STEADYMED LTD. Forms 3, 4 and 5: Preferred Stock
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 60 rows, 60 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2015-07-22: Reporting owner Ginor Ron; Form 3/A; Security Series A-2 Convertible Preferred Shares; Transaction Holding.
- 2015-07-22: Reporting owner Ginor Ron; Form 3/A; Security Series B Convertible Preferred Shares; Transaction Holding.
- 2015-07-22: Reporting owner Ginor Ron; Form 3/A; Security Series D Convertible Preferred Shares; Transaction Holding.
- 2015-07-22: Reporting owner Ginor Ron; Form 3/A; Security Series E Convertible Preferred Shares; Transaction Holding.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2015-07-22 holding as of filing | Ginor Ron Director | 3/A | Series A-2 Convertible Preferred Shares Derivative · Indirect · See Footnote | Holding | $6.62 exercise price | 2015-07-22 | ||
| 2015-07-22 holding as of filing | Ginor Ron Director | 3/A | Series B Convertible Preferred Shares Derivative · Indirect · See Footnote | Holding | $4.07 exercise price | 2015-07-22 | ||
| 2015-07-22 holding as of filing | Ginor Ron Director | 3/A | Series D Convertible Preferred Shares Derivative · Indirect · See Footnote | Holding | $6.14 exercise price | 2015-07-22 | ||
| 2015-07-22 holding as of filing | Ginor Ron Director | 3/A | Series E Convertible Preferred Shares Derivative · Indirect · See Footnote | Holding | $8.49 exercise price | 2015-07-22 | ||
| 2015-07-22 holding as of filing | Ginor Ron Director | 3/A | Series D Convertible Preferred Shares Derivative · Indirect · See Footnote | Holding | $6.14 exercise price | 2015-07-22 | ||
| 2015-07-22 holding as of filing | Ginor Ron Director | 3/A | Series E Convertible Preferred Shares Derivative · Indirect · See Footnote | Holding | $8.49 exercise price | 2015-07-22 | ||
| 2015-07-22 holding as of filing | Ginor Ron Director | 3/A | Warrant to Purchase Series E Preferred Shares Derivative · Indirect · See Footnote | Holding | $0.01 exercise price | 2015-07-22 | ||
| 2015-03-25 | Ginor Ron Director | 4/A | Series A-2 Convertible Preferred Shares Derivative · Indirect · See Footnote | C Conversion of derivative security | −198,393 0 owned after | $6.62 | 2015-07-22 | |
| 2015-03-25 | Ginor Ron Director | 4/A | Series B Convertible Preferred Shares Derivative · Indirect · See Footnote | C Conversion of derivative security | −286,944 0 owned after | $4.07 | 2015-07-22 | |
| 2015-03-25 | Ginor Ron Director | 4/A | Series D Convertible Preferred Shares Derivative · Indirect · See Footnote | C Conversion of derivative security | −151,791 0 owned after | $6.14 | 2015-07-22 | |
| 2015-03-25 | Ginor Ron Director | 4/A | Series E Convertible Preferred Shares Derivative · Indirect · See Footnote | C Conversion of derivative security | −396,974 0 owned after | $8.49 | 2015-07-22 | |
| 2015-03-25 | Ginor Ron Director | 4/A | Series D Convertible Preferred Shares Derivative · Indirect · See Footnote | C Conversion of derivative security | −16,298 0 owned after | $6.14 | 2015-07-22 | |
| 2015-03-25 | Ginor Ron Director | 4/A | Series E Convertible Preferred Shares Derivative · Indirect · See Footnote | C Conversion of derivative security | −94,643 0 owned after | $8.49 | 2015-07-22 | |
| 2015-03-25 | Ginor Ron Director | 4/A | Warrant to Purchase Series E Preferred Shares Derivative · Indirect · See Footnote | J Other acquisition or disposition (describe transaction) | −10,664 0 owned after | $0.01 exercise price | 2015-07-22 | |
| 2015-03-25 | STARK BRIAN JAY Director, 10% Owner | 4 | Series B Convertible Preferred Shares Derivative · Direct · (m) | C Conversion of derivative security | −122,822 0 owned after | $4.07 | 2015-03-25 | |
| 2015-03-25 | STARK BRIAN JAY Director, 10% Owner | 4 | Series C Convertible Preferred Shares Derivative · Direct · (m) | C Conversion of derivative security | −302,816 0 owned after | $4.95 | 2015-03-25 | |
| 2015-03-25 | STARK BRIAN JAY Director, 10% Owner | 4 | Series D Convertible Preferred Shares Derivative · Direct · (m) | C Conversion of derivative security | −566,075 0 owned after | $6.14 | 2015-03-25 | |
| 2015-03-25 | STARK BRIAN JAY Director, 10% Owner | 4 | Series E Convertible Preferred Shares Derivative · Direct · (m) | C Conversion of derivative security | −587,497 0 owned after | $8.49 | 2015-03-25 | |
| 2015-03-25 | STARK BRIAN JAY Director, 10% Owner | 4 | Series E Convertible Preferred Shares Derivative · Indirect · (m) | C Conversion of derivative security | −253,309 0 owned after | $8.49 | 2015-03-25 | |
| 2015-03-25 | STARK BRIAN JAY Director, 10% Owner | 4 | Series D Convertible Preferred Shares Derivative · Indirect · (m) | C Conversion of derivative security | −614,102 0 owned after | $6.14 | 2015-03-25 | |
| 2015-03-25 | STARK BRIAN JAY Director, 10% Owner | 4 | Series E Convertible Preferred Shares Derivative · Indirect · (m) | C Conversion of derivative security | −97,201 0 owned after | $8.49 | 2015-03-25 | |
| 2015-03-25 | Ginor Ron Director | 4 | Series A-2 Convertible Preferred Shares Derivative · Indirect · See Footnote | C Conversion of derivative security | −198,393 0 owned after | $6.62 | 2015-03-25 | |
| 2015-03-25 | Ginor Ron Director | 4 | Series B Convertible Preferred Shares Derivative · Indirect · See Footnote | C Conversion of derivative security | −286,944 0 owned after | $4.07 | 2015-03-25 | |
| 2015-03-25 | Ginor Ron Director | 4 | Series D Convertible Preferred Shares Derivative · Indirect · See Footnote | C Conversion of derivative security | −151,791 0 owned after | $6.14 | 2015-03-25 | |
| 2015-03-25 | Ginor Ron Director | 4 | Series E Convertible Preferred Shares Derivative · Indirect · See Footnote | C Conversion of derivative security | −396,974 0 owned after | $8.49 | 2015-03-25 | |
| 2015-03-25 | Bank Keith Director, 10% Owner | 4 | Series A-2 Convertible Preferred Shares Derivative · Indirect · See Footnote | C Conversion of derivative security | −132,262 0 owned after | $6.62 | 2015-03-25 | |
| 2015-03-25 | Bank Keith Director, 10% Owner | 4 | Series B Convertible Preferred Shares Derivative · Indirect · See Footnote | C Conversion of derivative security | −280,674 0 owned after | $4.07 | 2015-03-25 | |
| 2015-03-25 | Bank Keith Director, 10% Owner | 4 | Series D Convertible Preferred Shares Derivative · Indirect · See Footnote | C Conversion of derivative security | −685,222 0 owned after | $6.14 | 2015-03-25 | |
| 2015-03-25 | Bank Keith Director, 10% Owner | 4 | Series E Convertible Preferred Shares Derivative · Indirect · See Footnote | C Conversion of derivative security | −990,100 0 owned after | $8.49 | 2015-03-25 | |
| 2015-03-25 | Bank Keith Director, 10% Owner | 4 | Series E Convertible Preferred Shares Derivative · Indirect · See Footnote | C Conversion of derivative security | −181,025 0 owned after | $8.49 | 2015-03-25 | |
| 2015-03-25 | SteadyMed Investors, LLC 10% Owner | 4 | Series A-2 Convertible Preferred Shares Derivative · Direct · (m) | C Conversion of derivative security | −132,262 0 owned after | $6.62 | 2015-03-25 | |
| 2015-03-25 | SteadyMed Investors, LLC 10% Owner | 4 | Series B Convertible Preferred Shares Derivative · Direct · (m) | C Conversion of derivative security | −280,674 0 owned after | $4.07 | 2015-03-25 | |
| 2015-03-25 | SteadyMed Investors, LLC 10% Owner | 4 | Series D Convertible Preferred Shares Derivative · Direct · (m) | C Conversion of derivative security | −685,222 0 owned after | $6.14 | 2015-03-25 | |
| 2015-03-25 | SteadyMed Investors, LLC 10% Owner | 4 | Series E Convertible Preferred Shares Derivative · Direct · (m) | C Conversion of derivative security | −990,100 0 owned after | $8.49 | 2015-03-25 | |
| 2015-03-25 | SteadyMed Investors, LLC 10% Owner | 4 | Series E Convertible Preferred Shares Derivative · Indirect · (m) | C Conversion of derivative security | −181,025 0 owned after | $8.49 | 2015-03-25 | |
| 2015-03-25 | Deerfield Mgmt L.P. | Deerfield Private Design Fund III, L.P. | Deerfield Mgmt III, L.P. | DEERFIELD MANAGEMENT CO | Flynn James E | Deerfield Special Situations Fund, L.P. | | | | | | 4 | Series E Preferred Stock Derivative · Indirect · Through Deerfield Private Design Fund III, L.P. | C Conversion of derivative security | −34,205 0 owned after | no price filed | 2015-03-25 | |
| 2015-03-25 | Deerfield Mgmt L.P. | Deerfield Private Design Fund III, L.P. | Deerfield Mgmt III, L.P. | DEERFIELD MANAGEMENT CO | Flynn James E | Deerfield Special Situations Fund, L.P. | | | | | | 4 | Series E Preferred Stock Derivative · Indirect · Through Deerfield Special Situations Fund, L.P. | C Conversion of derivative security | −34,205 0 owned after | no price filed | 2015-03-25 | |
| 2015-03-19 holding as of filing | STARK BRIAN JAY Director, 10% Owner | 3 | Series B Convertible Preferred Shares Derivative · Direct · (m) | Holding | $4.07 exercise price | 2015-03-19 | ||
| 2015-03-19 holding as of filing | STARK BRIAN JAY Director, 10% Owner | 3 | Series C Convertible Preferred Shares Derivative · Direct · (m) | Holding | $4.95 exercise price | 2015-03-19 | ||
| 2015-03-19 holding as of filing | STARK BRIAN JAY Director, 10% Owner | 3 | Series D Convertible Preferred Shares Derivative · Direct · (m) | Holding | $6.14 exercise price | 2015-03-19 | ||
| 2015-03-19 holding as of filing | STARK BRIAN JAY Director, 10% Owner | 3 | Series E Convertible Preferred Shares Derivative · Direct · (m) | Holding | $8.49 exercise price | 2015-03-19 | ||
| 2015-03-19 holding as of filing | STARK BRIAN JAY Director, 10% Owner | 3 | Series E Convertible Preferred Shares Derivative · Indirect · (m) | Holding | $8.49 exercise price | 2015-03-19 | ||
| 2015-03-19 holding as of filing | STARK BRIAN JAY Director, 10% Owner | 3 | Series D Convertible Preferred Shares Derivative · Indirect · (m) | Holding | $6.14 exercise price | 2015-03-19 | ||
| 2015-03-19 holding as of filing | STARK BRIAN JAY Director, 10% Owner | 3 | Series E Convertible Preferred Shares Derivative · Indirect · (m) | Holding | $8.49 exercise price | 2015-03-19 | ||
| 2015-03-19 holding as of filing | Bank Keith Director, 10% Owner | 3 | Series A-2 Convertible Preferred Shares Derivative · Indirect · (m) | Holding | $6.62 exercise price | 2015-03-19 | ||
| 2015-03-19 holding as of filing | Bank Keith Director, 10% Owner | 3 | Series B Convertible Preferred Shares Derivative · Indirect · (m) | Holding | $4.07 exercise price | 2015-03-19 | ||
| 2015-03-19 holding as of filing | Bank Keith Director, 10% Owner | 3 | Series D Convertible Preferred Shares Derivative · Indirect · (m) | Holding | $6.14 exercise price | 2015-03-19 | ||
| 2015-03-19 holding as of filing | Bank Keith Director, 10% Owner | 3 | Series E Convertible Preferred Shares Derivative · Indirect · (m) | Holding | $8.49 exercise price | 2015-03-19 | ||
| 2015-03-19 holding as of filing | Bank Keith Director, 10% Owner | 3 | Series E Convertible Preferred Shares Derivative · Indirect · (m) | Holding | $8.49 exercise price | 2015-03-19 | ||
| 2015-03-19 holding as of filing | Ginor Ron Director | 3 | Series A-2 Convertible Preferred Shares Derivative · Indirect · See Footnote | Holding | $6.62 exercise price | 2015-03-19 | ||
| 2015-03-19 holding as of filing | Ginor Ron Director | 3 | Series B Convertible Preferred Shares Derivative · Indirect · See Footnote | Holding | $4.07 exercise price | 2015-03-19 | ||
| 2015-03-19 holding as of filing | Ginor Ron Director | 3 | Series D Convertible Preferred Shares Derivative · Indirect · See Footnote | Holding | $6.14 exercise price | 2015-03-19 | ||
| 2015-03-19 holding as of filing | Ginor Ron Director | 3 | Series E Convertible Preferred Shares Derivative · Indirect · See Footnote | Holding | $8.49 exercise price | 2015-03-19 | ||
| 2015-03-19 holding as of filing | SteadyMed Investors, LLC 10% Owner | 3 | Series A-2 Convertible Preferred Shares Derivative · Direct · (m) | Holding | $6.62 exercise price | 2015-03-19 | ||
| 2015-03-19 holding as of filing | SteadyMed Investors, LLC 10% Owner | 3 | Series B Convertible Preferred Shares Derivative · Direct · (m) | Holding | $4.07 exercise price | 2015-03-19 | ||
| 2015-03-19 holding as of filing | SteadyMed Investors, LLC 10% Owner | 3 | Series D Convertible Preferred Shares Derivative · Direct · (m) | Holding | $6.14 exercise price | 2015-03-19 | ||
| 2015-03-19 holding as of filing | SteadyMed Investors, LLC 10% Owner | 3 | Series E Convertible Preferred Shares Derivative · Direct · (m) | Holding | $8.49 exercise price | 2015-03-19 | ||
| 2015-03-19 holding as of filing | SteadyMed Investors, LLC 10% Owner | 3 | Series E Convertible Preferred Shares Derivative · Indirect · (m) | Holding | $8.49 exercise price | 2015-03-19 | ||
| 2015-03-19 holding as of filing | Deerfield Private Design Fund III, L.P. | DEERFIELD MANAGEMENT CO | Deerfield Mgmt L.P. | Flynn James E | Deerfield Mgmt III, L.P. | Deerfield Special Situations Fund, L.P. | | | | | | 3 | Series E Preferred Stock Derivative · Indirect · Through Deerfield Private Design Fund III, L.P. | Holding | no price filed | 2015-03-19 | ||
| 2015-03-19 holding as of filing | Deerfield Private Design Fund III, L.P. | DEERFIELD MANAGEMENT CO | Deerfield Mgmt L.P. | Flynn James E | Deerfield Mgmt III, L.P. | Deerfield Special Situations Fund, L.P. | | | | | | 3 | Series E Preferred Stock Derivative · Indirect · Through Deerfield Special Situations Fund, L.P. | Holding | no price filed | 2015-03-19 |