STERLING BANCORP Forms 3, 4 and 5: Restricted Stock Units and Performance Rights
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 28 rows, 28 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2011-03-24: Reporting owner MILLMAN JOHN C; Form 4; Security Restricted Common Stock; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2011-03-24: Reporting owner TIETJEN JOHN W; Form 4; Security Restricted Common Stock; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2011-03-24: Reporting owner Robinson Eliot S; Form 4; Security Restricted Common Stock; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2011-03-24: Reporting owner Fredston Dale C; Form 4; Security Restricted Common Stock; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2011-03-24 | MILLMAN JOHN C Director, Officer (President) | 4 | Restricted Common Stock Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +8,990 319,784 owned after | $9.71 | 2011-03-28 | |
| 2011-03-24 | TIETJEN JOHN W Director | 4 | Restricted Common Stock Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,108 76,694 owned after | $9.71 | 2011-03-28 | |
| 2011-03-24 | Robinson Eliot S Director | 4 | Restricted Common Stock Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,904 20,939 owned after | $9.71 | 2011-03-28 | |
| 2011-03-24 | Fredston Dale C Director | 4 | Restricted Common Stock Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,158 2,376 owned after | $9.71 | 2011-03-28 | |
| 2011-03-24 | CAPPELLI LOUIS J Director | 4 | Restricted Common Stock Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +20,854 765,782 owned after | $9.71 | 2011-03-28 | |
| 2011-03-24 | APPLEBAUM HOWARD M Director | 4 | Restricted Common Stock Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,374 42,308 owned after | $9.71 | 2011-03-28 | |
| 2011-03-24 | ROSSIDES EUGENE T Director | 4 | Restricted Common Stock Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,500 9,500 owned after | $9.71 | 2011-03-28 | |
| 2011-03-24 | Lee Carolyn Joy Director | 4 | Restricted Common Stock Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,500 8,500 owned after | $9.71 | 2011-03-28 | |
| 2011-03-24 | Lazar Robert W Director | 4 | Restricted Common Stock Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,500 9,939 owned after | $9.71 | 2011-03-28 | |
| 2011-03-24 | HUMPHREYS HENRY J Director | 4 | Restricted Common Stock Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,500 24,236 owned after | $9.71 | 2011-03-28 | |
| 2011-03-24 | HERSHFIELD ALLAN A Director | 4 | Restricted Common Stock Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,500 24,171 owned after | $9.71 | 2011-03-28 | |
| 2011-03-24 | FERRER FERNANDO Director | 4 | Restricted Common Stock Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,500 10,657 owned after | $9.71 | 2011-03-28 | |
| 2011-03-24 | ADAMKO JOSEPH M Director | 4 | Restricted Common Stock Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,500 20,711 owned after | $9.71 | 2011-03-28 | |
| 2011-03-24 | ABRAMS ROBERT Director | 4 | Restricted Common Stock Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,500 40,860 owned after | $9.71 | 2011-03-28 | |
| 2011-02-10 holding as of filing | Fredston Dale C Officer (Sr VP & Corporate Secretary) | 5 | Restricted Common Stock Non-derivative · Direct | Holding | 1,218 owned after | no price filed | 2011-02-10 | |
| 2010-03-25 | Lee Carolyn Joy Director | 4 | Restricted Common Stock Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,000 6,000 owned after | $9.23 | 2010-03-29 | |
| 2010-03-25 | FERRER FERNANDO Director | 4 | Restricted Common Stock Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,000 8,157 owned after | $9.23 | 2010-03-29 | |
| 2010-03-25 | ROSSIDES EUGENE T Director | 4 | Restricted Common Stock Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,000 7,000 owned after | $9.23 | 2010-03-29 | |
| 2010-03-25 | Lazar Robert W Director | 4 | Restricted Common Stock Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,000 7,349 owned after | $9.23 | 2010-03-29 | |
| 2010-03-25 | HUMPHREYS HENRY J Director | 4 | Restricted Common Stock Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,000 21,736 owned after | $9.23 | 2010-03-29 | |
| 2010-03-25 | HERSHFIELD ALLAN A Director | 4 | Restricted Common Stock Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,000 21,671 owned after | $9.23 | 2010-03-29 | |
| 2010-03-25 | ADAMKO JOSEPH M Director | 4 | Restricted Common Stock Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,000 18,211 owned after | $9.23 | 2010-03-29 | |
| 2010-03-25 | ABRAMS ROBERT Director | 4 | Restricted Common Stock Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,000 38,360 owned after | $9.23 | 2010-03-29 | |
| 2010-03-25 | Fredston Dale C Officer (SVP & Corporate Secretary) | 4 | Restricted Common Stock Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,218 1,218 owned after | $9.23 | 2010-03-29 | |
| 2010-03-25 | Robinson Eliot S Officer (EVE - Sterling National Bank) | 4 | Restricted Common Stock Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,003 18,357 owned after | $9.23 | 2010-03-29 | |
| 2010-03-25 | APPLEBAUM HOWARD M Officer (Senior VP) | 4 | Restricted Common Stock Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,896 39,575 owned after | $9.23 | 2010-03-29 | |
| 2010-03-25 | MILLMAN JOHN C Director, Officer (President) | 4 | Restricted Common Stock Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +9,458 330,824 owned after | $9.23 | 2010-03-29 | |
| 2010-03-25 | CAPPELLI LOUIS J Director, Officer (Chairman & CEO) | 4 | Restricted Common Stock Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +21,939 744,928 owned after | $9.23 | 2010-03-29 |