SPARE BACKUP, INC. Forms 3, 4 and 5: Corporate Securities (Bonds and Notes)
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 2 rows, 2 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2014-02-11: Reporting owner Wray Daniel X; Form 3; Security Secrued Convertible Revolving Credit Note; Transaction Holding.
- 2005-03-31: Reporting owner PERLE CERY; Form 4; Security 12.5% convertible promissory debenture; Transaction P Open market or private purchase of non-derivative or derivative security.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2014-02-11 holding as of filing | Wray Daniel X Director | 3 | Secrued Convertible Revolving Credit Note Derivative · Indirect · Owned by Biofilm IP, LLC | Holding | $0.05 exercise price | 2014-02-11 | ||
| 2005-03-31 | PERLE CERY Director, Officer (CEO and President), 10% Owner | 4 | 12.5% convertible promissory debenture Derivative · Indirect · (m) | P Open market or private purchase of non-derivative or derivative security | +733,333 1,233,333 owned after | $0.38 exercise price | 2006-06-19 |