR; Form 4; Security Suffolk Bancorp Option; Transaction Holding.
- 2016-12-30: Reporting owner Stark John D JR; Form 4; Security Suffolk Bancorp Option; Transaction Holding.
- 2016-12-30: Reporting owner SHAH RAMESH; Form 4; Security Suffolk Bancorp Option; Transaction Holding.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2016-12-30 holding as of filing | Stark John D JR Director | 4 | Suffolk Bancorp Option Derivative · Direct | Holding | 1,667 owned after | $18.14 exercise price | 2016-12-30 | |
| 2016-12-30 holding as of filing | Stark John D JR Director | 4 | Suffolk Bancorp Option Derivative · Direct | Holding | 1,667 owned after | $18.14 exercise price | 2016-12-30 | |
| 2016-12-30 holding as of filing | Stark John D JR Director | 4 | Suffolk Bancorp Option Derivative · Direct | Holding | 1,666 owned after | $18.14 exercise price | 2016-12-30 | |
| 2016-12-30 holding as of filing | SHAH RAMESH Director | 4 | Suffolk Bancorp Option Derivative · Direct | Holding | 1,667 owned after | $18.14 exercise price | 2016-12-30 | |
| 2016-12-30 holding as of filing | SHAH RAMESH Director | 4 | Suffolk Bancorp Option Derivative · Direct | Holding | 1,667 owned after | $18.14 exercise price | 2016-12-30 | |
| 2016-12-30 holding as of filing | SHAH RAMESH Director | 4 | Suffolk Bancorp Option Derivative · Direct | Holding | 1,666 owned after | $18.14 exercise price | 2016-12-30 | |
| 2016-12-30 holding as of filing | MEYER TERENCE X Director | 4 | Suffolk Bancorp Option Derivative · Direct | Holding | 1,667 owned after | $18.14 exercise price | 2016-12-30 | |
| 2016-12-30 holding as of filing | MEYER TERENCE X Director | 4 | Suffolk Bancorp Option Derivative · Direct | Holding | 1,667 owned after | $18.14 exercise price | 2016-12-30 | |
| 2016-12-30 holding as of filing | MEYER TERENCE X Director | 4 | Suffolk Bancorp Option Derivative · Direct | Holding | 1,666 owned after | $18.14 exercise price | 2016-12-30 | |
| 2016-12-30 holding as of filing | KANDELL DAVID A Director | 4 | Suffolk Bancorp Option Derivative · Direct | Holding | 1,667 owned after | $18.14 exercise price | 2016-12-30 | |
| 2016-12-30 holding as of filing | KANDELL DAVID A Director | 4 | Suffolk Bancorp Option Derivative · Direct | Holding | 1,667 owned after | $18.14 exercise price | 2016-12-30 | |
| 2016-12-30 holding as of filing | KANDELL DAVID A Director | 4 | Suffolk Bancorp Option Derivative · Direct | Holding | 1,666 owned after | $18.14 exercise price | 2016-12-30 | |
| 2016-12-30 holding as of filing | GOODALE EDGAR F Director | 4 | Suffolk Bancorp Option Derivative · Direct | Holding | 1,667 owned after | $18.14 exercise price | 2016-12-30 | |
| 2016-12-30 holding as of filing | GOODALE EDGAR F Director | 4 | Suffolk Bancorp Option Derivative · Direct | Holding | 1,667 owned after | $18.14 exercise price | 2016-12-30 | |
| 2016-12-30 holding as of filing | GOODALE EDGAR F Director | 4 | Suffolk Bancorp Option Derivative · Direct | Holding | 1,666 owned after | $18.14 exercise price | 2016-12-30 | |
| 2016-12-30 holding as of filing | Gaviola Joseph A Director | 4 | Suffolk Bancorp Option Derivative · Direct | Holding | 1,667 owned after | $18.14 exercise price | 2016-12-30 | |
| 2016-12-30 holding as of filing | Gaviola Joseph A Director | 4 | Suffolk Bancorp Option Derivative · Direct | Holding | 1,667 owned after | $18.14 exercise price | 2016-12-30 | |
| 2016-12-30 holding as of filing | Gaviola Joseph A Director | 4 | Suffolk Bancorp Option Derivative · Direct | Holding | 1,666 owned after | $18.14 exercise price | 2016-12-30 | |
| 2016-12-27 holding as of filing | Finneran Brian K Director, Officer (EVP & CFO) | 4 | Suffolk Bancorp Option Derivative · Direct | Holding | 1,667 owned after | $14.03 exercise price | 2016-12-27 | |
| 2016-12-27 holding as of filing | Finneran Brian K Director, Officer (EVP & CFO) | 4 | Suffolk Bancorp Option Derivative · Direct | Holding | 1,667 owned after | $14.03 exercise price | 2016-12-27 | |
| 2016-12-27 holding as of filing | Finneran Brian K Director, Officer (EVP & CFO) | 4 | Suffolk Bancorp Option Derivative · Direct | Holding | 1,666 owned after | $14.03 exercise price | 2016-12-27 | |
| 2016-12-27 holding as of filing | Finneran Brian K Director, Officer (EVP & CFO) | 4 | Suffolk Bancorp Option Derivative · Direct | Holding | 6,666 owned after | $13.13 exercise price | 2016-12-27 | |
| 2016-12-23 | Finneran Brian K Director, Officer (EVP & CFO) | 4 | Suffolk Bancorp Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +300 5,034 owned after | $13.13 exercise price | 2016-12-27 | |
| 2016-11-29 holding as of filing | Finneran Brian K Director, Officer (EVP & CFO) | 4 | Suffolk Bancorp Option Derivative · Direct | Holding | 1,667 owned after | $14.03 exercise price | 2016-11-29 | |
| 2016-11-29 holding as of filing | Finneran Brian K Director, Officer (EVP & CFO) | 4 | Suffolk Bancorp Option Derivative · Direct | Holding | 1,667 owned after | $14.03 exercise price | 2016-11-29 | |
| 2016-11-29 holding as of filing | Finneran Brian K Director, Officer (EVP & CFO) | 4 | Suffolk Bancorp Option Derivative · Direct | Holding | 1,666 owned after | $14.03 exercise price | 2016-11-29 | |
| 2016-11-29 holding as of filing | Finneran Brian K Director, Officer (EVP & CFO) | 4 | Suffolk Bancorp Option Derivative · Direct | Holding | 6,666 owned after | $13.13 exercise price | 2016-11-29 | |
| 2016-11-28 | Finneran Brian K Director, Officer (EVP & CFO) | 4 | Suffolk Bancorp Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +6,667 0 owned after | $13.13 exercise price | 2016-11-29 | |
| 2016-11-28 | Finneran Brian K Director, Officer (EVP & CFO) | 4 | Suffolk Bancorp Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +1,333 5,334 owned after | $13.13 exercise price | 2016-11-29 | |
| 2016-11-28 holding as of filing | WHITEHOUSE JAMES R Officer (EVP) | 4 | Suffolk Bancorp Option Derivative · Direct | Holding | 2,000 owned after | $19.63 exercise price | 2016-11-28 | |
| 2016-11-28 holding as of filing | WHITEHOUSE JAMES R Officer (EVP) | 4 | Suffolk Bancorp Option Derivative · Direct | Holding | 2,000 owned after | $19.63 exercise price | 2016-11-28 | |
| 2016-11-28 holding as of filing | WHITEHOUSE JAMES R Officer (EVP) | 4 | Suffolk Bancorp Option Derivative · Direct | Holding | 2,000 owned after | $19.63 exercise price | 2016-11-28 | |
| 2016-11-25 holding as of filing | Stark John D JR Director | 4 | Suffolk Bancorp Option Derivative · Direct | Holding | 1,667 owned after | $18.14 exercise price | 2016-11-25 | |
| 2016-11-25 holding as of filing | Stark John D JR Director | 4 | Suffolk Bancorp Option Derivative · Direct | Holding | 1,667 owned after | $18.14 exercise price | 2016-11-25 | |
| 2016-11-25 holding as of filing | Stark John D JR Director | 4 | Suffolk Bancorp Option Derivative · Direct | Holding | 1,666 owned after | $18.14 exercise price | 2016-11-25 | |
| 2016-11-25 holding as of filing | SHAH RAMESH Director | 4 | Suffolk Bancorp Option Derivative · Direct | Holding | 1,667 owned after | $18.14 exercise price | 2016-11-25 | |
| 2016-11-25 holding as of filing | SHAH RAMESH Director | 4 | Suffolk Bancorp Option Derivative · Direct | Holding | 1,667 owned after | $18.14 exercise price | 2016-11-25 | |
| 2016-11-25 holding as of filing | SHAH RAMESH Director | 4 | Suffolk Bancorp Option Derivative · Direct | Holding | 1,666 owned after | $18.14 exercise price | 2016-11-25 | |
| 2016-11-25 holding as of filing | MEYER TERENCE X Director | 4 | Suffolk Bancorp Option Derivative · Direct | Holding | 1,667 owned after | $18.14 exercise price | 2016-11-25 | |
| 2016-11-25 holding as of filing | MEYER TERENCE X Director | 4 | Suffolk Bancorp Option Derivative · Direct | Holding | 1,667 owned after | $18.14 exercise price | 2016-11-25 | |
| 2016-11-25 holding as of filing | MEYER TERENCE X Director | 4 | Suffolk Bancorp Option Derivative · Direct | Holding | 1,666 owned after | $18.14 exercise price | 2016-11-25 | |
| 2016-11-25 holding as of filing | KANDELL DAVID A Director | 4 | Suffolk Bancorp Option Derivative · Direct | Holding | 1,667 owned after | $18.14 exercise price | 2016-11-25 | |
| 2016-11-25 holding as of filing | KANDELL DAVID A Director | 4 | Suffolk Bancorp Option Derivative · Direct | Holding | 1,667 owned after | $18.14 exercise price | 2016-11-25 | |
| 2016-11-25 holding as of filing | KANDELL DAVID A Director | 4 | Suffolk Bancorp Option Derivative · Direct | Holding | 1,666 owned after | $18.14 exercise price | 2016-11-25 | |
| 2016-11-25 holding as of filing | GOODALE EDGAR F Director | 4 | Suffolk Bancorp Option Derivative · Direct | Holding | 1,667 owned after | $18.14 exercise price | 2016-11-25 | |
| 2016-11-25 holding as of filing | GOODALE EDGAR F Director | 4 | Suffolk Bancorp Option Derivative · Direct | Holding | 1,667 owned after | $18.14 exercise price | 2016-11-25 | |
| 2016-11-25 holding as of filing | GOODALE EDGAR F Director | 4 | Suffolk Bancorp Option Derivative · Direct | Holding | 1,666 owned after | $18.14 exercise price | 2016-11-25 | |
| 2016-11-25 holding as of filing | Gaviola Joseph A Director | 4 | Suffolk Bancorp Option Derivative · Direct | Holding | 1,667 owned after | $18.14 exercise price | 2016-11-25 | |
| 2016-11-25 holding as of filing | Gaviola Joseph A Director | 4 | Suffolk Bancorp Option Derivative · Direct | Holding | 1,667 owned after | $18.14 exercise price | 2016-11-25 | |
| 2016-11-25 holding as of filing | Gaviola Joseph A Director | 4 | Suffolk Bancorp Option Derivative · Direct | Holding | 1,666 owned after | $18.14 exercise price | 2016-11-25 | |
| 2016-11-25 holding as of filing | Kelley Jeanne P Officer (EVP & Chief Risk Officer) | 4 | Suffolk Bancorp Option Derivative · Direct | Holding | 1,267 owned after | $16.56 exercise price | 2016-11-25 | |
| 2016-11-25 holding as of filing | Kelley Jeanne P Officer (EVP & Chief Risk Officer) | 4 | Suffolk Bancorp Option Derivative · Direct | Holding | 1,667 owned after | $16.56 exercise price | 2016-11-25 | |
| 2016-11-25 holding as of filing | Kelley Jeanne P Officer (EVP & Chief Risk Officer) | 4 | Suffolk Bancorp Option Derivative · Direct | Holding | 1,666 owned after | $16.56 exercise price | 2016-11-25 | |
| 2016-11-22 | Kelley Jeanne P Officer (EVP & Chief Risk Officer) | 4 | Suffolk Bancorp Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,000 0 owned after | $32.90 exercise price | 2016-11-25 | |
| 2016-11-22 | Kelley Jeanne P Officer (EVP & Chief Risk Officer) | 4 | Suffolk Bancorp Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,000 0 owned after | $31.18 exercise price | 2016-11-25 | |
| 2016-11-22 | Kelley Jeanne P Officer (EVP & Chief Risk Officer) | 4 | Suffolk Bancorp Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,000 0 owned after | $28.30 exercise price | 2016-11-25 | |
| 2016-08-29 holding as of filing | BLUVER HOWARD C Director, Officer (President & CEO) | 4 | Suffolk Bancorp Option Derivative · Direct | Holding | 6,667 owned after | $18.14 exercise price | 2016-08-29 | |
| 2016-08-29 holding as of filing | BLUVER HOWARD C Director, Officer (President & CEO) | 4 | Suffolk Bancorp Option Derivative · Direct | Holding | 6,667 owned after | $18.14 exercise price | 2016-08-29 | |
| 2016-08-29 holding as of filing | BLUVER HOWARD C Director, Officer (President & CEO) | 4 | Suffolk Bancorp Option Derivative · Direct | Holding | 6,666 owned after | $18.14 exercise price | 2016-08-29 | |
| 2016-08-29 holding as of filing | BLUVER HOWARD C Director, Officer (President & CEO) | 4 | Suffolk Bancorp Option Derivative · Direct | Holding | 6,667 owned after | $10.79 exercise price | 2016-08-29 | |
| 2016-08-29 holding as of filing | BLUVER HOWARD C Director, Officer (President & CEO) | 4 | Suffolk Bancorp Option Derivative · Direct | Holding | 6,667 owned after | $10.79 exercise price | 2016-08-29 | |
| 2016-08-29 holding as of filing | BLUVER HOWARD C Director, Officer (President & CEO) | 4 | Suffolk Bancorp Option Derivative · Direct | Holding | 6,666 owned after | $10.79 exercise price | 2016-08-29 | |
| 2016-08-29 holding as of filing | BLUVER HOWARD C Director, Officer (President & CEO) | 4 | Suffolk Bancorp Option Derivative · Direct | Holding | 10,000 owned after | $10.79 exercise price | 2016-08-29 | |
| 2016-08-29 holding as of filing | BLUVER HOWARD C Director, Officer (President & CEO) | 4 | Suffolk Bancorp Option Derivative · Direct | Holding | 10,000 owned after | $10.79 exercise price | 2016-08-29 | |
| 2016-08-29 holding as of filing | BLUVER HOWARD C Director, Officer (President & CEO) | 4 | Suffolk Bancorp Option Derivative · Direct | Holding | 10,000 owned after | $10.79 exercise price | 2016-08-29 | |
| 2016-08-29 holding as of filing | Orsino Michael R Officer (EVP & CLO) | 4 | Suffolk Bancorp Option Derivative · Direct | Holding | 1,667 owned after | $14.03 exercise price | 2016-08-29 | |
| 2016-08-29 holding as of filing | Orsino Michael R Officer (EVP & CLO) | 4 | Suffolk Bancorp Option Derivative · Direct | Holding | 1,667 owned after | $14.03 exercise price | 2016-08-29 | |
| 2016-08-29 holding as of filing | Orsino Michael R Officer (EVP & CLO) | 4 | Suffolk Bancorp Option Derivative · Direct | Holding | 1,666 owned after | $14.03 exercise price | 2016-08-29 | |
| 2016-08-29 holding as of filing | Orsino Michael R Officer (EVP & CLO) | 4 | Suffolk Bancorp Option Derivative · Direct | Holding | 6,667 owned after | $12.44 exercise price | 2016-08-29 | |
| 2016-08-29 holding as of filing | Orsino Michael R Officer (EVP & CLO) | 4 | Suffolk Bancorp Option Derivative · Direct | Holding | 6,667 owned after | $12.44 exercise price | 2016-08-29 | |
| 2016-08-29 holding as of filing | Orsino Michael R Officer (EVP & CLO) | 4 | Suffolk Bancorp Option Derivative · Direct | Holding | 6,666 owned after | $12.44 exercise price | 2016-08-29 | |
| 2016-08-26 holding as of filing | WHITEHOUSE JAMES R Officer (EVP) | 4 | Suffolk Bancorp Option Derivative · Direct | Holding | 2,000 owned after | $19.63 exercise price | 2016-08-26 | |
| 2016-08-26 holding as of filing | WHITEHOUSE JAMES R Officer (EVP) | 4 | Suffolk Bancorp Option Derivative · Direct | Holding | 2,000 owned after | $19.63 exercise price | 2016-08-26 | |
| 2016-08-26 holding as of filing | WHITEHOUSE JAMES R Officer (EVP) | 4 | Suffolk Bancorp Option Derivative · Direct | Holding | 2,000 owned after | $19.63 exercise price | 2016-08-26 | |
| 2016-08-26 holding as of filing | Kelley Jeanne P Officer (EVP & Chief Risk Officer) | 4 | Suffolk Bancorp Option Derivative · Direct | Holding | 1,000 owned after | $32.90 exercise price | 2016-08-26 | |
| 2016-08-26 holding as of filing | Kelley Jeanne P Officer (EVP & Chief Risk Officer) | 4 | Suffolk Bancorp Option Derivative · Direct | Holding | 1,000 owned after | $31.18 exercise price | 2016-08-26 | |
| 2016-08-26 holding as of filing | Kelley Jeanne P Officer (EVP & Chief Risk Officer) | 4 | Suffolk Bancorp Option Derivative · Direct | Holding | 1,000 owned after | $28.30 exercise price | 2016-08-26 | |
| 2016-08-26 holding as of filing | Kelley Jeanne P Officer (EVP & Chief Risk Officer) | 4 | Suffolk Bancorp Option Derivative · Direct | Holding | 1,267 owned after | $16.56 exercise price | 2016-08-26 | |
| 2016-08-26 holding as of filing | Kelley Jeanne P Officer (EVP & Chief Risk Officer) | 4 | Suffolk Bancorp Option Derivative · Direct | Holding | 1,667 owned after | $16.56 exercise price | 2016-08-26 | |
| 2016-08-26 holding as of filing | Kelley Jeanne P Officer (EVP & Chief Risk Officer) | 4 | Suffolk Bancorp Option Derivative · Direct | Holding | 1,666 owned after | $16.56 exercise price | 2016-08-26 | |
| 2016-08-26 holding as of filing | Stark John D JR Director | 4 | Suffolk Bancorp Option Derivative · Direct | Holding | 1,667 owned after | $18.14 exercise price | 2016-08-26 | |
| 2016-08-26 holding as of filing | Stark John D JR Director | 4 | Suffolk Bancorp Option Derivative · Direct | Holding | 1,667 owned after | $18.14 exercise price | 2016-08-26 | |
| 2016-08-26 holding as of filing | Stark John D JR Director | 4 | Suffolk Bancorp Option Derivative · Direct | Holding | 1,666 owned after | $18.14 exercise price | 2016-08-26 | |
| 2016-08-26 holding as of filing | SHAH RAMESH Director | 4 | Suffolk Bancorp Option Derivative · Direct | Holding | 1,667 owned after | $18.14 exercise price | 2016-08-26 | |
| 2016-08-26 holding as of filing | SHAH RAMESH Director | 4 | Suffolk Bancorp Option Derivative · Direct | Holding | 1,667 owned after | $18.14 exercise price | 2016-08-26 | |
| 2016-08-26 holding as of filing | SHAH RAMESH Director | 4 | Suffolk Bancorp Option Derivative · Direct | Holding | 1,666 owned after | $18.14 exercise price | 2016-08-26 | |
| 2016-08-26 holding as of filing | MEYER TERENCE X Director | 4 | Suffolk Bancorp Option Derivative · Direct | Holding | 1,667 owned after | $18.14 exercise price | 2016-08-26 | |
| 2016-08-26 holding as of filing | MEYER TERENCE X Director | 4 | Suffolk Bancorp Option Derivative · Direct | Holding | 1,667 owned after | $18.14 exercise price | 2016-08-26 | |
| 2016-08-26 holding as of filing | MEYER TERENCE X Director | 4 | Suffolk Bancorp Option Derivative · Direct | Holding | 1,666 owned after | $18.14 exercise price | 2016-08-26 | |
| 2016-08-26 holding as of filing | KANDELL DAVID A Director | 4 | Suffolk Bancorp Option Derivative · Direct | Holding | 1,667 owned after | $18.14 exercise price | 2016-08-26 | |
| 2016-08-26 holding as of filing | KANDELL DAVID A Director | 4 | Suffolk Bancorp Option Derivative · Direct | Holding | 1,667 owned after | $18.14 exercise price | 2016-08-26 | |
| 2016-08-26 holding as of filing | KANDELL DAVID A Director | 4 | Suffolk Bancorp Option Derivative · Direct | Holding | 1,666 owned after | $18.14 exercise price | 2016-08-26 | |
| 2016-08-26 holding as of filing | GOODALE EDGAR F Director | 4 | Suffolk Bancorp Option Derivative · Direct | Holding | 1,667 owned after | $18.14 exercise price | 2016-08-26 | |
| 2016-08-26 holding as of filing | GOODALE EDGAR F Director | 4 | Suffolk Bancorp Option Derivative · Direct | Holding | 1,667 owned after | $18.14 exercise price | 2016-08-26 | |
| 2016-08-26 holding as of filing | GOODALE EDGAR F Director | 4 | Suffolk Bancorp Option Derivative · Direct | Holding | 1,666 owned after | $18.14 exercise price | 2016-08-26 | |
| 2016-08-26 holding as of filing | Gaviola Joseph A Director | 4 | Suffolk Bancorp Option Derivative · Direct | Holding | 1,667 owned after | $18.14 exercise price | 2016-08-26 | |
| 2016-08-26 holding as of filing | Gaviola Joseph A Director | 4 | Suffolk Bancorp Option Derivative · Direct | Holding | 1,667 owned after | $18.14 exercise price | 2016-08-26 | |
| 2016-08-26 holding as of filing | Gaviola Joseph A Director | 4 | Suffolk Bancorp Option Derivative · Direct | Holding | 1,666 owned after | $18.14 exercise price | 2016-08-26 | |
| 2016-06-06 holding as of filing | Orsino Michael R Officer (EVP & CLO) | 4 | Suffolk Bancorp Option Derivative · Direct | Holding | 1,667 owned after | $14.03 exercise price | 2016-06-06 | |
| 2016-06-06 holding as of filing | Orsino Michael R Officer (EVP & CLO) | 4 | Suffolk Bancorp Option Derivative · Direct | Holding | 1,667 owned after | $14.03 exercise price | 2016-06-06 |