SOLUTIA INC Forms 3, 4 and 5: Warrants
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 12 rows, 12 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2012-07-02: Reporting owner SULLIVAN JAMES M; Form 4; Security Common Stock Warrant Right (right to buy); Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2012-07-02: Reporting owner QUINN JEFFRY N; Form 4; Security Common Stock Warrant Right (right to buy); Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2012-07-02: Reporting owner QUINN JEFFRY N; Form 4; Security Common Stock Warrant Right (right to buy); Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2009-04-23: Reporting owner HARBINGER CAPITAL PARTNERS LLC | HARBINGER HOLDINGS, LLC; Form 3/A; Security Warrants; Transaction Holding.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2012-07-02 | SULLIVAN JAMES M Officer (Exec. V-P and CFO) | 4 | Common Stock Warrant Right (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −87 87 owned after | $29.70 exercise price | 2012-07-02 | |
| 2012-07-02 | QUINN JEFFRY N Director, Officer (President, CEO & Chairman) | 4 | Common Stock Warrant Right (right to buy) Derivative · Indirect · (m) | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −858 858 owned after | $29.70 exercise price | 2012-07-02 | |
| 2012-07-02 | QUINN JEFFRY N Director, Officer (President, CEO & Chairman) | 4 | Common Stock Warrant Right (right to buy) Derivative · Indirect · (m) | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −858 858 owned after | $29.70 exercise price | 2012-07-02 | |
| 2009-04-23 holding as of filing | HARBINGER CAPITAL PARTNERS LLC | HARBINGER HOLDINGS, LLC | | 3/A | Warrants Derivative · Indirect · Footnotes | Holding | $29.70 exercise price | 2009-04-23 | ||
| 2009-03-04 | FALCONE PHILIP | 4/A | Warrants Derivative · Indirect · Footnote | J Other acquisition or disposition (describe transaction) | +0 193,092 owned after | $29.70 exercise price | 2009-04-23 | |
| 2008-03-11 holding as of filing | LUCE MICHAEL D | HMC - NEW YORK, INC. | HARBERT RAYMOND J | HARBINGER CAPITAL PARTNERS SPECIAL SITUATIONS GP, LLC | HMC INVESTORS, L.L.C. | HARBINGER CAPITAL PARTNERS OFFSHORE MANAGER, L.L.C. | HARBINGER CAPITAL PARTNERS SPECIAL SITUATIONS FUND, L.P. | HARBERT MANAGEMENT CORP | FALCONE PHILIP | HARBINGER CAPITAL PARTNERS MASTER FUND I, LTD. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Warrants Derivative · Direct · (m) | Holding | $29.70 exercise price | 2008-03-11 | ||
| 2008-03-11 holding as of filing | LUCE MICHAEL D | HMC - NEW YORK, INC. | HARBERT RAYMOND J | HARBINGER CAPITAL PARTNERS SPECIAL SITUATIONS GP, LLC | HMC INVESTORS, L.L.C. | HARBINGER CAPITAL PARTNERS OFFSHORE MANAGER, L.L.C. | HARBINGER CAPITAL PARTNERS SPECIAL SITUATIONS FUND, L.P. | HARBERT MANAGEMENT CORP | FALCONE PHILIP | HARBINGER CAPITAL PARTNERS MASTER FUND I, LTD. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Warrants Derivative · Indirect · (m) | Holding | $29.70 exercise price | 2008-03-11 | ||
| 2008-02-28 | QUINN JEFFRY N Director, Officer (Chairman, President and CEO) | 4 | Common Stock Warrants Right (right to buy) Derivative · Indirect · (m) | J Other acquisition or disposition (describe transaction) | +858 858 owned after | $29.70 | 2008-03-03 | |
| 2008-02-28 | QUINN JEFFRY N Director, Officer (Chairman, President and CEO) | 4 | Common Stock Warrants (right to buy) Derivative · Indirect · (m) | J Other acquisition or disposition (describe transaction) | +858 858 owned after | $29.70 | 2008-03-03 | |
| 2008-02-28 | SULLIVAN JAMES M Officer (Sr. V-P, CFO and Treasurer) | 4 | Common Stock Warrants Right (right to buy) Derivative · Direct | J Other acquisition or disposition (describe transaction) | +87 87 owned after | $29.70 | 2008-03-03 | |
| 2008-02-28 | MULCAHY J PATRICK Director | 4 | Common Stock Warrants Right (right to buy) Derivative · Direct | J Other acquisition or disposition (describe transaction) | +472 472 owned after | $29.70 | 2008-03-03 | |
| 2008-02-28 | TEMMERMAN LUC DE Officer (Senior Vice President) | 4 | Common Stock Warrants (right to buy) Derivative · Direct | J Other acquisition or disposition (describe transaction) | +2 2 owned after | $29.70 | 2008-03-03 |