SORRENTO TECH, INC. Forms 3, 4 and 5: Preferred Stock
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 128 rows in 2014. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2014-07-22: Reporting owner SILVERSTEIN JONATHAN; Form 4; Security Series B Convertible Preferred Stock; Transaction C Conversion of derivative security.
- 2014-07-22: Reporting owner SILVERSTEIN JONATHAN; Form 4; Security Series B Convertible Preferred Stock; Transaction C Conversion of derivative security.
- 2014-07-22: Reporting owner SILVERSTEIN JONATHAN; Form 4; Security Series C Convertible Preferred Stock; Transaction C Conversion of derivative security.
- 2014-07-22: Reporting owner SILVERSTEIN JONATHAN; Form 4; Security Series C Convertible Preferred Stock; Transaction C Conversion of derivative security.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2014-07-22 | SILVERSTEIN JONATHAN Director, 10% Owner | 4 | Series B Convertible Preferred Stock Derivative · Indirect · See Footnotes | C Conversion of derivative security | −12,283,019 0 owned after | no price filed | 2014-07-24 | |
| 2014-07-22 | SILVERSTEIN JONATHAN Director, 10% Owner | 4 | Series B Convertible Preferred Stock Derivative · Indirect · See Footnotes | C Conversion of derivative security | −116,981 0 owned after | no price filed | 2014-07-24 | |
| 2014-07-22 | SILVERSTEIN JONATHAN Director, 10% Owner | 4 | Series C Convertible Preferred Stock Derivative · Indirect · See Footnotes | C Conversion of derivative security | −3,992,203 0 owned after | no price filed | 2014-07-24 | |
| 2014-07-22 | SILVERSTEIN JONATHAN Director, 10% Owner | 4 | Series C Convertible Preferred Stock Derivative · Indirect · See Footnotes | C Conversion of derivative security | −38,021 0 owned after | no price filed | 2014-07-24 | |
| 2014-07-22 | SILVERSTEIN JONATHAN Director, 10% Owner | 4 | Series D Convertible Preferred Stock Derivative · Indirect · See Footnotes | C Conversion of derivative security | −8,475,069 0 owned after | no price filed | 2014-07-24 | |
| 2014-07-22 | SILVERSTEIN JONATHAN Director, 10% Owner | 4 | Series D Convertible Preferred Stock Derivative · Indirect · See Footnotes | C Conversion of derivative security | −80,715 0 owned after | no price filed | 2014-07-24 | |
| 2014-07-22 | SILVERSTEIN JONATHAN Director, 10% Owner | 4 | Series E Convertible Preferred Stock Derivative · Indirect · See Footnotes | C Conversion of derivative security | −5,931,402 0 owned after | no price filed | 2014-07-24 | |
| 2014-07-22 | SILVERSTEIN JONATHAN Director, 10% Owner | 4 | Series E Convertible Preferred Stock Derivative · Indirect · See Footnotes | C Conversion of derivative security | −56,490 0 owned after | no price filed | 2014-07-24 | |
| 2014-07-22 | ORBIMED ADVISORS LLC | OrbiMed Capital GP III LLC | ISALY SAMUEL D 10% Owner | 10% Owner | 10% Owner | 4 | Series B Convertible Preferred Stock Derivative · Indirect · See Footnotes | C Conversion of derivative security | −12,238,019 0 owned after | no price filed | 2014-07-24 | |
| 2014-07-22 | ORBIMED ADVISORS LLC | OrbiMed Capital GP III LLC | ISALY SAMUEL D 10% Owner | 10% Owner | 10% Owner | 4 | Series B Convertible Preferred Stock Derivative · Indirect · See Footnotes | C Conversion of derivative security | −116,981 0 owned after | no price filed | 2014-07-24 | |
| 2014-07-22 | ORBIMED ADVISORS LLC | OrbiMed Capital GP III LLC | ISALY SAMUEL D 10% Owner | 10% Owner | 10% Owner | 4 | Series C Convertible Preferred Stock Derivative · Indirect · See Footnotes | C Conversion of derivative security | −3,992,203 0 owned after | no price filed | 2014-07-24 | |
| 2014-07-22 | ORBIMED ADVISORS LLC | OrbiMed Capital GP III LLC | ISALY SAMUEL D 10% Owner | 10% Owner | 10% Owner | 4 | Series C Convertible Preferred Stock Derivative · Indirect · See Footnotes | C Conversion of derivative security | −38,021 0 owned after | no price filed | 2014-07-24 | |
| 2014-07-22 | ORBIMED ADVISORS LLC | OrbiMed Capital GP III LLC | ISALY SAMUEL D 10% Owner | 10% Owner | 10% Owner | 4 | Series D Convertible Preferred Stock Derivative · Indirect · See Footnotes | C Conversion of derivative security | −8,475,069 0 owned after | no price filed | 2014-07-24 | |
| 2014-07-22 | ORBIMED ADVISORS LLC | OrbiMed Capital GP III LLC | ISALY SAMUEL D 10% Owner | 10% Owner | 10% Owner | 4 | Series D Convertible Preferred Stock Derivative · Indirect · See Footnotes | C Conversion of derivative security | −80,715 0 owned after | no price filed | 2014-07-24 | |
| 2014-07-22 | ORBIMED ADVISORS LLC | OrbiMed Capital GP III LLC | ISALY SAMUEL D 10% Owner | 10% Owner | 10% Owner | 4 | Series E Convertible Preferred Stock Derivative · Indirect · See Footnotes | C Conversion of derivative security | −5,931,402 0 owned after | no price filed | 2014-07-24 | |
| 2014-07-22 | ORBIMED ADVISORS LLC | OrbiMed Capital GP III LLC | ISALY SAMUEL D 10% Owner | 10% Owner | 10% Owner | 4 | Series E Convertible Preferred Stock Derivative · Indirect · See Footnotes | C Conversion of derivative security | −56,490 0 owned after | no price filed | 2014-07-24 | |
| 2014-07-22 | TPG Group Holdings (SBS) Advisors, Inc. | BONDERMAN DAVID | COULTER JAMES G 10% Owner | 10% Owner | 10% Owner | 4 | Series B Preferred Stock Derivative · Indirect · See Explanation of Responses | C Conversion of derivative security | −12,400,000 0 owned after | no price filed | 2014-07-24 | |
| 2014-07-22 | TPG Group Holdings (SBS) Advisors, Inc. | BONDERMAN DAVID | COULTER JAMES G 10% Owner | 10% Owner | 10% Owner | 4 | Series C Preferred Stock Derivative · Indirect · See Explanation of Responses | C Conversion of derivative security | −4,030,224 0 owned after | no price filed | 2014-07-24 | |
| 2014-07-22 | TPG Group Holdings (SBS) Advisors, Inc. | BONDERMAN DAVID | COULTER JAMES G 10% Owner | 10% Owner | 10% Owner | 4 | Series D Preferred Stock Derivative · Indirect · See Explanation of Responses | C Conversion of derivative security | −6,844,627 0 owned after | no price filed | 2014-07-24 | |
| 2014-07-22 | TPG Group Holdings (SBS) Advisors, Inc. | BONDERMAN DAVID | COULTER JAMES G 10% Owner | 10% Owner | 10% Owner | 4 | Series E Preferred Stock Derivative · Indirect · See Explanation of Responses | C Conversion of derivative security | −5,577,814 0 owned after | no price filed | 2014-07-24 | |
| 2014-07-22 | BARRIS PETER J 10% Owner | 4 | Series B Preferred Stock Derivative · Indirect · See Note 1 | C Conversion of derivative security | −12,360,000 0 owned after | no price filed | 2014-07-22 | |
| 2014-07-22 | BARRIS PETER J 10% Owner | 4 | Series C Preferred Stock Derivative · Indirect · See Note 1 | C Conversion of derivative security | −4,030,224 0 owned after | no price filed | 2014-07-22 | |
| 2014-07-22 | BARRIS PETER J 10% Owner | 4 | Series D Preferred Stock Derivative · Indirect · See Note 1 | C Conversion of derivative security | −8,555,784 0 owned after | no price filed | 2014-07-22 | |
| 2014-07-22 | BARRIS PETER J 10% Owner | 4 | Series E Preferred Stock Derivative · Indirect · See Note 1 | C Conversion of derivative security | −5,987,892 0 owned after | no price filed | 2014-07-22 | |
| 2014-07-22 | BARRETT M JAMES Director, 10% Owner | 4 | Series B Preferred Stock Derivative · Indirect · See Note 1 | C Conversion of derivative security | −12,360,000 0 owned after | no price filed | 2014-07-22 | |
| 2014-07-22 | BARRETT M JAMES Director, 10% Owner | 4 | Series C Preferred Stock Derivative · Indirect · See Note 1 | C Conversion of derivative security | −4,030,224 0 owned after | no price filed | 2014-07-22 | |
| 2014-07-22 | BARRETT M JAMES Director, 10% Owner | 4 | Series D Preferred Stock Derivative · Indirect · See Note 1 | C Conversion of derivative security | −8,555,784 0 owned after | no price filed | 2014-07-22 | |
| 2014-07-22 | BARRETT M JAMES Director, 10% Owner | 4 | Series E Preferred Stock Derivative · Indirect · See Note 1 | C Conversion of derivative security | −5,987,892 0 owned after | no price filed | 2014-07-22 | |
| 2014-07-22 | BASKETT FOREST 10% Owner | 4 | Series B Preferred Stock Derivative · Indirect · See Note 1 | C Conversion of derivative security | −12,360,000 0 owned after | no price filed | 2014-07-22 | |
| 2014-07-22 | BASKETT FOREST 10% Owner | 4 | Series C Preferred Stock Derivative · Indirect · See Note 1 | C Conversion of derivative security | −4,030,224 0 owned after | no price filed | 2014-07-22 | |
| 2014-07-22 | BASKETT FOREST 10% Owner | 4 | Series D Preferred Stock Derivative · Indirect · See Note 1 | C Conversion of derivative security | −8,555,784 0 owned after | no price filed | 2014-07-22 | |
| 2014-07-22 | BASKETT FOREST 10% Owner | 4 | Series E Preferred Stock Derivative · Indirect · See Note 1 | C Conversion of derivative security | −5,987,892 0 owned after | no price filed | 2014-07-22 | |
| 2014-07-22 | DRANT RYAN D 10% Owner | 4 | Series B Preferred Stock Derivative · Indirect · See Note 1 | C Conversion of derivative security | −12,360,000 0 owned after | no price filed | 2014-07-22 | |
| 2014-07-22 | DRANT RYAN D 10% Owner | 4 | Series C Preferred Stock Derivative · Indirect · See Note 1 | C Conversion of derivative security | −4,030,224 0 owned after | no price filed | 2014-07-22 | |
| 2014-07-22 | DRANT RYAN D 10% Owner | 4 | Series D Preferred Stock Derivative · Indirect · See Note 1 | C Conversion of derivative security | −8,555,784 0 owned after | no price filed | 2014-07-22 | |
| 2014-07-22 | DRANT RYAN D 10% Owner | 4 | Series E Preferred Stock Derivative · Indirect · See Note 1 | C Conversion of derivative security | −5,987,892 0 owned after | no price filed | 2014-07-22 | |
| 2014-07-22 | KERINS PATRICK J 10% Owner | 4 | Series B Preferred Stock Derivative · Indirect · See Note 1 | C Conversion of derivative security | −12,360,000 0 owned after | no price filed | 2014-07-22 | |
| 2014-07-22 | KERINS PATRICK J 10% Owner | 4 | Series C Preferred Stock Derivative · Indirect · See Note 1 | C Conversion of derivative security | −4,030,224 0 owned after | no price filed | 2014-07-22 | |
| 2014-07-22 | KERINS PATRICK J 10% Owner | 4 | Series D Preferred Stock Derivative · Indirect · See Note 1 | C Conversion of derivative security | −8,555,784 0 owned after | no price filed | 2014-07-22 | |
| 2014-07-22 | KERINS PATRICK J 10% Owner | 4 | Series E Preferred Stock Derivative · Indirect · See Note 1 | C Conversion of derivative security | −5,987,892 0 owned after | no price filed | 2014-07-22 | |
| 2014-07-22 | SANDELL SCOTT D 10% Owner | 4 | Series B Preferred Stock Derivative · Indirect · See Note 1 | C Conversion of derivative security | −12,360,000 0 owned after | no price filed | 2014-07-22 | |
| 2014-07-22 | SANDELL SCOTT D 10% Owner | 4 | Series C Preferred Stock Derivative · Indirect · See Note 1 | C Conversion of derivative security | −4,030,224 0 owned after | no price filed | 2014-07-22 | |
| 2014-07-22 | SANDELL SCOTT D 10% Owner | 4 | Series D Preferred Stock Derivative · Indirect · See Note 1 | C Conversion of derivative security | −8,555,784 0 owned after | no price filed | 2014-07-22 | |
| 2014-07-22 | SANDELL SCOTT D 10% Owner | 4 | Series E Preferred Stock Derivative · Indirect · See Note 1 | C Conversion of derivative security | −5,987,892 0 owned after | no price filed | 2014-07-22 | |
| 2014-07-22 | KOLLURI KRISHNA KITTU 10% Owner | 4 | Series B Preferred Stock Derivative · Indirect · See Note 1 | C Conversion of derivative security | −12,360,000 0 owned after | no price filed | 2014-07-22 | |
| 2014-07-22 | KOLLURI KRISHNA KITTU 10% Owner | 4 | Series C Preferred Stock Derivative · Indirect · See Note 1 | C Conversion of derivative security | −4,030,224 0 owned after | no price filed | 2014-07-22 | |
| 2014-07-22 | KOLLURI KRISHNA KITTU 10% Owner | 4 | Series D Preferred Stock Derivative · Indirect · See Note 1 | C Conversion of derivative security | −8,555,784 0 owned after | no price filed | 2014-07-22 | |
| 2014-07-22 | KOLLURI KRISHNA KITTU 10% Owner | 4 | Series E Preferred Stock Derivative · Indirect · See Note 1 | C Conversion of derivative security | −5,987,892 0 owned after | no price filed | 2014-07-22 | |
| 2014-07-22 | MOTT DAVID M 10% Owner | 4 | Series B Preferred Stock Derivative · Indirect · See Note 1 | C Conversion of derivative security | −12,360,000 0 owned after | no price filed | 2014-07-22 | |
| 2014-07-22 | MOTT DAVID M 10% Owner | 4 | Series C Preferred Stock Derivative · Indirect · See Note 1 | C Conversion of derivative security | −4,030,224 0 owned after | no price filed | 2014-07-22 | |
| 2014-07-22 | MOTT DAVID M 10% Owner | 4 | Series D Preferred Stock Derivative · Indirect · See Note 1 | C Conversion of derivative security | −8,555,784 0 owned after | no price filed | 2014-07-22 | |
| 2014-07-22 | MOTT DAVID M 10% Owner | 4 | Series E Preferred Stock Derivative · Indirect · See Note 1 | C Conversion of derivative security | −5,987,892 0 owned after | no price filed | 2014-07-22 | |
| 2014-07-22 | Viswanathan Ravi 10% Owner | 4 | Series B Preferred Stock Derivative · Indirect · See Note 1 | C Conversion of derivative security | −12,360,000 0 owned after | no price filed | 2014-07-22 | |
| 2014-07-22 | Viswanathan Ravi 10% Owner | 4 | Series C Preferred Stock Derivative · Indirect · See Note 1 | C Conversion of derivative security | −4,030,224 0 owned after | no price filed | 2014-07-22 | |
| 2014-07-22 | Viswanathan Ravi 10% Owner | 4 | Series D Preferred Stock Derivative · Indirect · See Note 1 | C Conversion of derivative security | −8,555,784 0 owned after | no price filed | 2014-07-22 | |
| 2014-07-22 | Viswanathan Ravi 10% Owner | 4 | Series E Preferred Stock Derivative · Indirect · See Note 1 | C Conversion of derivative security | −5,987,892 0 owned after | no price filed | 2014-07-22 | |
| 2014-07-22 | Weller Harry R 10% Owner | 4 | Series B Preferred Stock Derivative · Indirect · See Note 1 | C Conversion of derivative security | −12,360,000 0 owned after | no price filed | 2014-07-22 | |
| 2014-07-22 | Weller Harry R 10% Owner | 4 | Series C Preferred Stock Derivative · Indirect · See Note 1 | C Conversion of derivative security | −4,030,224 0 owned after | no price filed | 2014-07-22 | |
| 2014-07-22 | Weller Harry R 10% Owner | 4 | Series D Preferred Stock Derivative · Indirect · See Note 1 | C Conversion of derivative security | −8,555,784 0 owned after | no price filed | 2014-07-22 | |
| 2014-07-22 | Weller Harry R 10% Owner | 4 | Series E Preferred Stock Derivative · Indirect · See Note 1 | C Conversion of derivative security | −5,987,892 0 owned after | no price filed | 2014-07-22 | |
| 2014-07-22 | NEA Partners 13, Limited Partnership | NEW ENTERPRISE ASSOCIATES 13 LP | NEA 13 GP, Ltd 10% Owner | 10% Owner | 10% Owner | 4 | Series B Preferred Stock Derivative · Direct | C Conversion of derivative security | −12,360,000 0 owned after | no price filed | 2014-07-22 | |
| 2014-07-22 | NEA Partners 13, Limited Partnership | NEW ENTERPRISE ASSOCIATES 13 LP | NEA 13 GP, Ltd 10% Owner | 10% Owner | 10% Owner | 4 | Series C Preferred Stock Derivative · Direct | C Conversion of derivative security | −4,030,224 0 owned after | no price filed | 2014-07-22 | |
| 2014-07-22 | NEA Partners 13, Limited Partnership | NEW ENTERPRISE ASSOCIATES 13 LP | NEA 13 GP, Ltd 10% Owner | 10% Owner | 10% Owner | 4 | Series D Preferred Stock Derivative · Direct | C Conversion of derivative security | −8,555,784 0 owned after | no price filed | 2014-07-22 | |
| 2014-07-22 | NEA Partners 13, Limited Partnership | NEW ENTERPRISE ASSOCIATES 13 LP | NEA 13 GP, Ltd 10% Owner | 10% Owner | 10% Owner | 4 | Series E Preferred Stock Derivative · Direct | C Conversion of derivative security | −5,987,892 0 owned after | no price filed | 2014-07-22 | |
| 2014-07-16 holding as of filing | Weller Harry R 10% Owner | 3 | Series B Preferred Stock Derivative · Indirect · See Note 1 | Holding | no price filed | 2014-07-16 | ||
| 2014-07-16 holding as of filing | Weller Harry R 10% Owner | 3 | Series C Preferred Stock Derivative · Indirect · See Note 1 | Holding | no price filed | 2014-07-16 | ||
| 2014-07-16 holding as of filing | Weller Harry R 10% Owner | 3 | Series D Preferred Stock Derivative · Indirect · See Note 1 | Holding | no price filed | 2014-07-16 | ||
| 2014-07-16 holding as of filing | Weller Harry R 10% Owner | 3 | Series E Preferred Stock Derivative · Indirect · See Note 1 | Holding | no price filed | 2014-07-16 | ||
| 2014-07-16 holding as of filing | Viswanathan Ravi 10% Owner | 3 | Series B Preferred Stock Derivative · Indirect · See Note 1 | Holding | no price filed | 2014-07-16 | ||
| 2014-07-16 holding as of filing | Viswanathan Ravi 10% Owner | 3 | Series C Preferred Stock Derivative · Indirect · See Note 1 | Holding | no price filed | 2014-07-16 | ||
| 2014-07-16 holding as of filing | Viswanathan Ravi 10% Owner | 3 | Series D Preferred Stock Derivative · Indirect · See Note 1 | Holding | no price filed | 2014-07-16 | ||
| 2014-07-16 holding as of filing | Viswanathan Ravi 10% Owner | 3 | Series E Preferred Stock Derivative · Indirect · See Note 1 | Holding | no price filed | 2014-07-16 | ||
| 2014-07-16 holding as of filing | SANDELL SCOTT D 10% Owner | 3 | Series B Preferred Stock Derivative · Indirect · See Note 1 | Holding | no price filed | 2014-07-16 | ||
| 2014-07-16 holding as of filing | SANDELL SCOTT D 10% Owner | 3 | Series C Preferred Stock Derivative · Indirect · See Note 1 | Holding | no price filed | 2014-07-16 | ||
| 2014-07-16 holding as of filing | SANDELL SCOTT D 10% Owner | 3 | Series D Preferred Stock Derivative · Indirect · See Note 1 | Holding | no price filed | 2014-07-16 | ||
| 2014-07-16 holding as of filing | SANDELL SCOTT D 10% Owner | 3 | Series E Preferred Stock Derivative · Indirect · See Note 1 | Holding | no price filed | 2014-07-16 | ||
| 2014-07-16 holding as of filing | MOTT DAVID M 10% Owner | 3 | Series B Preferred Stock Derivative · Indirect · See Note 1 | Holding | no price filed | 2014-07-16 | ||
| 2014-07-16 holding as of filing | MOTT DAVID M 10% Owner | 3 | Series C Preferred Stock Derivative · Indirect · See Note 1 | Holding | no price filed | 2014-07-16 | ||
| 2014-07-16 holding as of filing | MOTT DAVID M 10% Owner | 3 | Series D Preferred Stock Derivative · Indirect · See Note 1 | Holding | no price filed | 2014-07-16 | ||
| 2014-07-16 holding as of filing | MOTT DAVID M 10% Owner | 3 | Series E Preferred Stock Derivative · Indirect · See Note 1 | Holding | no price filed | 2014-07-16 | ||
| 2014-07-16 holding as of filing | KOLLURI KRISHNA KITTU 10% Owner | 3 | Series B Preferred Stock Derivative · Indirect · See Note 1 | Holding | no price filed | 2014-07-16 | ||
| 2014-07-16 holding as of filing | KOLLURI KRISHNA KITTU 10% Owner | 3 | Series C Preferred Stock Derivative · Indirect · See Note 1 | Holding | no price filed | 2014-07-16 | ||
| 2014-07-16 holding as of filing | KOLLURI KRISHNA KITTU 10% Owner | 3 | Series D Preferred Stock Derivative · Indirect · See Note 1 | Holding | no price filed | 2014-07-16 | ||
| 2014-07-16 holding as of filing | KOLLURI KRISHNA KITTU 10% Owner | 3 | Series E Preferred Stock Derivative · Indirect · See Note 1 | Holding | no price filed | 2014-07-16 | ||
| 2014-07-16 holding as of filing | KERINS PATRICK J 10% Owner | 3 | Series B Preferred Stock Derivative · Indirect · See Note 1 | Holding | no price filed | 2014-07-16 | ||
| 2014-07-16 holding as of filing | KERINS PATRICK J 10% Owner | 3 | Series C Preferred Stock Derivative · Indirect · See Note 1 | Holding | no price filed | 2014-07-16 | ||
| 2014-07-16 holding as of filing | KERINS PATRICK J 10% Owner | 3 | Series D Preferred Stock Derivative · Indirect · See Note 1 | Holding | no price filed | 2014-07-16 | ||
| 2014-07-16 holding as of filing | KERINS PATRICK J 10% Owner | 3 | Series E Preferred Stock Derivative · Indirect · See Note 1 | Holding | no price filed | 2014-07-16 | ||
| 2014-07-16 holding as of filing | DRANT RYAN D 10% Owner | 3 | Series B Preferred Stock Derivative · Indirect · See Note 1 | Holding | no price filed | 2014-07-16 | ||
| 2014-07-16 holding as of filing | DRANT RYAN D 10% Owner | 3 | Series C Preferred Stock Derivative · Indirect · See Note 1 | Holding | no price filed | 2014-07-16 | ||
| 2014-07-16 holding as of filing | DRANT RYAN D 10% Owner | 3 | Series D Preferred Stock Derivative · Indirect · See Note 1 | Holding | no price filed | 2014-07-16 | ||
| 2014-07-16 holding as of filing | DRANT RYAN D 10% Owner | 3 | Series E Preferred Stock Derivative · Indirect · See Note 1 | Holding | no price filed | 2014-07-16 | ||
| 2014-07-16 holding as of filing | BASKETT FOREST 10% Owner | 3 | Series B Preferred Stock Derivative · Indirect · See Note 1 | Holding | no price filed | 2014-07-16 | ||
| 2014-07-16 holding as of filing | BASKETT FOREST 10% Owner | 3 | Series C Preferred Stock Derivative · Indirect · See Note 1 | Holding | no price filed | 2014-07-16 | ||
| 2014-07-16 holding as of filing | BASKETT FOREST 10% Owner | 3 | Series D Preferred Stock Derivative · Indirect · See Note 1 | Holding | no price filed | 2014-07-16 | ||
| 2014-07-16 holding as of filing | BASKETT FOREST 10% Owner | 3 | Series E Preferred Stock Derivative · Indirect · See Note 1 | Holding | no price filed | 2014-07-16 | ||
| 2014-07-16 holding as of filing | BARRIS PETER J 10% Owner | 3 | Series B Preferred Stock Derivative · Indirect · See Note 1 | Holding | no price filed | 2014-07-16 | ||
| 2014-07-16 holding as of filing | BARRIS PETER J 10% Owner | 3 | Series C Preferred Stock Derivative · Indirect · See Note 1 | Holding | no price filed | 2014-07-16 | ||
| 2014-07-16 holding as of filing | BARRIS PETER J 10% Owner | 3 | Series D Preferred Stock Derivative · Indirect · See Note 1 | Holding | no price filed | 2014-07-16 | ||
| 2014-07-16 holding as of filing | BARRIS PETER J 10% Owner | 3 | Series E Preferred Stock Derivative · Indirect · See Note 1 | Holding | no price filed | 2014-07-16 |