SMTA LIQUIDATING TRUST Forms 3, 4 and 5: Other
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 7 rows, 7 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2018-06-07: Reporting owner Panagos Steven G; Form 3; Security No securities are beneficially owned; Transaction Holding.
- 2018-06-07: Reporting owner Stockton Richard J; Form 3; Security No securities are beneficially owned; Transaction Holding.
- 2018-06-07: Reporting owner Sullivan Thomas J; Form 3; Security No securities are beneficially owned; Transaction Holding.
- 2018-05-18: Reporting owner Rodriguez Ricardo Jonas; Form 3; Security No securities are beneficially owned; Transaction Holding.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2018-06-07 holding as of filing | Panagos Steven G Director | 3 | No securities are beneficially owned Non-derivative · Direct | Holding | 0 owned after | no price filed | 2018-06-07 | |
| 2018-06-07 holding as of filing | Stockton Richard J Director | 3 | No securities are beneficially owned Non-derivative · Direct | Holding | 0 owned after | no price filed | 2018-06-07 | |
| 2018-06-07 holding as of filing | Sullivan Thomas J Director | 3 | No securities are beneficially owned Non-derivative · Direct | Holding | 0 owned after | no price filed | 2018-06-07 | |
| 2018-05-18 holding as of filing | Rodriguez Ricardo Jonas Officer (See Remarks) | 3 | No securities are beneficially owned Non-derivative · Direct | Holding | 0 owned after | no price filed | 2018-05-18 | |
| 2018-05-18 holding as of filing | SHEPSMAN STEVEN H Director | 3 | No securities are beneficially owned Non-derivative · Direct | Holding | 0 owned after | no price filed | 2018-05-18 | |
| 2018-05-10 holding as of filing | Hsieh Jackson Director, Officer (President) | 3 | No securities are beneficially owned Non-derivative · Direct | Holding | 0 owned after | no price filed | 2018-05-10 | |
| 2018-05-10 holding as of filing | Young Jay Officer (Secretary) | 3 | No securities are beneficially owned Non-derivative · Direct | Holding | 0 owned after | no price filed | 2018-05-10 |