SmileDirectClub, Inc. Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 7 rows, 7 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2019-09-16: Reporting owner Wailes Kyle; Form 4; Security Options; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2019-09-16: Reporting owner Rammelt Susan Greenspon; Form 4; Security Options; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2019-09-16: Reporting owner Oswald Kay; Form 4; Security Options; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2019-09-16: Reporting owner Katzman Steven B.; Form 4; Security Options; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2019-09-16 | Wailes Kyle Officer (Chief Financial Officer) | 4 | Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +130,434 130,434 owned after | $23.00 exercise price | 2019-09-17 | |
| 2019-09-16 | Rammelt Susan Greenspon Director, Officer (General Counsel, Sec. and Dir.) | 4 | Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +97,826 97,826 owned after | $23.00 exercise price | 2019-09-17 | |
| 2019-09-16 | Oswald Kay Officer (President of International) | 4 | Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +97,826 97,826 owned after | $23.00 exercise price | 2019-09-17 | |
| 2019-09-16 | Katzman Steven B. Director, Officer (COO and Director), 10% Owner | 4 | Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +130,434 130,434 owned after | $23.00 exercise price | 2019-09-17 | |
| 2019-09-16 | Katzman Jordan M. Director, 10% Owner | 4 | Options Derivative · Direct · (m) | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +130,434 130,434 owned after | $23.00 exercise price | 2019-09-17 | |
| 2019-09-16 | KATZMAN DAVID B Director, Officer (CEO and Chairman), 10% Owner | 4 | Options Derivative · Direct · (m) | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +326,086 326,086 owned after | $23.00 exercise price | 2019-09-17 | |
| 2019-09-16 | Fenkell Alexander J. Director, 10% Owner | 4 | Options Derivative · Direct · (m) | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +130,434 130,434 owned after | $23.00 exercise price | 2019-09-17 |