SOLENO THERAPEUTICS INC Form D Notices of Exempt Offering of Securities
Notices filed with the SEC for securities sold without registration under Regulation D or Section 4(a)(5), newest first. Values are as filed.
- 2023-10-04: Federal exemption Rule 506(b); Types of securities offered Equity; OptionToAcquire; SecurityToBeAcquired; Date of first sale 2023-10-02; Total offering amount $59,988,250.
- 2017-12-22: Federal exemption Rule 506(b); Types of securities offered Equity; OptionToAcquire; Date of first sale 2017-12-15; Total offering amount $15,000,006.
- 2016-07-06: Federal exemption Rule 506(b); Types of securities offered Equity; OptionToAcquire; SecurityToBeAcquired; Date of first sale 2016-07-05; Total offering amount $13,780,000.
- 2015-10-22: Federal exemption Rule 506(b); Types of securities offered Equity; OptionToAcquire; SecurityToBeAcquired; Date of first sale 2015-10-15; Total offering amount $10,000,000.
| Filed | Federal exemption | Types of securities offered | Date of first sale | Total offering amount | Total amount sold | Total remaining to be sold | Investors who have already invested |
|---|---|---|---|---|---|---|---|
| 2023-10-04 | Rule 506(b) | Equity; OptionToAcquire; SecurityToBeAcquired | 2023-10-02 | $59,988,250 | $59,988,250 | $0 | 14 |
| 2017-12-22 | Rule 506(b) | Equity; OptionToAcquire | 2017-12-15 | $15,000,006 | $15,000,006 | $0 | 16 |
| 2016-07-06 | Rule 506(b) | Equity; OptionToAcquire; SecurityToBeAcquired | 2016-07-05 | $13,780,000 | $3,151,000 | $10,629,000 | 3 |
| 2015-10-22 | Rule 506(b) | Equity; OptionToAcquire; SecurityToBeAcquired | 2015-10-15 | $10,000,000 | $4,555,000 | $5,445,000 | 3 |
| 2015-03-11 | Rule 506(b) | Equity; OptionToAcquire; SecurityToBeAcquired | 2015-03-05 | $3,684,438 | $3,684,438 | $0 | 8 |
| 2012-08-13 D/A | Rule 506 | Debt; OptionToAcquire; SecurityToBeAcquired | 2012-01-17 | $5,193,532 | $5,017,396 | $176,136 | 17 |
| 2012-01-25 | Rule 506 | Debt; OptionToAcquire; SecurityToBeAcquired | 2012-01-17 | $2,000,200 | $1,893,202 | $106,998 | 17 |
| 2010-11-19 | Rule 506 | Debt; OptionToAcquire; SecurityToBeAcquired | 2010-11-10 | $2,000,201 | $1,892,464 | $107,737 | 16 |
| 2010-03-19 D/A | Rule 506 | Debt; OptionToAcquire; SecurityToBeAcquired | 2010-02-10 | $4,700,470 | $3,309,227 | $1,391,243 | 28 |
| 2010-02-24 | Rule 506 | Debt; OptionToAcquire; SecurityToBeAcquired | 2010-02-10 | $4,700,470 | $3,097,214 | $1,603,256 | 12 |