STEM HOLDINGS, INC. Forms 3, 4 and 5: Warrants
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 2 rows, 2 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2021-07-21: Reporting owner Diener Robert Louis Benjamin; Form 3; Security Common Stock Purchase Warrant; Transaction Holding.
- 2021-07-19: Reporting owner Hayek Brian John; Form 3; Security Stock Purchase Warrant; Transaction Holding.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2021-07-21 holding as of filing | Diener Robert Louis Benjamin Director | 3 | Common Stock Purchase Warrant Derivative · Direct | Holding | $0.50 exercise price | 2021-07-21 | ||
| 2021-07-19 holding as of filing | Hayek Brian John Director | 3 | Stock Purchase Warrant Derivative · Direct | Holding | $0.50 exercise price | 2021-07-19 |