SUCAMPO PHARMACEUTICALS, INC. Forms 3, 4 and 5: Preferred Stock
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 6 rows, 6 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2007-08-07: Reporting owner Astellas Pharma Inc.; Form 4; Security Series A Convertible Preferred Stock; Transaction C Conversion of derivative security.
- 2007-08-07: Reporting owner Ridgeway Capital Partners LTD; Form 4; Security Series A Convertible Preferred Stock; Transaction C Conversion of derivative security.
- 2007-08-07: Reporting owner Mine Hidetoshi; Form 4; Security Series A Convertible Preferred Stock; Transaction C Conversion of derivative security.
- 2007-08-02: Reporting owner Ridgeway Capital Partners LTD; Form 3; Security Series A Convertible Preferred Stock; Transaction Holding.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2007-08-07 | Astellas Pharma Inc. Other (Former 10% Owner) | 4 | Series A Convertible Preferred Stock Derivative · Direct | C Conversion of derivative security | −1,253,750 0 owned after | no price filed | 2007-08-08 | |
| 2007-08-07 | Ridgeway Capital Partners LTD 10% Owner | 4 | Series A Convertible Preferred Stock Derivative · Indirect · By OPE Limited Partnership 1 | C Conversion of derivative security | −922 0 owned after | no price filed | 2007-08-07 | |
| 2007-08-07 | Mine Hidetoshi Director, 10% Owner | 4 | Series A Convertible Preferred Stock Derivative · Indirect · By OPE Limited Partnership 1 | C Conversion of derivative security | −922 0 owned after | no price filed | 2007-08-07 | |
| 2007-08-02 holding as of filing | Ridgeway Capital Partners LTD 10% Owner | 3 | Series A Convertible Preferred Stock Derivative · Indirect · By OPE Limited Partnership 1 | Holding | no price filed | 2007-08-02 | ||
| 2007-08-02 holding as of filing | Mine Hidetoshi Director, 10% Owner | 3 | Series A Convertible Preferred Stock Derivative · Indirect · By OPE Limited Partnership 1 | Holding | no price filed | 2007-08-02 | ||
| 2007-08-02 holding as of filing | Astellas Pharma Inc. 10% Owner | 3 | Series A Convertible Preferred Stock Derivative · Direct | Holding | no price filed | 2007-08-02 |