STWC. Holdings, Inc. Form D Notices of Exempt Offering of Securities
Notices filed with the SEC for securities sold without registration under Regulation D or Section 4(a)(5), newest first. Values are as filed.
- 2019-07-10: Federal exemption Rule 506(b); Securities Act Section 4(a)(5); Types of securities offered Debt; OptionToAcquire; SecurityToBeAcquired; Date of first sale 2019-02-13; Total offering amount $1,000,000.
- 2019-07-10: Federal exemption Rule 506(b); Securities Act Section 4(a)(5); Types of securities offered Debt; OptionToAcquire; SecurityToBeAcquired; Date of first sale 2019-06-20; Total offering amount $550,000.
- 2019-06-27: Federal exemption Rule 506(b); Securities Act Section 4(a)(5); Types of securities offered Debt; OptionToAcquire; SecurityToBeAcquired; Date of first sale 2019-02-13; Total offering amount Indefinite.
- 2019-06-27: Federal exemption Rule 506(b); Securities Act Section 4(a)(5); Types of securities offered Debt; OptionToAcquire; SecurityToBeAcquired; Date of first sale 2019-06-21; Total offering amount Indefinite.
| Filed | Federal exemption | Types of securities offered | Date of first sale | Total offering amount | Total amount sold | Total remaining to be sold | Investors who have already invested |
|---|---|---|---|---|---|---|---|
| 2019-07-10 D/A | Rule 506(b); Securities Act Section 4(a)(5) | Debt; OptionToAcquire; SecurityToBeAcquired | 2019-02-13 | $1,000,000 | $156,000 | $844,000 | 1 |
| 2019-07-10 | Rule 506(b); Securities Act Section 4(a)(5) | Debt; OptionToAcquire; SecurityToBeAcquired | 2019-06-20 | $550,000 | $150,000 | $400,000 | 1 |
| 2019-06-27 | Rule 506(b); Securities Act Section 4(a)(5) | Debt; OptionToAcquire; SecurityToBeAcquired | 2019-02-13 | Indefinite | $135,000 | Indefinite | 1 |
| 2019-06-27 | Rule 506(b); Securities Act Section 4(a)(5) | Debt; OptionToAcquire; SecurityToBeAcquired | 2019-06-21 | Indefinite | $135,000 | Indefinite | 1 |
| 2019-06-26 | Rule 506(b); Securities Act Section 4(a)(5) | Debt; OptionToAcquire; SecurityToBeAcquired | 2019-04-18 | Indefinite | $100,000 | Indefinite | 1 |
| 2019-06-26 | Rule 506(b); Securities Act Section 4(a)(5) | OptionToAcquire; SecurityToBeAcquired | 2019-02-21 | $6,000,000 | $80,000 | $5,920,000 | 2 |
| 2019-02-27 | Rule 506(b); Securities Act Section 4(a)(5) | Debt; OptionToAcquire | 2019-02-13 | $103,000 | $103,000 | $0 | 1 |