STANDARD REGISTER CO Forms 3, 4 and 5: Warrants
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 2 rows, 2 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2013-10-25: Reporting owner MULE EDWARD A | Silver Point Capital L.P. | O'Shea Robert J; Form 4; Security Common Stock Warrant (right to buy); Transaction X Exercise of in-the-money or at-the-money derivative security.
- 2013-08-12: Reporting owner Silver Point Capital L.P. | O'Shea Robert J | MULE EDWARD A; Form 3; Security Common Stock Warrant (right to buy); Transaction Holding.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2013-10-25 | MULE EDWARD A | Silver Point Capital L.P. | O'Shea Robert J 10% Owner | 10% Owner | 10% Owner | 4 | Common Stock Warrant (right to buy) Derivative · Direct | X Exercise of in-the-money or at-the-money derivative security | −2,202,699 0 owned after | $0.00 | 2013-10-29 | |
| 2013-08-12 holding as of filing | Silver Point Capital L.P. | O'Shea Robert J | MULE EDWARD A 10% Owner | 10% Owner | 10% Owner | 3 | Common Stock Warrant (right to buy) Derivative · Direct | Holding | no price filed | 2013-08-12 |