Speed Commerce, Inc. Forms 3, 4 and 5: Restricted Stock Units and Performance Rights
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 9 rows in 2014. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2014-11-26: Reporting owner Willis Richard; Form 4; Security Restricted Stock Unit; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2014-11-10: Reporting owner Willis Richard; Form 4; Security Restricted Stock Unit; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2014-11-10: Reporting owner Tuttle Terry J.; Form 4; Security Restricted Stock Unit; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2014-09-15: Reporting owner Willis Richard; Form 4; Security Restricted Stock Unit; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2014-11-26 | Willis Richard Director, Officer (President and CEO) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +36,666 36,666 owned after | $0.00 | 2014-12-01 | |
| 2014-11-10 | Willis Richard Director, Officer (President and CEO) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +29,780 29,780 owned after | $0.00 | 2014-11-12 | |
| 2014-11-10 | Tuttle Terry J. Officer (CFO) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +9,706 9,706 owned after | $0.00 | 2014-11-12 | |
| 2014-09-15 | Willis Richard Director, Officer (President and CEO) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −100,000 100,000 owned after | $0.00 | 2014-09-16 | |
| 2014-08-14 | Zisk Jeffrey B. Director, Officer (President of SpeedFC), 10% Owner | 4 | Restricted Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +43,372 43,372 owned after | $0.00 | 2014-08-15 | |
| 2014-08-14 | Willis Richard Director, Officer (President and CEO) | 4 | Restricted Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +108,096 108,096 owned after | $0.00 | 2014-08-15 | |
| 2014-08-14 | Tuttle Terry J. Officer (CFO) | 4 | Restricted Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +40,036 40,036 owned after | $0.00 | 2014-08-15 | |
| 2014-06-24 | Tuttle Terry J. Officer (CFO) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +20,000 20,000 owned after | $0.00 | 2015-06-29 | |
| 2014-06-24 | Tuttle Terry J. Officer (CFO) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −20,000 20,000 owned after | $0.00 | 2014-06-25 |