SPO GLOBAL INC Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 7 rows, 7 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2009-12-31: Reporting owner Braun Sidney; Form 5; Security Common Stock Options; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2009-12-31: Reporting owner Dorfman Pauline; Form 5; Security Common Stock Options; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2008-12-05: Reporting owner Braun Sidney; Form 5; Security Common Stock Options; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2008-12-05: Reporting owner Dorfman Pauline; Form 5; Security Common Stock Options; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2009-12-31 | Braun Sidney Director | 5 | Common Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50,000 175,000 owned after | $0.08 exercise price | 2010-03-26 | |
| 2009-12-31 | Dorfman Pauline Director | 5 | Common Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50,000 175,000 owned after | $0.08 exercise price | 2010-03-26 | |
| 2008-12-05 | Braun Sidney Director | 5 | Common Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +25,000 125,000 owned after | $0.13 exercise price | 2009-03-30 | |
| 2008-12-05 | Dorfman Pauline Director | 5 | Common Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +25,000 125,000 owned after | $0.13 exercise price | 2009-03-30 | |
| 2008-12-05 | BRAUNOLD MICHAEL Director, Officer (Chief Executive Officer) | 4 | Common Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +300,000 550,000 owned after | $0.13 exercise price | 2008-12-17 | |
| 2008-12-05 | Feuer Jeffrey Louis Officer (CHIEF FINANCIAL OFFICER) | 4 | Common Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +250,000 470,000 owned after | $0.13 exercise price | 2008-12-17 | |
| 2008-04-14 | Feuer Jeffrey Louis Officer (CHIEF FINANCIAL OFFICER) | 4 | Common Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +100,000 100,000 owned after | $0.78 exercise price | 2008-05-23 |