Smartsheet Inc. Forms 3, 4 and 5: Preferred Stock
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 246 rows in 2018. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2018-04-26: Reporting owner WHITE JAMES N; Form 3; Security Series F Preferred Stock; Transaction Holding.
- 2018-04-26: Reporting owner WHITE JAMES N; Form 3; Security Series E Preferred Stock; Transaction Holding.
- 2018-04-26: Reporting owner WHITE JAMES N; Form 3; Security Series F Preferred Stock; Transaction Holding.
- 2018-04-26: Reporting owner WHITE JAMES N; Form 3; Security Series E Preferred Stock; Transaction Holding.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2018-04-26 holding as of filing | WHITE JAMES N Director | 3 | Series F Preferred Stock Derivative · Indirect · By Ltd Partnership (ROSE) | Holding | no price filed | 2018-04-26 | ||
| 2018-04-26 holding as of filing | WHITE JAMES N Director | 3 | Series E Preferred Stock Derivative · Indirect · By Ltd Partnership (SHV) | Holding | no price filed | 2018-04-26 | ||
| 2018-04-26 holding as of filing | WHITE JAMES N Director | 3 | Series F Preferred Stock Derivative · Indirect · By Ltd Partnership (SHV) | Holding | no price filed | 2018-04-26 | ||
| 2018-04-26 holding as of filing | WHITE JAMES N Director | 3 | Series E Preferred Stock Derivative · Indirect · By Trust | Holding | no price filed | 2018-04-26 | ||
| 2018-04-26 holding as of filing | WHITE JAMES N Director | 3 | Series F Preferred Stock Derivative · Indirect · By Trust | Holding | no price filed | 2018-04-26 | ||
| 2018-04-26 holding as of filing | Madrona Investment Partners III | Madrona Venture Fund IV, LP | Madrona Venture Fund IV-A, LP | Madrona Venture Fund III-A LP | Madrona Venture Fund III L P 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Series A-4 Preferred Stock Derivative · Indirect · By Madrona Venture Fund III, L.P. | Holding | no price filed | 2018-04-26 | ||
| 2018-04-26 holding as of filing | Madrona Investment Partners III | Madrona Venture Fund IV, LP | Madrona Venture Fund IV-A, LP | Madrona Venture Fund III-A LP | Madrona Venture Fund III L P 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Series B Preferred Stock Derivative · Indirect · By Madrona Venture Fund III, L.P. | Holding | no price filed | 2018-04-26 | ||
| 2018-04-26 holding as of filing | Madrona Investment Partners III | Madrona Venture Fund IV, LP | Madrona Venture Fund IV-A, LP | Madrona Venture Fund III-A LP | Madrona Venture Fund III L P 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Series C Preferred Stock Derivative · Indirect · By Madrona Venture Fund III, L.P. | Holding | no price filed | 2018-04-26 | ||
| 2018-04-26 holding as of filing | Madrona Investment Partners III | Madrona Venture Fund IV, LP | Madrona Venture Fund IV-A, LP | Madrona Venture Fund III-A LP | Madrona Venture Fund III L P 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Series D Preferred Stock Derivative · Indirect · By Madrona Venture Fund III, L.P. | Holding | no price filed | 2018-04-26 | ||
| 2018-04-26 holding as of filing | Madrona Investment Partners III | Madrona Venture Fund IV, LP | Madrona Venture Fund IV-A, LP | Madrona Venture Fund III-A LP | Madrona Venture Fund III L P 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Series E Preferred Stock Derivative · Indirect · By Madrona Venture Fund III, L.P. | Holding | no price filed | 2018-04-26 | ||
| 2018-04-26 holding as of filing | Madrona Investment Partners III | Madrona Venture Fund IV, LP | Madrona Venture Fund IV-A, LP | Madrona Venture Fund III-A LP | Madrona Venture Fund III L P 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Series A-4 Preferred Stock Derivative · Indirect · By Madrona Venture Fund III-A, L.P. | Holding | no price filed | 2018-04-26 | ||
| 2018-04-26 holding as of filing | Madrona Investment Partners III | Madrona Venture Fund IV, LP | Madrona Venture Fund IV-A, LP | Madrona Venture Fund III-A LP | Madrona Venture Fund III L P 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Series B Preferred Stock Derivative · Indirect · By Madrona Venture Fund III-A, L.P. | Holding | no price filed | 2018-04-26 | ||
| 2018-04-26 holding as of filing | Madrona Investment Partners III | Madrona Venture Fund IV, LP | Madrona Venture Fund IV-A, LP | Madrona Venture Fund III-A LP | Madrona Venture Fund III L P 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Series C Preferred Stock Derivative · Indirect · By Madrona Venture Fund III-A, L.P. | Holding | no price filed | 2018-04-26 | ||
| 2018-04-26 holding as of filing | Madrona Investment Partners III | Madrona Venture Fund IV, LP | Madrona Venture Fund IV-A, LP | Madrona Venture Fund III-A LP | Madrona Venture Fund III L P 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Series D Preferred Stock Derivative · Indirect · By Madrona Venture Fund III-A, L.P. | Holding | no price filed | 2018-04-26 | ||
| 2018-04-26 holding as of filing | Madrona Investment Partners III | Madrona Venture Fund IV, LP | Madrona Venture Fund IV-A, LP | Madrona Venture Fund III-A LP | Madrona Venture Fund III L P 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Series E Preferred Stock Derivative · Indirect · By Madrona Venture Fund III-A, L.P. | Holding | no price filed | 2018-04-26 | ||
| 2018-04-26 holding as of filing | Madrona Investment Partners III | Madrona Venture Fund IV, LP | Madrona Venture Fund IV-A, LP | Madrona Venture Fund III-A LP | Madrona Venture Fund III L P 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Series D Preferred Stock Derivative · Indirect · By Madrona Venture Fund IV, L.P. | Holding | no price filed | 2018-04-26 | ||
| 2018-04-26 holding as of filing | Madrona Investment Partners III | Madrona Venture Fund IV, LP | Madrona Venture Fund IV-A, LP | Madrona Venture Fund III-A LP | Madrona Venture Fund III L P 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Series E Preferred Stock Derivative · Indirect · By Madrona Venture Fund IV, L.P. | Holding | no price filed | 2018-04-26 | ||
| 2018-04-26 holding as of filing | Madrona Investment Partners III | Madrona Venture Fund IV, LP | Madrona Venture Fund IV-A, LP | Madrona Venture Fund III-A LP | Madrona Venture Fund III L P 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Series F Preferred Stock Derivative · Indirect · By Madrona Venture Fund IV, L.P. | Holding | no price filed | 2018-04-26 | ||
| 2018-04-26 holding as of filing | Madrona Investment Partners III | Madrona Venture Fund IV, LP | Madrona Venture Fund IV-A, LP | Madrona Venture Fund III-A LP | Madrona Venture Fund III L P 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Series D Preferred Stock Derivative · Indirect · By Madrona Venture Fund IV-A, L.P. | Holding | no price filed | 2018-04-26 | ||
| 2018-04-26 holding as of filing | Madrona Investment Partners III | Madrona Venture Fund IV, LP | Madrona Venture Fund IV-A, LP | Madrona Venture Fund III-A LP | Madrona Venture Fund III L P 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Series E Preferred Stock Derivative · Indirect · By Madrona Venture Fund IV-A, L.P. | Holding | no price filed | 2018-04-26 | ||
| 2018-04-26 holding as of filing | Madrona Investment Partners III | Madrona Venture Fund IV, LP | Madrona Venture Fund IV-A, LP | Madrona Venture Fund III-A LP | Madrona Venture Fund III L P 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Series F Preferred Stock Derivative · Indirect · By Madrona Venture Fund IV-A, L.P. | Holding | no price filed | 2018-04-26 | ||
| 2018-04-26 holding as of filing | Ceran Jennifer Officer (CFO and Treasurer) | 3 | Series F Preferred Stock Derivative · Direct | Holding | no price filed | 2018-04-26 | ||
| 2018-04-26 holding as of filing | Arntz Michael Officer (Snr. VP of WW Field Operations) | 3 | Series F Preferred Stock Derivative · Direct | Holding | no price filed | 2018-04-26 | ||
| 2018-04-26 holding as of filing | YESIL MAGDALENA Director | 3 | Series F Preferred Stock Derivative · Indirect · (m) | Holding | no price filed | 2018-04-26 | ||
| 2018-04-26 holding as of filing | YESIL MAGDALENA Director | 3 | Series F Preferred Stock Derivative · Indirect · (m) | Holding | no price filed | 2018-04-26 | ||
| 2018-04-26 holding as of filing | McIlwain Matthew S Director, 10% Owner | 3 | Series A-4 Preferred Stock Derivative · Indirect · By Madrona Venture Fund III, L.P. | Holding | no price filed | 2018-04-26 | ||
| 2018-04-26 holding as of filing | McIlwain Matthew S Director, 10% Owner | 3 | Series B Preferred Stock Derivative · Indirect · By Madrona Venture Fund III, L.P. | Holding | no price filed | 2018-04-26 | ||
| 2018-04-26 holding as of filing | McIlwain Matthew S Director, 10% Owner | 3 | Series C Preferred Stock Derivative · Indirect · By Madrona Venture Fund III, L.P. | Holding | no price filed | 2018-04-26 | ||
| 2018-04-26 holding as of filing | McIlwain Matthew S Director, 10% Owner | 3 | Series D Preferred Stock Derivative · Indirect · By Madrona Venture Fund III, L.P. | Holding | no price filed | 2018-04-26 | ||
| 2018-04-26 holding as of filing | McIlwain Matthew S Director, 10% Owner | 3 | Series E Preferred Stock Derivative · Indirect · By Madrona Venture Fund III, L.P. | Holding | no price filed | 2018-04-26 | ||
| 2018-04-26 holding as of filing | McIlwain Matthew S Director, 10% Owner | 3 | Series A-4 Preferred Stock Derivative · Indirect · By Madrona Venture Fund III-A, L.P. | Holding | no price filed | 2018-04-26 | ||
| 2018-04-26 holding as of filing | McIlwain Matthew S Director, 10% Owner | 3 | Series B Preferred Stock Derivative · Indirect · By Madrona Venture Fund III-A, L.P. | Holding | no price filed | 2018-04-26 | ||
| 2018-04-26 holding as of filing | McIlwain Matthew S Director, 10% Owner | 3 | Series C Preferred Stock Derivative · Indirect · By Madrona Venture Fund III-A, L.P. | Holding | no price filed | 2018-04-26 | ||
| 2018-04-26 holding as of filing | McIlwain Matthew S Director, 10% Owner | 3 | Series D Preferred Stock Derivative · Indirect · By Madrona Venture Fund III-A, L.P. | Holding | no price filed | 2018-04-26 | ||
| 2018-04-26 holding as of filing | McIlwain Matthew S Director, 10% Owner | 3 | Series E Preferred Stock Derivative · Indirect · By Madrona Venture Fund III-A, L.P. | Holding | no price filed | 2018-04-26 | ||
| 2018-04-26 holding as of filing | McIlwain Matthew S Director, 10% Owner | 3 | Series D Preferred Stock Derivative · Indirect · By Madrona Venture Fund IV, L.P. | Holding | no price filed | 2018-04-26 | ||
| 2018-04-26 holding as of filing | McIlwain Matthew S Director, 10% Owner | 3 | Series E Preferred Stock Derivative · Indirect · By Madrona Venture Fund IV, L.P. (8) | Holding | no price filed | 2018-04-26 | ||
| 2018-04-26 holding as of filing | McIlwain Matthew S Director, 10% Owner | 3 | Series F Preferred Stock Derivative · Indirect · By Madrona Venture Fund IV, L.P. | Holding | no price filed | 2018-04-26 | ||
| 2018-04-26 holding as of filing | McIlwain Matthew S Director, 10% Owner | 3 | Series D Preferred Stock Derivative · Indirect · By Madrona Venture Fund IV-A, L.P. | Holding | no price filed | 2018-04-26 | ||
| 2018-04-26 holding as of filing | McIlwain Matthew S Director, 10% Owner | 3 | Series E Preferred Stock Derivative · Indirect · By Madrona Venture Fund IV-A, L.P. | Holding | no price filed | 2018-04-26 | ||
| 2018-04-26 holding as of filing | McIlwain Matthew S Director, 10% Owner | 3 | Series F Preferred Stock Derivative · Indirect · By Madrona Venture Fund IV-A, L.P. | Holding | no price filed | 2018-04-26 | ||
| 2018-04-26 holding as of filing | Gomez Elena Director | 3 | Series F Preferred Stock Derivative · Indirect · (m) | Holding | no price filed | 2018-04-26 | ||
| 2018-04-26 holding as of filing | FREI BRENT Director | 3 | Series A Preferred Stock Derivative · Direct · (m) | Holding | no price filed | 2018-04-26 | ||
| 2018-04-26 holding as of filing | FREI BRENT Director | 3 | Series B Preferred Stock Derivative · Direct · (m) | Holding | no price filed | 2018-04-26 | ||
| 2018-04-26 holding as of filing | Barker Geoffrey T Director | 3 | Series C-1 Preferred Stock Derivative · Direct | Holding | no price filed | 2018-04-26 | ||
| 2018-04-26 holding as of filing | MADER MARK PATRICK Director, Officer (President and CEO) | 3 | Series A-2 Preferred Stock Derivative · Direct · (m) | Holding | no price filed | 2018-04-26 |