Smartsheet Inc. Forms 3, 4 and 5: Other
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 251 rows in 2019. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2019-03-21: Reporting owner Insight Venture Partners (Delaware) VII, L.P. | Insight Venture Associates VII, Ltd. | Insight Venture Associates Coinvestment II, L.P. | Insight Holdings Group, LLC | Insight Venture Partners (Cayman) VII, L.P. | Insight Venture Partners VII (Co-Investors), L.P. | Insight Venture Associates VII, L.P. | IVP (Venice), L.P. | Insight Venture Partners Coinvestment Fund II, L.P. | Insight Venture Partners VII, L.P.; Form 4; Security Class B Common Stock; Transaction C Conversion of derivative security.
- 2019-03-21: Reporting owner Insight Venture Partners (Delaware) VII, L.P. | Insight Venture Associates VII, Ltd. | Insight Venture Associates Coinvestment II, L.P. | Insight Holdings Group, LLC | Insight Venture Partners (Cayman) VII, L.P. | Insight Venture Partners VII (Co-Investors), L.P. | Insight Venture Associates VII, L.P. | IVP (Venice), L.P. | Insight Venture Partners Coinvestment Fund II, L.P. | Insight Venture Partners VII, L.P.; Form 4; Security Class B Common Stock; Transaction C Conversion of derivative security.
- 2019-03-20: Reporting owner Arntz Michael; Form 4; Security Class B Common Stock; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2019-03-20: Reporting owner Arntz Michael; Form 4; Security Class B Common Stock; Transaction C Conversion of derivative security.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2019-03-21 | Insight Venture Partners (Delaware) VII, L.P. | Insight Venture Associates VII, Ltd. | Insight Venture Associates Coinvestment II, L.P. | Insight Holdings Group, LLC | Insight Venture Partners (Cayman) VII, L.P. | Insight Venture Partners VII (Co-Investors), L.P. | Insight Venture Associates VII, L.P. | IVP (Venice), L.P. | Insight Venture Partners Coinvestment Fund II, L.P. | Insight Venture Partners VII, L.P. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Class B Common Stock Derivative · Indirect · See footnote | C Conversion of derivative security | −67,218 216,567 owned after | $0.00 | 2019-03-25 | |
| 2019-03-21 | Insight Venture Partners (Delaware) VII, L.P. | Insight Venture Associates VII, Ltd. | Insight Venture Associates Coinvestment II, L.P. | Insight Holdings Group, LLC | Insight Venture Partners (Cayman) VII, L.P. | Insight Venture Partners VII (Co-Investors), L.P. | Insight Venture Associates VII, L.P. | IVP (Venice), L.P. | Insight Venture Partners Coinvestment Fund II, L.P. | Insight Venture Partners VII, L.P. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Class B Common Stock Derivative · Indirect · See footnote | C Conversion of derivative security | −1,566,352 5,046,528 owned after | $0.00 | 2019-03-25 | |
| 2019-03-20 | Arntz Michael Officer (Chief Revenue Officer) | 4 | Class B Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +3,055 26,227 owned after | $2.72 exercise price | 2019-03-22 | |
| 2019-03-20 | Arntz Michael Officer (Chief Revenue Officer) | 4 | Class B Common Stock Derivative · Direct | C Conversion of derivative security | −3,055 23,172 owned after | $0.00 | 2019-03-22 | |
| 2019-03-15 | Gomez Elena Director | 4 | Class B Common Stock Derivative · Indirect · By Juan L. Gomez and Elena C. Gomez Declaration of Trust | C Conversion of derivative security | −2,500 27,607 owned after | $0.00 | 2019-03-19 | |
| 2019-03-14 | Arntz Michael Officer (Chief Revenue Officer) | 4 | Class B Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +14,000 37,172 owned after | $2.72 exercise price | 2019-03-18 | |
| 2019-03-14 | Arntz Michael Officer (Chief Revenue Officer) | 4 | Class B Common Stock Derivative · Direct | C Conversion of derivative security | −14,000 23,172 owned after | $0.00 | 2019-03-18 | |
| 2019-02-27 | Arntz Michael Officer (Snr. VP of WW Field Operations) | 4 | Class B Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +10,000 33,172 owned after | $2.72 exercise price | 2019-03-01 | |
| 2019-02-27 | Arntz Michael Officer (Snr. VP of WW Field Operations) | 4 | Class B Common Stock Derivative · Direct | C Conversion of derivative security | −10,000 23,172 owned after | $0.00 | 2019-03-01 | |
| 2019-02-25 | Hamilton Kara Officer (Senior VP of People Operations) | 4 | Class B Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +7,500 7,500 owned after | $0.71 exercise price | 2019-02-27 | |
| 2019-02-25 | Hamilton Kara Officer (Senior VP of People Operations) | 4 | Class B Common Stock Derivative · Direct | C Conversion of derivative security | −7,500 0 owned after | $0.00 | 2019-02-27 | |
| 2019-02-14 | Arntz Michael Officer (Snr. VP of WW Field Operations) | 4 | Class B Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +4,000 27,172 owned after | $2.72 exercise price | 2019-02-15 | |
| 2019-02-14 | Arntz Michael Officer (Snr. VP of WW Field Operations) | 4 | Class B Common Stock Derivative · Direct | C Conversion of derivative security | −4,000 23,172 owned after | $0.00 | 2019-02-15 | |
| 2019-02-11 | MADER MARK PATRICK Director, Officer (President and CEO) | 4 | Class B Common Stock Derivative · Direct | C Conversion of derivative security | −50,000 1,309,254 owned after | $0.00 | 2019-02-13 | |
| 2019-02-11 | Farrell Eugene Officer (Senior VP of Product) | 4 | Class B Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +30,000 30,000 owned after | $5.28 exercise price | 2019-02-13 | |
| 2019-02-11 | Farrell Eugene Officer (Senior VP of Product) | 4 | Class B Common Stock Derivative · Direct | C Conversion of derivative security | −30,000 0 owned after | $0.00 | 2019-02-13 | |
| 2019-02-06 | Arntz Michael Officer (Snr. VP of WW Field Operations) | 4 | Class B Common Stock Derivative · Direct | C Conversion of derivative security | −25,000 23,172 owned after | $0.00 | 2019-02-08 | |
| 2019-02-06 | Farrell Eugene Officer (Senior VP of Product) | 4 | Class B Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +40,000 40,000 owned after | $5.28 exercise price | 2019-02-08 | |
| 2019-02-06 | Farrell Eugene Officer (Senior VP of Product) | 4 | Class B Common Stock Derivative · Direct | C Conversion of derivative security | −40,000 0 owned after | $0.00 | 2019-02-08 | |
| 2019-02-05 holding as of filing | FREI BRENT Director, 10% Owner | 4 | Class B Common Stock Derivative · Indirect · By Samantha Frei Irrevocable Trust dated January 7, 2018 | Holding | 25,000 owned after | no price filed | 2019-02-05 | |
| 2019-02-05 holding as of filing | FREI BRENT Director, 10% Owner | 4 | Class B Common Stock Derivative · Indirect · By Sofia Frei Irrevocable Trust dated January 7, 2018 | Holding | 25,000 owned after | no price filed | 2019-02-05 | |
| 2019-02-05 holding as of filing | FREI BRENT Director, 10% Owner | 4 | Class B Common Stock Derivative · Indirect · By Tessa Frei Irrevocable Trust dated January 7, 2018 | Holding | 25,000 owned after | no price filed | 2019-02-05 | |
| 2019-02-05 holding as of filing | FREI BRENT Director, 10% Owner | 4 | Class B Common Stock Derivative · Indirect · By Thomas Frei Irrevocable Trust dated January 7, 2018 | Holding | 25,000 owned after | no price filed | 2019-02-05 | |
| 2019-02-05 holding as of filing | FREI BRENT Director, 10% Owner | 4 | Class B Common Stock Derivative · Indirect · By Tucker Frei Irrevocable Trust dated January 7, 2018 | Holding | 25,000 owned after | no price filed | 2019-02-05 | |
| 2019-02-05 holding as of filing | FREI BRENT Director, 10% Owner | 4 | Class B Common Stock Derivative · Indirect · By CC GRAT of 2017 | Holding | 100,000 owned after | no price filed | 2019-02-05 | |
| 2019-02-05 holding as of filing | FREI BRENT Director, 10% Owner | 4 | Class B Common Stock Derivative · Indirect · By Frei GRAT of 2017 | Holding | 100,000 owned after | no price filed | 2019-02-05 | |
| 2019-02-05 holding as of filing | FREI BRENT Director, 10% Owner | 4 | Class B Common Stock Derivative · Indirect · By KF GRAT of 2017 | Holding | 100,000 owned after | no price filed | 2019-02-05 | |
| 2019-02-05 holding as of filing | FREI BRENT Director, 10% Owner | 4 | Class B Common Stock Derivative · Indirect · By MF GRAT of 2017 | Holding | 100,000 owned after | no price filed | 2019-02-05 | |
| 2019-02-05 holding as of filing | FREI BRENT Director, 10% Owner | 4 | Class B Common Stock Derivative · Indirect · By SD GRAT of 2017 | Holding | 100,000 owned after | no price filed | 2019-02-05 | |
| 2019-02-01 | FREI BRENT Director, 10% Owner | 4 | Class B Common Stock Derivative · Direct | C Conversion of derivative security | −550,000 5,736,227 owned after | $0.00 | 2019-02-05 | |
| 2019-01-31 | Farrell Eugene Officer (Senior VP of Product) | 4 | Class B Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +30,000 30,000 owned after | $5.28 exercise price | 2019-02-04 | |
| 2019-01-31 | Farrell Eugene Officer (Senior VP of Product) | 4 | Class B Common Stock Derivative · Direct | C Conversion of derivative security | −30,000 0 owned after | $0.00 | 2019-02-04 | |
| 2019-01-30 | Barker Geoffrey T Director | 4 | Class B Common Stock Derivative · Direct | C Conversion of derivative security | −112,900 1,276,180 owned after | $0.00 | 2019-01-30 | |
| 2019-01-23 | Hamilton Kara Officer (Senior VP of People Operations) | 4 | Class B Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +7,500 7,500 owned after | $0.71 exercise price | 2019-01-25 | |
| 2019-01-23 | Hamilton Kara Officer (Senior VP of People Operations) | 4 | Class B Common Stock Derivative · Direct | C Conversion of derivative security | −7,500 0 owned after | $0.00 | 2019-01-25 | |
| 2019-01-15 | Arntz Michael Officer (Snr. VP of WW Field Operations) | 4 | Class B Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +4,000 52,172 owned after | $2.72 exercise price | 2019-01-17 | |
| 2019-01-15 | Arntz Michael Officer (Snr. VP of WW Field Operations) | 4 | Class B Common Stock Derivative · Direct | C Conversion of derivative security | −4,000 48,172 owned after | $0.00 | 2019-01-17 | |
| 2019-01-11 holding as of filing | MADER MARK PATRICK Director, Officer (President and CEO) | 4 | Class B Common Stock Derivative · Direct · (m) | Holding | 1,419,254 owned after | no price filed | 2019-01-11 | |
| 2019-01-11 holding as of filing | MADER MARK PATRICK Director, Officer (President and CEO) | 4 | Class B Common Stock Derivative · Indirect · (m) | Holding | 126,250 owned after | no price filed | 2019-01-11 | |
| 2019-01-11 holding as of filing | MADER MARK PATRICK Director, Officer (President and CEO) | 4 | Class B Common Stock Derivative · Indirect · (m) | Holding | 126,250 owned after | no price filed | 2019-01-11 | |
| 2019-01-10 | MADER MARK PATRICK Director, Officer (President and CEO) | 4 | Class B Common Stock Derivative · Direct | C Conversion of derivative security | −20,000 1,359,254 owned after | $0.00 | 2019-01-11 | |
| 2019-01-09 | Barker Geoffrey T Director | 4 | Class B Common Stock Derivative · Direct | C Conversion of derivative security | −55,000 1,389,080 owned after | $0.00 | 2019-01-11 | |
| 2019-01-09 | Arntz Michael Officer (Snr. VP of WW Field Operations) | 4 | Class B Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +4,000 52,172 owned after | $2.72 exercise price | 2019-01-10 | |
| 2019-01-09 | Arntz Michael Officer (Snr. VP of WW Field Operations) | 4 | Class B Common Stock Derivative · Direct | C Conversion of derivative security | −4,000 48,172 owned after | $0.00 | 2019-01-10 | |
| 2019-01-09 | Hamilton Kara Officer (Senior VP of People Operations) | 4 | Class B Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +2,500 2,500 owned after | $0.71 exercise price | 2019-01-10 | |
| 2019-01-09 | Hamilton Kara Officer (Senior VP of People Operations) | 4 | Class B Common Stock Derivative · Direct | C Conversion of derivative security | −2,500 0 owned after | $0.00 | 2019-01-10 | |
| 2019-01-03 | Insight Venture Partners (Cayman) VII, L.P. | Insight Venture Partners Coinvestment Fund II, L.P. | Insight Venture Associates VII, Ltd. | Insight Venture Associates VII, L.P. | Insight Holdings Group, LLC | Insight Venture Partners VII (Co-Investors), L.P. | Insight Venture Partners VII, L.P. | Insight Venture Associates Coinvestment II, L.P. | Insight Venture Partners (Delaware) VII, L.P. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Class B Common Stock Derivative · Indirect · See footnote | C Conversion of derivative security | −968,077 12,261,171 owned after | $0.00 | 2019-01-07 | |
| 2019-01-03 | Insight Venture Partners (Cayman) VII, L.P. | Insight Venture Partners Coinvestment Fund II, L.P. | Insight Venture Associates VII, Ltd. | Insight Venture Associates VII, L.P. | Insight Holdings Group, LLC | Insight Venture Partners VII (Co-Investors), L.P. | Insight Venture Partners VII, L.P. | Insight Venture Associates Coinvestment II, L.P. | Insight Venture Partners (Delaware) VII, L.P. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Class B Common Stock Derivative · Indirect · See footnote | C Conversion of derivative security | −426,167 5,397,618 owned after | $0.00 | 2019-01-07 | |
| 2019-01-03 | Insight Venture Partners (Cayman) VII, L.P. | Insight Venture Partners Coinvestment Fund II, L.P. | Insight Venture Associates VII, Ltd. | Insight Venture Associates VII, L.P. | Insight Holdings Group, LLC | Insight Venture Partners VII (Co-Investors), L.P. | Insight Venture Partners VII, L.P. | Insight Venture Associates Coinvestment II, L.P. | Insight Venture Partners (Delaware) VII, L.P. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Class B Common Stock Derivative · Indirect · See footnote | C Conversion of derivative security | −61,233 775,553 owned after | $0.00 | 2019-01-07 | |
| 2019-01-03 | Insight Venture Partners (Cayman) VII, L.P. | Insight Venture Partners Coinvestment Fund II, L.P. | Insight Venture Associates VII, Ltd. | Insight Venture Associates VII, L.P. | Insight Holdings Group, LLC | Insight Venture Partners VII (Co-Investors), L.P. | Insight Venture Partners VII, L.P. | Insight Venture Associates Coinvestment II, L.P. | Insight Venture Partners (Delaware) VII, L.P. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Class B Common Stock Derivative · Indirect · See footnote | C Conversion of derivative security | −22,406 283,785 owned after | $0.00 | 2019-01-07 | |
| 2019-01-03 | Insight Venture Partners (Cayman) VII, L.P. | Insight Venture Partners Coinvestment Fund II, L.P. | Insight Venture Associates VII, Ltd. | Insight Venture Associates VII, L.P. | Insight Holdings Group, LLC | Insight Venture Partners VII (Co-Investors), L.P. | Insight Venture Partners VII, L.P. | Insight Venture Associates Coinvestment II, L.P. | Insight Venture Partners (Delaware) VII, L.P. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Class B Common Stock Derivative · Indirect · See footnote | C Conversion of derivative security | −522,117 6,612,880 owned after | $0.00 | 2019-01-07 |