STERLING BANCORP Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 7 rows in 2013. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2013-10-31: Reporting owner Robinson Eliot S; Form 4; Security Non-qualified stock options; Transaction Holding.
- 2013-10-31: Reporting owner APPLEBAUM HOWARD M; Form 4; Security Non-qualified stock option; Transaction Holding.
- 2013-10-31: Reporting owner Fredston Dale C; Form 4; Security Non-qualified stock options; Transaction Holding.
- 2013-02-14: Reporting owner Robinson Eliot S; Form 5; Security Non-qualified stock option (right to buy); Transaction Holding.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2013-10-31 holding as of filing | Robinson Eliot S Officer (Exec VP-Sterling National Bank) | 4 | Non-qualified stock options Derivative · Direct | Holding | 10,000 owned after | $17.99 exercise price | 2013-10-31 | |
| 2013-10-31 holding as of filing | APPLEBAUM HOWARD M Officer (Senior VP) | 4 | Non-qualified stock option Derivative · Direct | Holding | 10,000 owned after | $17.99 exercise price | 2013-10-31 | |
| 2013-10-31 holding as of filing | Fredston Dale C Officer (Sr. VP and General Counsel) | 4 | Non-qualified stock options Derivative · Direct | Holding | 10,000 owned after | $17.99 exercise price | 2013-10-31 | |
| 2013-02-14 holding as of filing | Robinson Eliot S Officer (Exec VP - Sterling Nat'l Bank) | 5 | Non-qualified stock option (right to buy) Derivative · Direct | Holding | 10,000 owned after | $17.99 exercise price | 2013-02-14 | |
| 2013-02-13 holding as of filing | Ugelow Seth Officer (Senior VP and Controller) | 5 | Non-qualified stock option (right to buy) Derivative · Direct | Holding | 5,000 owned after | $17.99 exercise price | 2013-02-13 | |
| 2013-02-13 holding as of filing | Fredston Dale C Officer (Senior VP and General Counsel) | 5 | Non-qualified stock option (right to buy) Derivative · Direct | Holding | 10,000 owned after | $17.99 exercise price | 2013-02-13 | |
| 2013-02-13 holding as of filing | APPLEBAUM HOWARD M Officer (Senior Vice President) | 5 | Non-qualified stock option (right to buy) Derivative · Direct | Holding | 10,000 owned after | $17.99 exercise price | 2013-02-13 |