SUFFOLK BANCORP Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 232 rows in 2014. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2014-08-08: Reporting owner Kelley Jeanne P; Form 4; Security Suffolk Bancorp Option; Transaction Holding.
- 2014-08-05: Reporting owner Schaubeck Patricia M; Form 4; Security Suffolk Bancorp Option; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2014-08-05: Reporting owner Schaubeck Patricia M; Form 4; Security Suffolk Bancorp Option; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2014-08-05: Reporting owner Schaubeck Patricia M; Form 4; Security Suffolk Bancorp Option; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2014-08-08 holding as of filing | Kelley Jeanne P Officer (EVP & Chief Risk Officer) | 4 | Suffolk Bancorp Option Derivative · Direct | Holding | 1,666 owned after | $16.56 exercise price | 2014-08-08 | |
| 2014-08-05 | Schaubeck Patricia M Officer (EVP & General Counsel) | 4 | Suffolk Bancorp Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,667 0 owned after | $12.21 exercise price | 2014-08-06 | |
| 2014-08-05 | Schaubeck Patricia M Officer (EVP & General Counsel) | 4 | Suffolk Bancorp Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,667 0 owned after | $12.21 exercise price | 2014-08-06 | |
| 2014-08-05 | Schaubeck Patricia M Officer (EVP & General Counsel) | 4 | Suffolk Bancorp Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,667 0 owned after | $16.56 exercise price | 2014-08-06 | |
| 2014-08-04 holding as of filing | Cohen Steven M Director | 4 | Suffolk Bancorp Option Derivative · Direct | Holding | 1,667 owned after | $18.14 exercise price | 2014-08-04 | |
| 2014-08-04 holding as of filing | Cohen Steven M Director | 4 | Suffolk Bancorp Option Derivative · Direct | Holding | 1,667 owned after | $18.14 exercise price | 2014-08-04 | |
| 2014-08-04 holding as of filing | Cohen Steven M Director | 4 | Suffolk Bancorp Option Derivative · Direct | Holding | 1,666 owned after | $18.14 exercise price | 2014-08-04 | |
| 2014-06-04 holding as of filing | WHITEHOUSE JAMES R Officer (EVP) | 3 | Suffolk Bancorp Option Derivative · Direct | Holding | $19.63 exercise price | 2014-06-04 | ||
| 2014-06-04 holding as of filing | WHITEHOUSE JAMES R Officer (EVP) | 3 | Suffolk Bancorp Option Derivative · Direct | Holding | $19.63 exercise price | 2014-06-04 | ||
| 2014-06-04 holding as of filing | WHITEHOUSE JAMES R Officer (EVP) | 3 | Suffolk Bancorp Option Derivative · Direct | Holding | $19.63 exercise price | 2014-06-04 | ||
| 2014-06-04 holding as of filing | WHITEHOUSE JAMES R Officer (EVP) | 4 | Suffolk Bancorp Option Derivative · Direct | Holding | 2,000 owned after | $19.63 exercise price | 2014-06-04 | |
| 2014-06-04 holding as of filing | WHITEHOUSE JAMES R Officer (EVP) | 4 | Suffolk Bancorp Option Derivative · Direct | Holding | 2,000 owned after | $19.63 exercise price | 2014-06-04 | |
| 2014-06-04 holding as of filing | WHITEHOUSE JAMES R Officer (EVP) | 4 | Suffolk Bancorp Option Derivative · Direct | Holding | 2,000 owned after | $19.63 exercise price | 2014-06-04 | |
| 2014-06-04 holding as of filing | DIVITTORIO THERESA Officer (SVP & Comptroller) | 4 | Suffolk Bancorp Option Derivative · Direct | Holding | 2,500 owned after | $19.60 exercise price | 2014-06-04 | |
| 2014-06-04 holding as of filing | DIVITTORIO THERESA Officer (SVP & Comptroller) | 4 | Suffolk Bancorp Option Derivative · Direct | Holding | 2,500 owned after | $19.60 exercise price | 2014-06-04 | |
| 2014-06-04 holding as of filing | DIVITTORIO THERESA Officer (SVP & Comptroller) | 4 | Suffolk Bancorp Option Derivative · Direct | Holding | 2,500 owned after | $19.60 exercise price | 2014-06-04 | |
| 2014-06-04 holding as of filing | Schaubeck Patricia M Officer (EVP & General Counsel) | 4 | Suffolk Bancorp Option Derivative · Direct | Holding | 6,667 owned after | $12.21 exercise price | 2014-06-04 | |
| 2014-06-04 holding as of filing | Schaubeck Patricia M Officer (EVP & General Counsel) | 4 | Suffolk Bancorp Option Derivative · Direct | Holding | 6,667 owned after | $12.21 exercise price | 2014-06-04 | |
| 2014-06-04 holding as of filing | Schaubeck Patricia M Officer (EVP & General Counsel) | 4 | Suffolk Bancorp Option Derivative · Direct | Holding | 6,666 owned after | $12.21 exercise price | 2014-06-04 | |
| 2014-06-04 holding as of filing | Schaubeck Patricia M Officer (EVP & General Counsel) | 4 | Suffolk Bancorp Option Derivative · Direct | Holding | 1,667 owned after | $16.56 exercise price | 2014-06-04 | |
| 2014-06-04 holding as of filing | Schaubeck Patricia M Officer (EVP & General Counsel) | 4 | Suffolk Bancorp Option Derivative · Direct | Holding | 1,667 owned after | $16.56 exercise price | 2014-06-04 | |
| 2014-06-04 holding as of filing | Schaubeck Patricia M Officer (EVP & General Counsel) | 4 | Suffolk Bancorp Option Derivative · Direct | Holding | 1,666 owned after | $16.56 exercise price | 2014-06-04 | |
| 2014-06-04 holding as of filing | Orsino Michael R Officer (EVP & CLO) | 4 | Suffolk Bancorp Option Derivative · Direct | Holding | 1,667 owned after | $14.03 exercise price | 2014-06-04 | |
| 2014-06-04 holding as of filing | Orsino Michael R Officer (EVP & CLO) | 4 | Suffolk Bancorp Option Derivative · Direct | Holding | 1,667 owned after | $14.03 exercise price | 2014-06-04 | |
| 2014-06-04 holding as of filing | Orsino Michael R Officer (EVP & CLO) | 4 | Suffolk Bancorp Option Derivative · Direct | Holding | 1,666 owned after | $14.03 exercise price | 2014-06-04 | |
| 2014-06-04 holding as of filing | Orsino Michael R Officer (EVP & CLO) | 4 | Suffolk Bancorp Option Derivative · Direct | Holding | 6,667 owned after | $12.44 exercise price | 2014-06-04 | |
| 2014-06-04 holding as of filing | Orsino Michael R Officer (EVP & CLO) | 4 | Suffolk Bancorp Option Derivative · Direct | Holding | 6,667 owned after | $12.44 exercise price | 2014-06-04 | |
| 2014-06-04 holding as of filing | Orsino Michael R Officer (EVP & CLO) | 4 | Suffolk Bancorp Option Derivative · Direct | Holding | 6,666 owned after | $12.44 exercise price | 2014-06-04 | |
| 2014-06-04 holding as of filing | Kelley Jeanne P Officer (EVP & Chief Risk Officer) | 4 | Suffolk Bancorp Option Derivative · Direct | Holding | 1,000 owned after | $34.95 exercise price | 2014-06-04 | |
| 2014-06-04 holding as of filing | Kelley Jeanne P Officer (EVP & Chief Risk Officer) | 4 | Suffolk Bancorp Option Derivative · Direct | Holding | 1,000 owned after | $32.90 exercise price | 2014-06-04 | |
| 2014-06-04 holding as of filing | Kelley Jeanne P Officer (EVP & Chief Risk Officer) | 4 | Suffolk Bancorp Option Derivative · Direct | Holding | 1,000 owned after | $31.18 exercise price | 2014-06-04 | |
| 2014-06-04 holding as of filing | Kelley Jeanne P Officer (EVP & Chief Risk Officer) | 4 | Suffolk Bancorp Option Derivative · Direct | Holding | 1,000 owned after | $28.30 exercise price | 2014-06-04 | |
| 2014-06-04 holding as of filing | Kelley Jeanne P Officer (EVP & Chief Risk Officer) | 4 | Suffolk Bancorp Option Derivative · Direct | Holding | 1,667 owned after | $16.56 exercise price | 2014-06-04 | |
| 2014-06-04 holding as of filing | Kelley Jeanne P Officer (EVP & Chief Risk Officer) | 4 | Suffolk Bancorp Option Derivative · Direct | Holding | 1,667 owned after | $16.56 exercise price | 2014-06-04 | |
| 2014-06-04 holding as of filing | Kelley Jeanne P Officer (EVP & Chief Risk Officer) | 4 | Suffolk Bancorp Option Derivative · Direct | Holding | 1,666 owned after | $16.56 exercise price | 2014-06-04 | |
| 2014-06-04 holding as of filing | GAY JAMES P Officer (EVP & Chief Credit Officer) | 4 | Suffolk Bancorp Option Derivative · Direct | Holding | 5,000 owned after | $14.42 exercise price | 2014-06-04 | |
| 2014-06-04 holding as of filing | GAY JAMES P Officer (EVP & Chief Credit Officer) | 4 | Suffolk Bancorp Option Derivative · Direct | Holding | 5,000 owned after | $14.42 exercise price | 2014-06-04 | |
| 2014-06-04 holding as of filing | GAY JAMES P Officer (EVP & Chief Credit Officer) | 4 | Suffolk Bancorp Option Derivative · Direct | Holding | 5,000 owned after | $14.42 exercise price | 2014-06-04 | |
| 2014-06-04 holding as of filing | Finneran Brian K Officer (EVP & CFO) | 4 | Suffolk Bancorp Option Derivative · Direct | Holding | 1,667 owned after | $14.03 exercise price | 2014-06-04 | |
| 2014-06-04 holding as of filing | Finneran Brian K Officer (EVP & CFO) | 4 | Suffolk Bancorp Option Derivative · Direct | Holding | 1,667 owned after | $14.03 exercise price | 2014-06-04 | |
| 2014-06-04 holding as of filing | Finneran Brian K Officer (EVP & CFO) | 4 | Suffolk Bancorp Option Derivative · Direct | Holding | 1,666 owned after | $14.03 exercise price | 2014-06-04 | |
| 2014-06-04 holding as of filing | Finneran Brian K Officer (EVP & CFO) | 4 | Suffolk Bancorp Option Derivative · Direct | Holding | 6,667 owned after | $13.13 exercise price | 2014-06-04 | |
| 2014-06-04 holding as of filing | Finneran Brian K Officer (EVP & CFO) | 4 | Suffolk Bancorp Option Derivative · Direct | Holding | 6,667 owned after | $13.13 exercise price | 2014-06-04 | |
| 2014-06-04 holding as of filing | Finneran Brian K Officer (EVP & CFO) | 4 | Suffolk Bancorp Option Derivative · Direct | Holding | 6,666 owned after | $13.13 exercise price | 2014-06-04 | |
| 2014-06-04 holding as of filing | FILIPO FRANK D Officer (EVP & Operating Officer) | 4 | Suffolk Bancorp Option Derivative · Direct | Holding | 6,667 owned after | $13.44 exercise price | 2014-06-04 | |
| 2014-06-04 holding as of filing | FILIPO FRANK D Officer (EVP & Operating Officer) | 4 | Suffolk Bancorp Option Derivative · Direct | Holding | 6,667 owned after | $13.44 exercise price | 2014-06-04 | |
| 2014-06-04 holding as of filing | FILIPO FRANK D Officer (EVP & Operating Officer) | 4 | Suffolk Bancorp Option Derivative · Direct | Holding | 6,666 owned after | $13.44 exercise price | 2014-06-04 | |
| 2014-06-04 holding as of filing | FILIPO FRANK D Officer (EVP & Operating Officer) | 4 | Suffolk Bancorp Option Derivative · Direct | Holding | 3,000 owned after | $31.25 exercise price | 2014-06-04 | |
| 2014-06-04 holding as of filing | FILIPO FRANK D Officer (EVP & Operating Officer) | 4 | Suffolk Bancorp Option Derivative · Direct | Holding | 3,000 owned after | $34.95 exercise price | 2014-06-04 | |
| 2014-06-04 holding as of filing | FILIPO FRANK D Officer (EVP & Operating Officer) | 4 | Suffolk Bancorp Option Derivative · Direct | Holding | 3,000 owned after | $32.90 exercise price | 2014-06-04 | |
| 2014-06-04 holding as of filing | FILIPO FRANK D Officer (EVP & Operating Officer) | 4 | Suffolk Bancorp Option Derivative · Direct | Holding | 2,000 owned after | $31.18 exercise price | 2014-06-04 | |
| 2014-06-04 holding as of filing | FILIPO FRANK D Officer (EVP & Operating Officer) | 4 | Suffolk Bancorp Option Derivative · Direct | Holding | 2,000 owned after | $28.30 exercise price | 2014-06-04 | |
| 2014-06-04 holding as of filing | Stark John D JR Director | 4 | Suffolk Bancorp Option Derivative · Direct | Holding | 1,667 owned after | $18.14 exercise price | 2014-06-04 | |
| 2014-06-04 holding as of filing | Stark John D JR Director | 4 | Suffolk Bancorp Option Derivative · Direct | Holding | 1,667 owned after | $18.14 exercise price | 2014-06-04 | |
| 2014-06-04 holding as of filing | Stark John D JR Director | 4 | Suffolk Bancorp Option Derivative · Direct | Holding | 1,666 owned after | $18.14 exercise price | 2014-06-04 | |
| 2014-06-04 holding as of filing | SHAH RAMESH Director | 4 | Suffolk Bancorp Option Derivative · Direct | Holding | 1,667 owned after | $18.14 exercise price | 2014-06-04 | |
| 2014-06-04 holding as of filing | SHAH RAMESH Director | 4 | Suffolk Bancorp Option Derivative · Direct | Holding | 1,667 owned after | $18.14 exercise price | 2014-06-04 | |
| 2014-06-04 holding as of filing | SHAH RAMESH Director | 4 | Suffolk Bancorp Option Derivative · Direct | Holding | 1,666 owned after | $18.14 exercise price | 2014-06-04 | |
| 2014-06-04 holding as of filing | MEYER TERENCE X Director | 4 | Suffolk Bancorp Option Derivative · Direct | Holding | 1,667 owned after | $18.14 exercise price | 2014-06-04 | |
| 2014-06-04 holding as of filing | MEYER TERENCE X Director | 4 | Suffolk Bancorp Option Derivative · Direct | Holding | 1,667 owned after | $18.14 exercise price | 2014-06-04 | |
| 2014-06-04 holding as of filing | MEYER TERENCE X Director | 4 | Suffolk Bancorp Option Derivative · Direct | Holding | 1,666 owned after | $18.14 exercise price | 2014-06-04 | |
| 2014-06-04 holding as of filing | KANDELL DAVID A Director | 4 | Suffolk Bancorp Option Derivative · Direct | Holding | 1,667 owned after | $18.14 exercise price | 2014-06-04 | |
| 2014-06-04 holding as of filing | KANDELL DAVID A Director | 4 | Suffolk Bancorp Option Derivative · Direct | Holding | 1,667 owned after | $18.14 exercise price | 2014-06-04 | |
| 2014-06-04 holding as of filing | KANDELL DAVID A Director | 4 | Suffolk Bancorp Option Derivative · Direct | Holding | 1,666 owned after | $18.14 exercise price | 2014-06-04 | |
| 2014-06-04 holding as of filing | GOODALE EDGAR F Director | 4 | Suffolk Bancorp Option Derivative · Direct | Holding | 1,667 owned after | $18.14 exercise price | 2014-06-04 | |
| 2014-06-04 holding as of filing | GOODALE EDGAR F Director | 4 | Suffolk Bancorp Option Derivative · Direct | Holding | 1,667 owned after | $18.14 exercise price | 2014-06-04 | |
| 2014-06-04 holding as of filing | GOODALE EDGAR F Director | 4 | Suffolk Bancorp Option Derivative · Direct | Holding | 1,666 owned after | $18.14 exercise price | 2014-06-04 | |
| 2014-06-04 holding as of filing | Gaviola Joseph A Director | 4 | Suffolk Bancorp Option Derivative · Direct | Holding | 1,667 owned after | $18.14 exercise price | 2014-06-04 | |
| 2014-06-04 holding as of filing | Gaviola Joseph A Director | 4 | Suffolk Bancorp Option Derivative · Direct | Holding | 1,667 owned after | $18.14 exercise price | 2014-06-04 | |
| 2014-06-04 holding as of filing | Gaviola Joseph A Director | 4 | Suffolk Bancorp Option Derivative · Direct | Holding | 1,666 owned after | $18.14 exercise price | 2014-06-04 | |
| 2014-06-04 holding as of filing | Cohen Steven M Director | 4 | Suffolk Bancorp Option Derivative · Direct | Holding | 1,667 owned after | $18.14 exercise price | 2014-06-04 | |
| 2014-06-04 holding as of filing | Cohen Steven M Director | 4 | Suffolk Bancorp Option Derivative · Direct | Holding | 1,667 owned after | $18.14 exercise price | 2014-06-04 | |
| 2014-06-04 holding as of filing | Cohen Steven M Director | 4 | Suffolk Bancorp Option Derivative · Direct | Holding | 1,666 owned after | $18.14 exercise price | 2014-06-04 | |
| 2014-06-04 holding as of filing | BLUVER HOWARD C Director, Officer (President & CEO) | 4 | Suffolk Bancorp Option Derivative · Direct | Holding | 6,667 owned after | $18.14 exercise price | 2014-06-04 | |
| 2014-06-04 holding as of filing | BLUVER HOWARD C Director, Officer (President & CEO) | 4 | Suffolk Bancorp Option Derivative · Direct | Holding | 6,667 owned after | $18.14 exercise price | 2014-06-04 | |
| 2014-06-04 holding as of filing | BLUVER HOWARD C Director, Officer (President & CEO) | 4 | Suffolk Bancorp Option Derivative · Direct | Holding | 6,666 owned after | $18.14 exercise price | 2014-06-04 | |
| 2014-06-04 holding as of filing | BLUVER HOWARD C Director, Officer (President & CEO) | 4 | Suffolk Bancorp Option Derivative · Direct | Holding | 6,667 owned after | $10.79 exercise price | 2014-06-04 | |
| 2014-06-04 holding as of filing | BLUVER HOWARD C Director, Officer (President & CEO) | 4 | Suffolk Bancorp Option Derivative · Direct | Holding | 6,667 owned after | $10.79 exercise price | 2014-06-04 | |
| 2014-06-04 holding as of filing | BLUVER HOWARD C Director, Officer (President & CEO) | 4 | Suffolk Bancorp Option Derivative · Direct | Holding | 6,666 owned after | $10.79 exercise price | 2014-06-04 | |
| 2014-06-04 holding as of filing | BLUVER HOWARD C Director, Officer (President & CEO) | 4 | Suffolk Bancorp Option Derivative · Direct | Holding | 10,000 owned after | $10.79 exercise price | 2014-06-04 | |
| 2014-06-04 holding as of filing | BLUVER HOWARD C Director, Officer (President & CEO) | 4 | Suffolk Bancorp Option Derivative · Direct | Holding | 10,000 owned after | $10.79 exercise price | 2014-06-04 | |
| 2014-06-04 holding as of filing | BLUVER HOWARD C Director, Officer (President & CEO) | 4 | Suffolk Bancorp Option Derivative · Direct | Holding | 10,000 owned after | $10.79 exercise price | 2014-06-04 | |
| 2014-04-29 holding as of filing | Cohen Steven M Director | 4 | Suffolk Bancorp Option Derivative · Direct | Holding | 1,667 owned after | $18.14 exercise price | 2014-04-29 | |
| 2014-04-29 holding as of filing | Cohen Steven M Director | 4 | Suffolk Bancorp Option Derivative · Direct | Holding | 1,667 owned after | $18.14 exercise price | 2014-04-29 | |
| 2014-04-29 holding as of filing | Cohen Steven M Director | 4 | Suffolk Bancorp Option Derivative · Direct | Holding | 1,666 owned after | $18.14 exercise price | 2014-04-29 | |
| 2014-02-19 holding as of filing | SHAH RAMESH Director | 4 | Suffolk Bancorp Option Derivative · Direct | Holding | 1,667 owned after | $18.14 exercise price | 2014-02-19 | |
| 2014-02-19 holding as of filing | SHAH RAMESH Director | 4 | Suffolk Bancorp Option Derivative · Direct | Holding | 1,667 owned after | $18.14 exercise price | 2014-02-19 | |
| 2014-02-19 holding as of filing | SHAH RAMESH Director | 4 | Suffolk Bancorp Option Derivative · Direct | Holding | 1,666 owned after | $18.14 exercise price | 2014-02-19 | |
| 2014-02-11 holding as of filing | Kelley Jeanne P Officer (EVP & Chief Risk Officer) | 4 | Suffolk Bancorp Option Derivative · Direct | Holding | 1,000 owned after | $34.95 exercise price | 2014-02-11 | |
| 2014-02-11 holding as of filing | Kelley Jeanne P Officer (EVP & Chief Risk Officer) | 4 | Suffolk Bancorp Option Derivative · Direct | Holding | 1,000 owned after | $32.90 exercise price | 2014-02-11 | |
| 2014-02-11 holding as of filing | Kelley Jeanne P Officer (EVP & Chief Risk Officer) | 4 | Suffolk Bancorp Option Derivative · Direct | Holding | 1,000 owned after | $31.18 exercise price | 2014-02-11 | |
| 2014-02-11 holding as of filing | Kelley Jeanne P Officer (EVP & Chief Risk Officer) | 4 | Suffolk Bancorp Option Derivative · Direct | Holding | 1,000 owned after | $28.30 exercise price | 2014-02-11 | |
| 2014-02-11 holding as of filing | Kelley Jeanne P Officer (EVP & Chief Risk Officer) | 4 | Suffolk Bancorp Option Derivative · Direct | Holding | 1,667 owned after | $16.56 exercise price | 2014-02-11 | |
| 2014-02-11 holding as of filing | Kelley Jeanne P Officer (EVP & Chief Risk Officer) | 4 | Suffolk Bancorp Option Derivative · Direct | Holding | 1,667 owned after | $16.56 exercise price | 2014-02-11 | |
| 2014-02-11 holding as of filing | Kelley Jeanne P Officer (EVP & Chief Risk Officer) | 4 | Suffolk Bancorp Option Derivative · Direct | Holding | 1,666 owned after | $16.56 exercise price | 2014-02-11 | |
| 2014-02-11 holding as of filing | GAY JAMES P Officer (EVP & Chief Credit Officer) | 4 | Suffolk Bancorp Option Derivative · Direct | Holding | 5,000 owned after | $14.42 exercise price | 2014-02-11 | |
| 2014-02-11 holding as of filing | GAY JAMES P Officer (EVP & Chief Credit Officer) | 4 | Suffolk Bancorp Option Derivative · Direct | Holding | 5,000 owned after | $14.42 exercise price | 2014-02-11 | |
| 2014-02-11 holding as of filing | GAY JAMES P Officer (EVP & Chief Credit Officer) | 4 | Suffolk Bancorp Option Derivative · Direct | Holding | 5,000 owned after | $14.42 exercise price | 2014-02-11 | |
| 2014-02-06 holding as of filing | Orsino Michael R Officer (EVP & CLO) | 4 | Suffolk Bancorp Option Derivative · Direct | Holding | 1,667 owned after | $14.03 exercise price | 2014-02-06 | |
| 2014-02-06 holding as of filing | Orsino Michael R Officer (EVP & CLO) | 4 | Suffolk Bancorp Option Derivative · Direct | Holding | 1,667 owned after | $14.03 exercise price | 2014-02-06 |