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SmartKem, Inc. (SMTK) Material Contracts

SmartKem, Inc. Material Contracts

Every material contract the company filed as Exhibit 10 (executive pay plans, credit agreements, supplier and indemnity agreements), newest first, with the filing's own description.

  • 2026-07-21: Form 8-K; Exhibit 10.2; Description Form of Amendment No. 1 to Preferred Stock Purchase Agreement..
  • 2026-03-31: Form 8-K; Exhibit 10.4; Description Registration Rights Agreement, dated March 27, 2026, by and between SmartKem, Inc. and the investor signatory thereto.
  • 2026-03-31: Form 8-K; Exhibit 10.3; Description Common Stock Purchase Agreement, dated March 27, 2026, by and between SmartKem, Inc. and the investor signatory thereto.
  • 2026-03-31: Form 8-K; Exhibit 10.2; Description Form of Preferred Stock Registration Rights Agreement.
FiledFormExhibitDescription
2026-07-218-K10.2Form of Amendment No. 1 to Preferred Stock Purchase Agreement.
2026-03-318-K10.4Registration Rights Agreement, dated March 27, 2026, by and between SmartKem, Inc. and the investor signatory thereto
2026-03-318-K10.3Common Stock Purchase Agreement, dated March 27, 2026, by and between SmartKem, Inc. and the investor signatory thereto
2026-03-318-K10.2Form of Preferred Stock Registration Rights Agreement
2026-03-318-K10.1Form of Preferred Stock Purchase Agreement
2026-03-268-K10.1Form of Securities Purchase Agreement
2026-03-198-K10.8Form of Waiver and Termination Agreement
2026-03-198-K10.7Form of Intellectual Property Assignment Agreement
2026-03-198-K10.6Form of Settlement Agreement and Release
2026-03-198-K10.5Form of Intellectual Property Security Agreement
2026-03-198-K10.4Form of Guaranty
2026-03-198-K10.3Form of Security and Pledge Agreement
2026-03-198-K10.2Form of Senior Secured Promissory Note
2026-03-198-K10.1Form of Securities Purchase Agreement
2026-02-068-K10.1Form of Debt Conversion Agreement
2026-01-308-K10.1Form of Securities Purchase Agreement
2025-11-038-K10.3Security Agreement, dated October 31, 2025, by and between SmartKem, Inc. and The Hewlett Fund LP, as collateral agent
2025-11-038-K10.2Form of Senior Secured Noted
2025-11-038-K10.1Form of Securities Purchase Agreement
2025-10-148-K10.1Amendment Agreement, dated October 13, 2025
2025-09-058-K10.1Amendment No. 1 to Employment Agreement, dated September 3, 2025, by and between SmartKem, Inc. and Ian Jenks.
2025-08-1210-Q10.4Lease of The Whole of the 8th Floor, Hexagon Tower, Manchester, M9 8GP, dated May 22, 2025, between AG Hexagon BV and SmartKem Limited
2025-06-248-K10.1Letter of Variation, dated June 19, 2025, by and between SmartKem Limited and CPI Innovation Services Limited.
2025-06-048-K10.1Letter of Variation, dated June 1, 2025, by and between SmartKem Limited and CPI Innovation Services Limited.
2025-05-288-K10.1Amendment to the 2021 Equity Incentive Plan.
2025-03-3110-K10.32License of Office Space, dated March 28, 2025, by and between SmartKem Limited and CPI Innovation Services Limited
2025-03-3110-K10.31Letter of Variation, dated March 28, 2025, by and between SmartKem Limited and CPI Innovation Services Limited
2025-03-108-K10.1Employment Agreement, dated as of March 10, 2025, by and between the SmartKem Limited and Jonathan Watkins
2024-12-208-K10.3Form of Registration Rights Agreement, dated December 18, 2024 among the Company and the parties thereto
2024-12-208-K10.2Form of Securities Purchase Agreement, dated December 18, 2024 among the Company and the PIPE Investors party thereto
2024-12-208-K10.1Form of Securities Purchase Agreement, dated December 18, 2024 among the Company and the RD Purchasers party thereto
2024-12-188-K10.2General Release dated December 17, 2024
2024-12-188-K10.1Consent and Amendment Agreement dated December 17, 2024
2024-12-128-K10.1Consent Agreement, dated December 11, 2024, between the Company and the Consenting Holders
2024-12-058-K10.1Collaboration Agreement, dated December 2, 2024, by and between SmartKem Limited and FlexiIC
2024-11-258-K10.1Collaboration Agreement, dated November 19, 2024, by and between SmartKem Limited and AUO
2024-11-0810-Q10.1Joint Development Agreement, dated July 26, 2024, by and between SmartKem Limited and Shanghai Chip Foundation Semiconductor Technology Co., Ltd.
2024-03-2710-K10.28Framework Supply Agreement, dated March 22, 2024, by and between SmartKem Limited and CPI Innovation Services Limited
2024-01-298-K10.2Form of Registration Rights Agreement
2024-01-298-K10.1Form of Consent Agreement
2023-08-288-K10.1Amendment to the 2021 Equity Incentive Plan.
2023-08-1410-Q10.3License of Office Space, dated May 31, 2023, by and between SmartKem Limited and CPI Innovation Services Limited
2023-06-158-K10.2Form of Registration Rights Agreement
2023-06-158-K10.1Form of Purchase Agreement
2023-03-3010-K10.25Employment Agreement, dated as of December 14, 2022, by and between the Registrant and Barbra Keck
2022-12-208-K10.1Offer Letter, effective December 14, 2022, by and between SmartKem, Inc. and Barbra Keck.
2022-09-198-K10.1Service Agreement, dated September 19, 2022, by and between SmartKem Limited and Robert Bahns.
2022-09-088-K10.1Service Agreement, dated September 7, 2022, by and between SmartKem Limited and Nigel Prue.
2022-08-2310-Q/A10.3Renewal Lease by Reference of Lease of The Whole of the 8th Floor, Hexagon Tower, Manchester, M9 8GP, dated April 12, 2022, between AG Hexagon BV and SmartKem Limited
2022-08-2310-K/A10.21Contract Variation relating to the Framework Services Agreement, dated February 23, 2021, by and between SmartKem Limited and CPI Innovation Services Limited
2022-05-1310-Q10.3Renewal Lease by Reference of Lease of The Whole of the 8th Floor, Hexagon Tower, Manchester, M9 8GP, dated April 12, 2022, between AG Hexagon BV and SmartKem Limited
2022-03-2810-K10.21Contract Variation relating to the Framework Services Agreement, dated February 23, 2021, by and between SmartKem Limited and CPI Innovation Services Limited
2022-01-278-K10.2Registration Rights Agreement, dated January 27, 2022, by and between the Company and the Purchasers.
2022-01-278-K10.1Subscription Agreement, dated January 27, 2022, by and between the Company and the Purchasers.
2021-02-248-K10.18Letter Agreement, dated as of February 23, 2021, among the Registrant and Octopus Titan VCT plc and certain related parties
2021-02-248-K10.17Form of Pre-Exchange Indemnity Agreement
2021-02-248-K10.16Form of Director and Officer Indemnification Agreement
2021-02-248-K10.15Debenture Agreement, dated January 26, 2021, by and between SmartKem Limited and FRCF 2 Limited
2021-02-248-K10.14Facility Agreement, dated January 26, 2021, by and between SmartKem Limited and FRCF 2 Limited
2021-02-248-K10.13Framework Services Agreement, dated February 23, 2021, by and between SmartKem Limited and CPI Innovation Services Limited
2021-02-248-K10.12Lease of The Whole of the 8th Floor, Hexagon Tower, Manchester, M9 8GP, dated April 16, 2019, between AG Hexagon BV and SmartKem Limited.
2021-02-248-K10.11Licence of Office Space, dated April 21, 2020, by and between SmartKem Limited and CPI Innovation Services Limited
2021-02-248-K10.10Licence of Office Space, dated September 16, 2020, by and between SmartKem Limited and CPI Innovation Services Limited
2021-02-248-K10.9Consultancy Agreement, dated as of February 23, 2021, by and between SmartKem Limited and B Brown Consultants Ltd.
2021-02-248-K10.8Employment Agreement, dated as of February 23, 2021, by and between SmartKem Limited and Simon Ogier
2021-02-248-K10.7Employment Agreement, dated as of February 23, 2021, by and between SmartKem Limited and Robert Bahns
2021-02-248-K10.6Employment Agreement, dated as of February 23, 2021, by and between the Registrant and Ian Jenks
2021-02-248-K10.5Form of Subscription Agreement
2021-02-248-K10.4Form of Lock-Up Agreement
2021-02-248-K10.3U.K. Tax Advantaged Sub-Plan
2021-02-248-K10.22021 Equity Incentive Plan
2021-02-248-K10.1Engagement Letter, dated December 15, 2020, by and between GP Nurmenkari Inc. and SmartKem Limited

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