Statera Biopharma, Inc. Form D Notices of Exempt Offering of Securities
Notices filed with the SEC for securities sold without registration under Regulation D or Section 4(a)(5), newest first. Values are as filed.
- 2015-12-23: Federal exemption Rule 506(b); Types of securities offered Equity; Date of first sale 2015-12-18; Total offering amount $1,140,157.
- 2015-07-16: Federal exemption Rule 506(b); Types of securities offered Equity; Date of first sale 2015-07-09; Total offering amount $25,000,000.
| Filed | Federal exemption | Types of securities offered | Date of first sale | Total offering amount | Total amount sold | Total remaining to be sold | Investors who have already invested |
|---|---|---|---|---|---|---|---|
| 2015-12-23 | Rule 506(b) | Equity | 2015-12-18 | $1,140,157 | $1,140,157 | $0 | 1 |
| 2015-07-16 | Rule 506(b) | Equity | 2015-07-09 | $25,000,000 | $25,000,000 | $0 | 1 |