SMG INDUSTRIES INC. Forms 3, 4 and 5: Preferred Stock
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 6 rows, 6 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2023-09-01: Reporting owner Barnhart Bryan S; Form 4; Security 5% Series C Convertible Preferred Stock; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2023-09-01: Reporting owner Barnhart Timothy W; Form 4; Security 5% Series C Convertible Preferred Stock; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2023-08-30: Reporting owner Madden Steven H; Form 4; Security 5% Series C Convertible Preferred Stock; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2023-07-07: Reporting owner Madden Steven H; Form 4; Security 5% Series C Convertible Preferred Stock; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2023-09-01 | Barnhart Bryan S Director, Officer (Chief Executive Officer), 10% Owner | 4 | 5% Series C Convertible Preferred Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +36 286 owned after | $10,000.00 | 2023-10-04 | |
| 2023-09-01 | Barnhart Timothy W Director, Officer (Chief Financial Officer), 10% Owner | 4 | 5% Series C Convertible Preferred Stock Derivative · Indirect · By the Timothy W. Barnhart 2017 Irrevocable Trust | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +36 286 owned after | $10,000.00 | 2023-10-04 | |
| 2023-08-30 | Madden Steven H Director, Officer (Chief Transition Officer), 10% Owner | 4 | 5% Series C Convertible Preferred Stock Derivative · Indirect · By Apex Heritage Investments LLC | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +61 561 owned after | $10,000.00 | 2023-09-13 | |
| 2023-07-07 | Madden Steven H Director, Officer (Chief Transition Officer), 10% Owner | 4 | 5% Series C Convertible Preferred Stock Derivative · Indirect · By Apex Heritage Investments LLC | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +500 500 owned after | $10,000.00 | 2023-08-10 | |
| 2023-07-07 | Barnhart Bryan S Director, Officer (Chief Executive Officer) | 4 | 5% Series C Convertible Preferred Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +250 250 owned after | $0.25 exercise price | 2023-07-19 | |
| 2023-07-07 | Barnhart Timothy W Director, Officer (Chief Financial Officer) | 4 | 5% Series C Convertible Preferred Stock Derivative · Indirect · By the Timothy W. Barnhart 2017 Irrevocable Trust | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +250 250 owned after | $0.25 exercise price | 2023-07-19 |