SPENDSMART NETWORKS, INC. Form D Notices of Exempt Offering of Securities
Notices filed with the SEC for securities sold without registration under Regulation D or Section 4(a)(5), newest first. Values are as filed.
- 2014-03-18: Federal exemption Rule 506(b); Types of securities offered Equity; OptionToAcquire; Convertible Preferred Stock and Warrant; Date of first sale 2014-02-11; Total offering amount $15,000,000.
- 2014-02-24: Federal exemption Rule 506(b); Types of securities offered Equity; OptionToAcquire; Convertible Preferred Stock and Warrant; Date of first sale 2014-02-11; Total offering amount $10,000,000.
- 2013-11-05: Federal exemption Rule 506(b); Types of securities offered OptionToAcquire; Convertible Promissory Note and Warrant; Date of first sale 2013-10-25; Total offering amount $1,000,000.
- 2012-12-14: Federal exemption Rule 506; Types of securities offered Equity; OptionToAcquire; Date of first sale 2012-11-30; Total offering amount $8,500,000.
| Filed | Federal exemption | Types of securities offered | Date of first sale | Total offering amount | Total amount sold | Total remaining to be sold | Investors who have already invested |
|---|---|---|---|---|---|---|---|
| 2014-03-18 D/A | Rule 506(b) | Equity; OptionToAcquire; Convertible Preferred Stock and Warrant | 2014-02-11 | $15,000,000 | $12,217,186 | $2,782,814 | 147 |
| 2014-02-24 | Rule 506(b) | Equity; OptionToAcquire; Convertible Preferred Stock and Warrant | 2014-02-11 | $10,000,000 | $6,440,729 | $3,559,271 | 86 |
| 2013-11-05 | Rule 506(b) | OptionToAcquire; Convertible Promissory Note and Warrant | 2013-10-25 | $1,000,000 | $500,000 | $500,000 | 2 |
| 2012-12-14 | Rule 506 | Equity; OptionToAcquire | 2012-11-30 | $8,500,000 | $5,487,990 | $3,012,010 | 62 |
| 2012-08-01 D/A | Rule 506 | Equity; OptionToAcquire | 2012-02-16 | $10,146,431 | $10,146,431 | $0 | 97 |
| 2012-06-29 D/A | Rule 506 | Equity; OptionToAcquire | 2012-02-16 | $10,000,000 | $9,756,431 | $243,569 | 92 |
| 2012-06-05 D/A | Rule 506 | Equity; OptionToAcquire | 2012-02-16 | $10,000,000 | $5,941,431 | $4,058,569 | 63 |
| 2012-02-24 | Rule 506 | Equity; OptionToAcquire | 2012-02-16 | $10,000,000 | $229,000 | $9,771,000 | 6 |
| 2011-12-02 D/A | Rule 506 | Equity; OptionToAcquire | 2011-10-21 | $10,000,000 | $4,708,500 | $5,291,500 | 39 |
| 2011-10-25 | Rule 506 | Equity; OptionToAcquire | 2011-10-21 | $10,000,000 | $2,542,500 | $7,457,500 | 17 |
| 2011-06-06 | Rule 506 | Equity; OptionToAcquire | 2011-01-19 | Indefinite | $7,000,000 | Indefinite | 1 |
| 2010-11-26 | Rule 506 | Equity; OptionToAcquire | 2010-11-16 | $4,000,000 | $3,455,620 | $544,380 | 37 |
| 2010-11-26 D/A | Rule 506 | Equity; OptionToAcquire | 2009-07-02 | $3,200,000 | $3,036,080 | $163,920 | 103 |
| 2010-11-22 D/A | Rule 506 | Equity; OptionToAcquire | 2009-07-02 | $6,700,000 | $6,550,000 | $150,000 | 140 |
| 2010-03-17 D/A | Rule 506 | Equity; OptionToAcquire | 2009-07-02 | $3,749,300 | $1,749,300 | $2,000,000 | 53 |
| 2009-09-17 | Rule 506 | Equity; OptionToAcquire | 2009-07-02 | $3,000,000 | $337,500 | $2,662,500 | 23 |