Spansion Inc. Forms 3, 4 and 5: Restricted Stock Units and Performance Rights
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 23 rows in 2012. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2012-07-31: Reporting owner Dorchak Glenda; Form 4; Security Restricted Stock Units; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2012-07-31: Reporting owner FURR RANDY W; Form 4; Security Restricted Stock Units; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2012-07-31: Reporting owner KISPERT JOHN H; Form 4; Security Restricted Stock Units; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2012-01-31: Reporting owner LEGENHAUSEN JAY A; Form 4; Security Restricted Stock Units; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2012-07-31 | Dorchak Glenda Officer (EVP, GM, Global Business) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50,000 50,000 owned after | $0.00 | 2012-08-02 | |
| 2012-07-31 | FURR RANDY W Officer (EVP and CFO) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −30,556 91,666 owned after | $0.00 | 2012-08-02 | |
| 2012-07-31 | KISPERT JOHN H Director, Officer (President and CEO) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −100,000 300,000 owned after | $0.00 | 2012-08-02 | |
| 2012-01-31 | LEGENHAUSEN JAY A Officer (SVP, Worldwide Sales) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,832 66,688 owned after | $0.00 | 2013-02-04 | |
| 2012-01-31 | LEGENHAUSEN JAY A Officer (SVP, Worldwide Sales) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +6,500 10,000 owned after | $0.00 | 2013-02-04 | |
| 2012-01-31 | LEGENHAUSEN JAY A Officer (SVP, Worldwide Sales) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $0.00 | 2013-02-04 | |
| 2012-01-31 | LEGENHAUSEN JAY A Officer (SVP, Worldwide Sales) | 4 | Performance Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +20,000 20,000 owned after | $0.00 | 2013-02-04 | |
| 2012-01-31 | FURR RANDY W Officer (EVP and CFO) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −70,163 64,767 owned after | $0.00 | 2013-02-04 | |
| 2012-01-31 | FURR RANDY W Officer (EVP and CFO) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −17,875 30,250 owned after | $0.00 | 2013-02-04 | |
| 2012-01-31 | FURR RANDY W Officer (EVP and CFO) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +56,332 73,668 owned after | $0.00 | 2013-02-04 | |
| 2012-01-31 | FURR RANDY W Officer (EVP and CFO) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +30,555 61,111 owned after | $0.00 | 2013-02-04 | |
| 2012-01-31 | FURR RANDY W Officer (EVP and CFO) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +26,000 26,000 owned after | $0.00 | 2013-02-04 | |
| 2012-01-31 | FURR RANDY W Officer (EVP and CFO) | 4 | Performance Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +52,000 52,000 owned after | $0.00 | 2013-02-04 | |
| 2012-01-31 | LEGENHAUSEN JAY A Officer (SVP, Worldwide Sales) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,500 17,500 owned after | $0.00 | 2012-02-02 | |
| 2012-01-31 | LEGENHAUSEN JAY A Officer (SVP, Worldwide Sales) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +25,000 25,000 owned after | $0.00 | 2012-02-02 | |
| 2012-01-31 | Griffin Scot Officer (SVP, General Counsel) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 70,000 owned after | $0.00 | 2012-02-02 | |
| 2012-01-31 | Griffin Scot Officer (SVP, General Counsel) | 4 | Restricted Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,000 15,000 owned after | $0.00 | 2012-02-02 | |
| 2012-01-31 | FURR RANDY W Officer (EVP and CFO) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −26,986 134,930 owned after | $0.00 | 2012-02-02 | |
| 2012-01-31 | FURR RANDY W Officer (EVP and CFO) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,875 48,125 owned after | $0.00 | 2012-02-02 | |
| 2012-01-31 | FURR RANDY W Officer (EVP and CFO) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +130,000 130,000 owned after | $0.00 | 2012-02-02 | |
| 2012-01-31 | KISPERT JOHN H Director, Officer (President and CEO) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −53,972 269,860 owned after | $0.00 | 2012-02-02 | |
| 2012-01-31 | KISPERT JOHN H Director, Officer (President and CEO) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −13,125 91,875 owned after | $0.00 | 2012-02-02 | |
| 2012-01-31 | KISPERT JOHN H Director, Officer (President and CEO) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +250,000 250,000 owned after | $0.00 | 2012-02-02 |