Steel Connect, Inc. Forms 3, 4 and 5: Preferred Stock
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 7 rows, 7 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2025-01-02: Reporting owner STEEL PARTNERS HOLDINGS L.P. | HANDY & HARMAN LTD. | Steel Excel Inc. | SPH Group Holdings LLC | WebFinancial Holding Corp | WHX CS LLC | Steel Partners Holdings GP Inc. | WF Asset Corp. | SPH Group LLC; Form 4; Security Series C Convertible Preferred Stock; Transaction C Conversion of derivative security.
- 2025-01-02: Reporting owner STEEL PARTNERS HOLDINGS L.P. | HANDY & HARMAN LTD. | Steel Excel Inc. | SPH Group Holdings LLC | WebFinancial Holding Corp | WHX CS LLC | Steel Partners Holdings GP Inc. | WF Asset Corp. | SPH Group LLC; Form 4; Security Series E Convertible Preferred Stock; Transaction C Conversion of derivative security.
- 2025-01-02: Reporting owner STEEL PARTNERS HOLDINGS L.P. | HANDY & HARMAN LTD. | Steel Excel Inc. | SPH Group Holdings LLC | WebFinancial Holding Corp | WHX CS LLC | Steel Partners Holdings GP Inc. | WF Asset Corp. | SPH Group LLC; Form 4; Security Series E Convertible Preferred Stock; Transaction C Conversion of derivative security.
- 2023-04-30: Reporting owner STEEL PARTNERS HOLDINGS L.P. | Steel Partners Holdings GP Inc. | WebFinancial Holding Corp | Steel Excel Inc. | SPH Group LLC; Form 4; Security Series E Convertible Preferred Stock; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2025-01-02 | STEEL PARTNERS HOLDINGS L.P. | HANDY & HARMAN LTD. | Steel Excel Inc. | SPH Group Holdings LLC | WebFinancial Holding Corp | WHX CS LLC | Steel Partners Holdings GP Inc. | WF Asset Corp. | SPH Group LLC Director, 10% Owner | Director, Other (See Footnote 1) | Director, 10% Owner | Director, 10% Owner | Director, Other (See Footnote 1) | Director, Other (See Footnote 1) | Director, 10% Owner | Director, Other (See Footnote 1) | Director, 10% Owner | 4 | Series C Convertible Preferred Stock Derivative · Indirect · By WebFinancial Holding Corporation | C Conversion of derivative security | −35,000 0 owned after | $1.96 exercise price | 2025-01-06 | |
| 2025-01-02 | STEEL PARTNERS HOLDINGS L.P. | HANDY & HARMAN LTD. | Steel Excel Inc. | SPH Group Holdings LLC | WebFinancial Holding Corp | WHX CS LLC | Steel Partners Holdings GP Inc. | WF Asset Corp. | SPH Group LLC Director, 10% Owner | Director, Other (See Footnote 1) | Director, 10% Owner | Director, 10% Owner | Director, Other (See Footnote 1) | Director, Other (See Footnote 1) | Director, 10% Owner | Director, Other (See Footnote 1) | Director, 10% Owner | 4 | Series E Convertible Preferred Stock Derivative · Indirect · By WebFinancial Holding Corporation | C Conversion of derivative security | −3,387,957 0 owned after | $1.10 exercise price | 2025-01-06 | |
| 2025-01-02 | STEEL PARTNERS HOLDINGS L.P. | HANDY & HARMAN LTD. | Steel Excel Inc. | SPH Group Holdings LLC | WebFinancial Holding Corp | WHX CS LLC | Steel Partners Holdings GP Inc. | WF Asset Corp. | SPH Group LLC Director, 10% Owner | Director, Other (See Footnote 1) | Director, 10% Owner | Director, 10% Owner | Director, Other (See Footnote 1) | Director, Other (See Footnote 1) | Director, 10% Owner | Director, Other (See Footnote 1) | Director, 10% Owner | 4 | Series E Convertible Preferred Stock Derivative · Indirect · By Steel Excel, Inc. | C Conversion of derivative security | −112,043 0 owned after | $1.10 exercise price | 2025-01-06 | |
| 2023-04-30 | STEEL PARTNERS HOLDINGS L.P. | Steel Partners Holdings GP Inc. | WebFinancial Holding Corp | Steel Excel Inc. | SPH Group LLC Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | 4 | Series E Convertible Preferred Stock Derivative · Indirect · By Steel Excel, Inc. | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +112,043 112,043 owned after | $1.10 exercise price | 2023-05-02 | |
| 2023-04-30 | STEEL PARTNERS HOLDINGS L.P. | Steel Partners Holdings GP Inc. | WebFinancial Holding Corp | Steel Excel Inc. | SPH Group LLC Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | 4 | Series E Convertible Preferred Stock Derivative · Indirect · By WebFinancial Holding Corporation | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,387,957 3,387,957 owned after | $1.10 exercise price | 2023-05-02 | |
| 2023-03-13 holding as of filing | WebFinancial Holding Corp Director, 10% Owner | 3 | Series C Convertible Preferred Stock Derivative · Indirect · By WebFinancial Holding Corporation | Holding | $1.96 exercise price | 2023-03-13 | ||
| 2017-12-15 | Steel Partners Holdings GP Inc. | SPH Group LLC | STEEL PARTNERS HOLDINGS L.P. | SPH Group Holdings LLC 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series C Convertible Preferred Stock Derivative · Indirect · (m) | P Open market or private purchase of non-derivative or derivative security | +35,000 35,000 owned after | $1,000.00 | 2017-12-19 |