Straight Path Communications Inc. Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 13 rows, 13 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2018-02-28: Reporting owner RAND JONATHAN; Form 4; Security Employee Stock Option (Right to Buy); Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2017-12-19: Reporting owner JONAS DAVIDI; Form 4; Security Employee Stock Option (Right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2017-07-12: Reporting owner RAND JONATHAN; Form 4; Security Employee Stock Option (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2017-07-05: Reporting owner RAND JONATHAN; Form 4; Security Employee Stock Option (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2018-02-28 | RAND JONATHAN Officer (CFO) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −10,000 0 owned after | $50.00 exercise price | 2018-02-28 | |
| 2017-12-19 | JONAS DAVIDI Director, Officer (CEO & PRESIDENT) | 4 | Employee Stock Option (Right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −42,325 0 owned after | $50.00 exercise price | 2017-12-21 | |
| 2017-07-12 | RAND JONATHAN Officer (CFO) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,346 10,000 owned after | $50.00 exercise price | 2017-07-13 | |
| 2017-07-05 | RAND JONATHAN Officer (CFO) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −8,280 15,346 owned after | $50.00 exercise price | 2017-07-07 | |
| 2017-06-14 | PI ZHOUYUE Officer (CHIEF TECHNOLOGY OFFICER) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −8,280 0 owned after | $50.00 exercise price | 2017-06-15 | |
| 2017-06-13 | PI ZHOUYUE Officer (CHIEF TECHNOLOGY OFFICER) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −13,476 8,280 owned after | $50.00 exercise price | 2017-06-15 | |
| 2016-06-17 | RAND JONATHAN Officer (CFO) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +23,626 23,626 owned after | $50,000.00 | 2016-06-21 | |
| 2016-06-17 | PI ZHOUYUE Officer (CHIEF TECHNOLOGY OFFICER) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +21,756 21,756 owned after | $50,000.00 | 2016-06-21 | |
| 2016-06-17 | JONAS DAVIDI Director, Officer (CEO & PRESIDENT) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +42,325 42,325 owned after | $162,500.00 | 2016-06-21 | |
| 2016-01-15 | MILLER LLOYD I III 10% Owner | 4 | Put Option (obligation to buy) Derivative · Indirect · By Trust A-4 - Lloyd I. Miller | X Exercise of in-the-money or at-the-money derivative security | −8 0 owned after | $15.00 exercise price | 2016-01-19 | |
| 2016-01-15 holding as of filing | MILLER LLOYD I III 10% Owner | 4 | Put Option (obligation to buy) Derivative · Indirect · By Trust A-4 - Lloyd I. Miller | Holding | 8 owned after | $15.00 exercise price | 2016-01-15 | |
| 2016-01-14 holding as of filing | MILLER LLOYD I III 10% Owner | 3 | Put Option (obligation to buy) Derivative · Indirect · By Trust A-4 - Lloyd I. Miller | Holding | $15.00 exercise price | 2016-01-14 | ||
| 2016-01-14 holding as of filing | MILLER LLOYD I III 10% Owner | 4 | Put Option (obligation to buy) Derivative · Indirect · By Trust A-4 - Lloyd I. Miller | Holding | 8 owned after | $15.00 exercise price | 2016-01-14 |