Spotlight Innovation Inc. Form D Notices of Exempt Offering of Securities
Notices filed with the SEC for securities sold without registration under Regulation D or Section 4(a)(5), newest first. Values are as filed.
- 2016-12-06: Federal exemption Rule 506(b); Types of securities offered Convertible Promissory Note; Date of first sale 2016-08-31; Total offering amount $2,500,000.
- 2015-11-19: Federal exemption Rule 504; Types of securities offered Convertible Promissory Note; Date of first sale Yet to occur; Total offering amount $850,000.
- 2014-06-19: Federal exemption Rule 506(b); Types of securities offered Equity; OptionToAcquire; Date of first sale Yet to occur; Total offering amount $41,418,000.
- 2014-01-28: Federal exemption Rule 505; Types of securities offered Equity; OptionToAcquire; Date of first sale Yet to occur; Total offering amount $500,000.
| Filed | Federal exemption | Types of securities offered | Date of first sale | Total offering amount | Total amount sold | Total remaining to be sold | Investors who have already invested |
|---|---|---|---|---|---|---|---|
| 2016-12-06 | Rule 506(b) | Convertible Promissory Note | 2016-08-31 | $2,500,000 | $1,382,000 | $1,118,000 | 17 |
| 2015-11-19 | Rule 504 | Convertible Promissory Note | Yet to occur | $850,000 | $0 | $850,000 | 0 |
| 2014-06-19 | Rule 506(b) | Equity; OptionToAcquire | Yet to occur | $41,418,000 | $41,418,000 | $0 | 0 |
| 2014-01-28 | Rule 505 | Equity; OptionToAcquire | Yet to occur | $500,000 | $0 | $500,000 | 0 |