SOUTHWEST GEORGIA FINANCIAL CORP Forms 3, 4 and 5: Other
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 50 rows in 2020. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2020-04-03: Reporting owner DREW GEORGE DEWITT; Form 4; Security Southwest Georgia Financial Corp; Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2020-04-03: Reporting owner DREW GEORGE DEWITT; Form 4; Security Southwest Georgia Financial Corp; Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2020-04-03: Reporting owner MORITZ JEFFREY J; Form 4; Security Southwest Georgia Financial Corp; Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2020-04-03: Reporting owner MORITZ JEFFREY J; Form 4; Security Southwest Georgia Financial Corp; Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2020-04-03 | DREW GEORGE DEWITT Officer (President & CEO) | 4 | Southwest Georgia Financial Corp Non-derivative · Direct · (m) | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −20,868 20,868 owned after | no price filed | 2020-04-06 | |
| 2020-04-03 | DREW GEORGE DEWITT Officer (President & CEO) | 4 | Southwest Georgia Financial Corp Non-derivative · Indirect · (m) | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −14,921 14,921 owned after | no price filed | 2020-04-06 | |
| 2020-04-03 | MORITZ JEFFREY J Officer (Executive Vice President) | 4 | Southwest Georgia Financial Corp Non-derivative · Direct · (m) | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −8,998 8,998 owned after | no price filed | 2020-04-06 | |
| 2020-04-03 | MORITZ JEFFREY J Officer (Executive Vice President) | 4 | Southwest Georgia Financial Corp Non-derivative · Indirect · (m) | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −4,232 4,232 owned after | no price filed | 2020-04-06 | |
| 2020-04-03 | SINGLEY DANNY E Officer (Executive Vice President) | 4 | Southwest Georgia Financial Corp Non-derivative · Direct · (m) | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −13,044 13,044 owned after | no price filed | 2020-04-06 | |
| 2020-04-03 | SINGLEY DANNY E Officer (Executive Vice President) | 4 | Southwest Georgia Financial Corp Non-derivative · Indirect · (m) | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −4,670 4,670 owned after | no price filed | 2020-04-06 | |
| 2020-04-03 | DEKLE ROSS Officer (Executive Vice President) | 4 | Southwest Georgia Financial Corp Non-derivative · Direct · (m) | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −6,977 6,977 owned after | no price filed | 2020-04-06 | |
| 2020-04-03 | DEKLE ROSS Officer (Executive Vice President) | 4 | Southwest Georgia Financial Corp Non-derivative · Indirect · (m) | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −3,637 3,637 owned after | no price filed | 2020-04-06 | |
| 2020-04-03 | Lott Donna S Officer (Executive Vice President) | 4 | Southwest Georgia Financial Corp Non-derivative · Direct · (m) | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −3,532 3,532 owned after | no price filed | 2020-04-06 | |
| 2020-04-03 | Lott Donna S Officer (Executive Vice President) | 4 | Southwest Georgia Financial Corp Non-derivative · Indirect · (m) | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −3,280 3,280 owned after | no price filed | 2020-04-06 | |
| 2020-04-03 | REEVES ROY H Director | 4 | Southwest Georgia Financial Corp Non-derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −39,485 39,485 owned after | no price filed | 2020-04-06 | |
| 2020-04-03 | SLOCUMB JOHNNY R Director | 4 | Southwest Georgia Financial Corp Non-derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −63,803 63,803 owned after | no price filed | 2020-04-06 | |
| 2020-04-03 | Wear M Lane Director | 4 | Southwest Georgia Financial Corp Non-derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −13,270 13,270 owned after | no price filed | 2020-04-06 | |
| 2020-04-03 | Wells Marcus R Director | 4 | Southwest Georgia Financial Corp Non-derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −16,818 16,818 owned after | no price filed | 2020-04-06 | |
| 2020-04-03 | MOSS RICHARD L Director | 4 | Southwest Georgia Financial Corp Non-derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −37,491 37,491 owned after | no price filed | 2020-04-06 | |
| 2020-04-03 | BARBER CECIL H Director | 4 | Southwest Georgia Financial Corp Non-derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −39,422 39,422 owned after | no price filed | 2020-04-06 | |
| 2020-04-02 | Lott Donna S Officer (Executive Vice President) | 4 | Southwest Georgia Financial Corp Non-derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +79 3,532 owned after | no price filed | 2020-04-02 | |
| 2020-04-02 holding as of filing | Lott Donna S Officer (Executive Vice President) | 4 | Southwest Georgia Financial Corp Non-derivative · Indirect · ESOP shares | Holding | 3,280 owned after | no price filed | 2020-04-02 | |
| 2020-04-02 | MORITZ JEFFREY J Officer (Executive Vice President) | 4 | Southwest Georgia Financial Corp Non-derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +11 8,998 owned after | no price filed | 2020-04-02 | |
| 2020-04-02 holding as of filing | MORITZ JEFFREY J Officer (Executive Vice President) | 4 | Southwest Georgia Financial Corp Non-derivative · Indirect · ESOP shares | Holding | 4,232 owned after | no price filed | 2020-04-02 | |
| 2020-04-02 | DEKLE ROSS Officer (Executive Vice President) | 4 | Southwest Georgia Financial Corp Non-derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +146 6,977 owned after | no price filed | 2020-04-02 | |
| 2020-04-02 holding as of filing | DEKLE ROSS Officer (Executive Vice President) | 4 | Southwest Georgia Financial Corp Non-derivative · Indirect · ESOP Shares | Holding | 3,637 owned after | no price filed | 2020-04-02 | |
| 2020-04-02 | Wells Marcus R Director | 4 | Southwest Georgia Financial Corp Non-derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +303 16,818 owned after | no price filed | 2020-04-02 | |
| 2020-04-02 | DREW GEORGE DEWITT Officer (President & CEO) | 4 | Southwest Georgia Financial Corp Non-derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +280 20,868 owned after | no price filed | 2020-04-02 | |
| 2020-04-02 holding as of filing | DREW GEORGE DEWITT Officer (President & CEO) | 4 | Southwest Georgia Financial Corp Non-derivative · Indirect · ESOP shares | Holding | 14,921 owned after | no price filed | 2020-04-02 | |
| 2020-04-02 | Wear M Lane Director | 4 | Southwest Georgia Financial Corp Non-derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +195 13,270 owned after | no price filed | 2020-04-02 | |
| 2020-04-02 | REEVES ROY H Director | 4 | Southwest Georgia Fiancial Corp Non-derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +195 39,485 owned after | no price filed | 2020-04-02 | |
| 2020-04-02 | SLOCUMB JOHNNY R Director | 4 | Southwest Georgia Financial Corp Non-derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +195 63,803 owned after | no price filed | 2020-04-02 | |
| 2020-04-02 | MOSS RICHARD L Director | 4 | Southwest Georgia Financial Corp Non-derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +195 37,491 owned after | no price filed | 2020-04-02 | |
| 2020-04-02 | BARBER CECIL H Director | 4 | Southwest Georgia Financial Corp Non-derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +195 39,422 owned after | no price filed | 2020-04-02 | |
| 2020-04-02 | SINGLEY DANNY E Officer (Executive Vice President) | 4 | Southwest Georgia Financial Corp Non-derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +146 13,044 owned after | no price filed | 2020-04-02 | |
| 2020-04-02 holding as of filing | SINGLEY DANNY E Officer (Executive Vice President) | 4 | Southwest Georgia Financial Corp Non-derivative · Indirect · ESOP Shares | Holding | 4,670 owned after | no price filed | 2020-04-02 | |
| 2020-02-13 | DEKLE ROSS Officer (Executive Vice President) | 4 | Southwest Georgia Financial Corp Non-derivative · Direct | S Open market or private sale of non-derivative or derivative security | −1,706 6,831 owned after | no price filed | 2020-04-02 | |
| 2020-01-21 | COLE JOHN J JR Director | 4/A | Southwest Georgia Financial Corp Non-derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +179 24,363 owned after | no price filed | 2020-01-21 | |
| 2020-01-21 | BOYD KAREN T Officer (Sr Vice President & Treasurer) | 4 | Southwest Georgia Financial Corp Non-derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +230 4,965 owned after | no price filed | 2020-01-21 | |
| 2020-01-21 holding as of filing | BOYD KAREN T Officer (Sr Vice President & Treasurer) | 4 | Southwest Georgia Financial Corp Non-derivative · Indirect · ESOP shares | Holding | 2,551 owned after | no price filed | 2020-01-21 | |
| 2020-01-21 | DEKLE ROSS Officer (Executive Vice President) | 4 | Southwest Georgia Financial Corp Non-derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +231 8,537 owned after | no price filed | 2020-01-21 | |
| 2020-01-21 holding as of filing | DEKLE ROSS Officer (Executive Vice President) | 4 | Southwest Georgia Financial Corp Non-derivative · Indirect · ESOP shares | Holding | 3,637 owned after | no price filed | 2020-01-21 | |
| 2020-01-21 | DREW GEORGE DEWITT Officer (President & CEO) | 4 | Southwest Georgia Financial Corp Non-derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +231 20,588 owned after | no price filed | 2020-01-21 | |
| 2020-01-21 holding as of filing | DREW GEORGE DEWITT Officer (President & CEO) | 4 | Southwest Georgia Financial Corp Non-derivative · Indirect · ESOP shares | Holding | 14,921 owned after | no price filed | 2020-01-21 | |
| 2020-01-21 | Lott Donna S Officer (Executive Vice President) | 4 | Southwest Georgia Financial Corp Non-derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +102 3,453 owned after | no price filed | 2020-01-21 | |
| 2020-01-21 holding as of filing | Lott Donna S Officer (Executive Vice President) | 4 | Southwest Georgia Financial Corp Non-derivative · Indirect · ESOP shares | Holding | 3,280 owned after | no price filed | 2020-01-21 | |
| 2020-01-21 | SINGLEY DANNY E Officer (Executive Vice President) | 4 | Southwest Georgia Financial Corp Non-derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +230 12,898 owned after | no price filed | 2020-01-21 | |
| 2020-01-21 holding as of filing | SINGLEY DANNY E Officer (Executive Vice President) | 4 | Southwest Georgia Financial Corp Non-derivative · Indirect · ESOP shares | Holding | 4,670 owned after | no price filed | 2020-01-21 | |
| 2020-01-21 | MOSS RICHARD L Director | 4 | Southwest Georgia Financial Corp Non-derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +230 37,296 owned after | no price filed | 2020-01-21 | |
| 2020-01-21 | REEVES ROY H | 4 | Southwest Georgia Financial Corp Non-derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +231 39,290 owned after | no price filed | 2020-01-21 | |
| 2020-01-21 | SLOCUMB JOHNNY R Director | 4 | Southwest Georgia Financial Corp Non-derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +231 63,608 owned after | no price filed | 2020-01-21 | |
| 2020-01-21 | Wear M Lane Director | 4 | Southwest Georgia Financial Corp Non-derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +230 13,075 owned after | no price filed | 2020-01-21 | |
| 2020-01-21 | Wells Marcus R Director | 4 | Southwest Georgia Financial Corp Non-derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +230 16,515 owned after | no price filed | 2020-01-21 | |
| 2020-01-21 | BARBER CECIL H Director | 4 | Southwest Georgia Financial Corp Non-derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +230 39,227 owned after | no price filed | 2020-01-21 |