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SMARTFINANCIAL INC. (SMBK) Material Contracts

SMARTFINANCIAL INC. Material Contracts

Every material contract the company filed as Exhibit 10 (executive pay plans, credit agreements, supplier and indemnity agreements), newest first, with the filing's own description.

  • 2025-08-20: Form 8-K; Exhibit 10.2; Description Form of Registration Rights Agreement, dated as of August 20, 2025, by and among SmartFinancial, Inc. and the Purchasers..
  • 2025-08-20: Form 8-K; Exhibit 10.1; Description Form of Subordinated Note Purchase Agreement, dated as of August 20, 2025, by and among SmartFinancial, Inc. and the Purchasers..
  • 2025-08-11: Form 10-Q; Exhibit 10.5; Description Form of Non-Employee Director Restricted Stock Award Certificate.
  • 2025-08-11: Form 10-Q; Exhibit 10.4; Description Form of Employee Restricted Stock Award Certificate.
FiledFormExhibitDescription
2025-08-208-K10.2Form of Registration Rights Agreement, dated as of August 20, 2025, by and among SmartFinancial, Inc. and the Purchasers.
2025-08-208-K10.1Form of Subordinated Note Purchase Agreement, dated as of August 20, 2025, by and among SmartFinancial, Inc. and the Purchasers.
2025-08-1110-Q10.5Form of Non-Employee Director Restricted Stock Award Certificate
2025-08-1110-Q10.4Form of Employee Restricted Stock Award Certificate
2025-05-018-K10.2The Amended and Restated Revolving Note, dated as of May 1, 2025, by and between SmartFinancial, Inc., as Borrower, and ServisFirst Bank, as Lender.*
2025-05-018-K10.1The Third Amendment to Loan and Security Agreement, dated as of May 1, 2025, by and between SmartFinancial, Inc., as Borrower, and ServisFirst Bank, as Lender.*
2025-01-248-K10.1Extension Letter, dated as of January 21, 2025, by and between SmartFinancial, Inc., as Borrower, and ServisFirst Bank, as Lender.*
2023-11-0910-Q10.1Separation Agreement, dated as of September 27, 2023, by SmartFinancial, Inc., SmartBank, and Gregory L. Davis
2023-02-068-K10.2The Amended and Restated Revolving Note, dated as of February 1, 2023, by and between SmartFinancial, Inc., as Borrower, and ServisFirst Bank, as Lender.*
2023-02-068-K10.1The Second Amendment to Loan and Security Agreement, dated as of February 1, 2023, by and between SmartFinancial, Inc., as Borrower, and ServisFirst Bank, as Lender.*
2021-09-288-K10.1The First Amendment to Loan and Security Agreement, dated as of September 23, 2021, by and between SmartFinancial, Inc., as Borrower, and ServisFirst Bank, as Lender.*
2020-05-1110-Q10.7Form of Performance-Based Restricted Stock Award Agreement*
2020-04-038-K10.3Pledge Agreement, dated as of March 31, 2020, by and between SmartFinancial, Inc., as Borrower, and ServisFirst Bank, as Lender.
2020-04-038-K10.2Revolving Note, dated as of March 31, 2020, by and between SmartFinancial, Inc., as Borrower, and ServisFirst Bank, as Lender.
2020-04-038-K10.1Loan and Security Agreement, dated as of March 31, 2020, by and between SmartFinancial, Inc., as Borrower, and ServisFirst Bank, as Lender.
2020-03-118-K10.3Employment Agreement with Ronald J. Gorczynski, dated as of March 9, 2020.
2020-03-118-K10.2Employment Agreement with William Y. Carroll, Jr., dated as of March 9, 2020.
2020-03-118-K10.1Executive Change in Control Agreement with W. Miller Welborn, dated as of March 9, 2020.
2019-05-068-K10.1EXECUTIVE SEVERANCE AGREEMENT AND RELEASE OF CLAIMS
2019-01-168-K10.2Employment Agreement, dated January 15, 2019, by and among SmartFinancial, Inc., SmartBank, and Ryan M. Scaggs
2019-01-168-K10.1Employment Agreement, dated January 15, 2019, by and among SmartFinancial, Inc., SmartBank, and David A. Bright
2018-10-018-K10.1Form of Subordinated Note Purchase Agreement dated September 28, 2018, by and between SmartFinancial, Inc. and each Purchaser
2018-03-1610-K10.22Employment Agreement, dated as of February 1, 2015, by and among Greg L. Davis and SmartBank
2018-03-1610-K10.21Employment Agreement, dated as of February 1, 2015, by and among Rhett Jordan, SmartFinancial, Inc. and SmartBank
2017-11-078-K10.4Salary Continuation Agreement, dated August 11, 2010, by and between Capstone Bank and Robert W. Kuhn
2017-11-078-K10.3Form of Capstone Bancshares, Inc. Stock Option Agreement
2017-11-078-K10.2Capstone Bancshares, Inc. 2008 Long-Term Equity Incentive Plan
2017-11-078-K10.1Employment Agreement, dated as of May 22, 2017, by and between SmartBank and Robert Kuhn
2017-08-088-K10.2Form of Restricted Stock Award Agreement
2017-08-088-K10.1Form of Stock Appreciation Rights Agreement
2016-03-3010-K10.22Form of Incentive Agreement under 2002 Long-Term Incentive Plan
2016-03-3010-K10.2Form of 2015 Stock Incentive Agreement
2016-03-028-K10.3First Amendment to Employment Agreement, dated as of February 27, 2016, by and between SmartBank and Robert B. Watson.
2016-03-028-K10.2First Amendment to Employment Agreement, dated as of February 27, 2016, by and between SmartBank and Felicia F. Barbee.
2016-03-028-K10.1Employment Agreement, dated as of December 5, 2014, by and between Felicia F. Barbee and Cornerstone Community Bank.
2015-12-098-K10.4Employment Agreement by and between John H. Coxwell, Sr., Cornerstone Bancshares, Inc. and Cornerstone Community Bank dated December 5, 2014.
2015-12-098-K10.3First Amendment to Employment Agreement by and between John H. Coxwell, Sr., SmartFinancial, Inc. and Cornerstone Community Bank dated December 8, 2015.
2015-12-098-K10.2First Amendment to Employment Agreement by and between Gary W. Petty, Jr., SmartFinancial, Inc. and Cornerstone Community Bank dated December 8, 2015.
2015-12-098-K10.1First Amendment to Employment Agreement by and between James R. Vercoe, Jr. and Cornerstone Community Bank dated December 8, 2015.
2015-09-028-K10.8Form of SmartBank Management Incentive Stock Option Agreement
2015-09-028-K10.7Form of SmartFinancial Management Incentive Stock Option Agreement
2015-09-028-K10.6SmartFinancial, Inc. 2010 Incentive Plan
2015-09-028-K10.5SmartBank Stock Option Plan
2015-09-028-K10.4Employment Agreement, dated as of February 1, 2015, by and among C. Bryan Johnson, SmartFinancial, Inc. and SmartBank
2015-09-028-K10.3Employment Agreement, dated as of February 1, 2015, by and among William Y. Carroll, Sr., SmartFinancial, Inc. and SmartBank
2015-09-028-K10.2Employment Agreement, dated as of February 1, 2015, by and among William Y. Carroll, Jr., SmartFinancial, Inc. and SmartBank
2015-09-028-K10.1Assignment and Assumption Agreement by and between Cornerstone Bancshares, Inc. and SmartFinancial, Inc., dated August 31, 2015, with respect to that certain Securities Purchase Agreement, dated as of August 4, 2011, by and between The United States Secretary of the Treasury and SmartFinancial, Inc.
2015-08-208-K10.2Form of Registration Rights Agreement
2015-08-208-K10.1Form of Subscription Agreement
2014-12-108-K10.5Employment Agreement with James R. Vercoe, Jr.
2014-12-108-K10.4Employment Agreement with Robert B. Watson.
2014-12-108-K10.3Employment Agreement with Gary W. Petty, Jr.
2014-12-108-K10.2Employment Agreement with Nathaniel F. Hughes.
2014-12-108-K10.1Form of Director Support Agreements by and among each current director of SmartFinancial and Cornerstone and Cornerstone Community Bank.
2014-05-1310-Q10.1Loan agreement dated March 27, 2013 between Cornerstone and First Tennessee Bank National Association, as amended on March 20, 2014.
2010-05-0510-K/A10.7Separation Agreement dated November 12, 2009, by and among Gregory B. Jones, Cornerstone Community Bank and Cornerstone Bancshares, Inc.
2010-04-088-K10.2Consent Order dated April 2, 2010 issued by the Federal Deposit and Insurance Corporation (FDIC-10-037b).
2010-04-088-K10.1Stipulation to the Issuance of a Consent Order dated April 2, 2010 between Cornerstone Community Bank and a representative of the Legal Division of the Federal Deposit and Insurance Corporation (FDIC-10-037b).

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