STERLING BANCORP Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 17 rows in 2012. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2012-02-14: Reporting owner CAPPELLI LOUIS J; Form 5; Security Non-qualified Stock Option (right to buy); Transaction Holding.
- 2012-02-10: Reporting owner Robinson Eliot S; Form 5/A; Security Non-qualified Stock Option (right to buy); Transaction Holding.
- 2012-02-10: Reporting owner Robinson Eliot S; Form 5/A; Security Incentive Stock Option; Transaction Holding.
- 2012-02-09: Reporting owner Fredston Dale C; Form 5/A; Security Non-qualified Stock Option (right to buy); Transaction Holding.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2012-02-14 holding as of filing | CAPPELLI LOUIS J Director, Officer (Chairman and CEO) | 5 | Non-qualified Stock Option (right to buy) Derivative · Direct | Holding | 47,250 owned after | $14.60 exercise price | 2012-02-14 | |
| 2012-02-10 holding as of filing | Robinson Eliot S Officer (EVP - Sterling National Bank) | 5/A | Non-qualified Stock Option (right to buy) Derivative · Direct | Holding | 10,000 owned after | $17.99 exercise price | 2012-02-10 | |
| 2012-02-10 holding as of filing | Robinson Eliot S Officer (EVP - Sterling National Bank) | 5/A | Incentive Stock Option Derivative · Direct | Holding | 14,175 owned after | $14.60 exercise price | 2012-02-10 | |
| 2012-02-09 holding as of filing | Fredston Dale C Officer (SVP and General Counsel) | 5/A | Non-qualified Stock Option (right to buy) Derivative · Direct | Holding | 10,000 owned after | $17.99 exercise price | 2012-02-09 | |
| 2012-02-09 holding as of filing | APPLEBAUM HOWARD M Officer (Senior Vice President) | 5/A | Non-qualified Stock Option (right to buy) Derivative · Direct | Holding | 10,000 owned after | $17.99 exercise price | 2012-02-09 | |
| 2012-02-09 holding as of filing | APPLEBAUM HOWARD M Officer (Senior Vice President) | 5/A | Incentive Stock Option Derivative · Direct | Holding | 18,900 owned after | $14.60 exercise price | 2012-02-09 | |
| 2012-02-09 holding as of filing | APPLEBAUM HOWARD M Officer (Senior Vice President) | 5/A | Non-qualified Stock Option (right to buy) Derivative · Direct | Holding | 10,000 owned after | $17.99 exercise price | 2012-02-09 | |
| 2012-02-09 holding as of filing | APPLEBAUM HOWARD M Officer (Senior Vice President) | 5/A | Incentive Stock Option Derivative · Direct | Holding | 18,900 owned after | $14.60 exercise price | 2012-02-09 | |
| 2012-02-07 holding as of filing | Ugelow Seth Officer (Sr. VP and Controller) | 5 | Non-qualified Stock Option (right to buy) Derivative · Direct | Holding | 5,000 owned after | $17.99 exercise price | 2012-02-07 | |
| 2012-02-07 holding as of filing | TIETJEN JOHN W Officer (Executive VP and CFO) | 5 | Non-qualified Stock Option (right to buy) Derivative · Direct | Holding | 24,089 owned after | $14.60 exercise price | 2012-02-07 | |
| 2012-02-07 holding as of filing | TIETJEN JOHN W Officer (Executive VP and CFO) | 5 | Incentive Stock Option Derivative · Direct | Holding | 13,711 owned after | $14.60 exercise price | 2012-02-07 | |
| 2012-02-07 holding as of filing | Robinson Eliot S Officer (EVP - Sterling National Bank) | 5 | Non-qualified Stock Option (right to buy) Derivative · Direct | Holding | 10,000 owned after | $17.99 exercise price | 2012-02-07 | |
| 2012-02-07 holding as of filing | Robinson Eliot S Officer (EVP - Sterling National Bank) | 5 | Incentive Stock Option Derivative · Direct | Holding | 14,175 owned after | $14.60 exercise price | 2012-02-07 | |
| 2012-02-07 holding as of filing | MILLMAN JOHN C Director, Officer (President) | 5 | Incentive Stock Option Derivative · Direct | Holding | 37,800 owned after | $14.60 exercise price | 2012-02-07 | |
| 2012-02-07 holding as of filing | Fredston Dale C Officer (Senior Vice President) | 5 | Non-qualified Stock Option (right to buy) Derivative · Direct | Holding | 10,000 owned after | $17.99 exercise price | 2012-02-07 | |
| 2012-02-07 holding as of filing | APPLEBAUM HOWARD M Officer (Senior Vice President) | 5 | Non-qualified Stock Option (right to buy) Derivative · Direct | Holding | 10,000 owned after | $17.99 exercise price | 2012-02-07 | |
| 2012-02-07 holding as of filing | APPLEBAUM HOWARD M Officer (Senior Vice President) | 5 | Incentive Stock Option Derivative · Direct | Holding | 18,900 owned after | $14.60 exercise price | 2012-02-07 |