STEM HOLDINGS, INC. Form D Notices of Exempt Offering of Securities
Notices filed with the SEC for securities sold without registration under Regulation D or Section 4(a)(5), newest first. Values are as filed.
- 2019-01-10: Federal exemption Rule 506(b); Types of securities offered OptionToAcquire; SecurityToBeAcquired; CD Special Warrants; Date of first sale 2018-12-27; Total offering amount Indefinite.
| Filed | Federal exemption | Types of securities offered | Date of first sale | Total offering amount | Total amount sold | Total remaining to be sold | Investors who have already invested |
|---|---|---|---|---|---|---|---|
| 2019-01-10 | Rule 506(b) | OptionToAcquire; SecurityToBeAcquired; CD Special Warrants | 2018-12-27 | Indefinite | $714,773 | Indefinite | 13 |