SMARTMETRIC, INC. Form 8-K: Current report
Filings on SEC EDGAR, newest first; amendments sit with their base form. Values are as filed.
- 2023-11-07: Form 8-K; Period of report 2023-11-03; Description 5.03 Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year; Details 5.03.
- 2022-11-14: Form 8-K; Period of report 2022-10-13; Description 4.01 Changes in Registrant's Certifying Accountant; Details 4.01.
- 2022-03-21: Form 8-K; Period of report 2022-03-15; Description 1.01 Entry into a Material Definitive Agreement; 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant; 3.02 Unregistered Sales of Equity Securities; 3.03 Material Modification to Rights of Security Holders; Details 1.01.
- 2022-02-03: Form 8-K; Period of report 2022-01-27; Description 1.01 Entry into a Material Definitive Agreement; 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant; 3.02 Unregistered Sales of Equity Securities; Details 1.01.
| Filed | Form | Period of report | Description | Details | Document |
|---|---|---|---|---|---|
| 2023-11-07 | 8-K | 2023-11-03 | 5.03 Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year | 5.03 Pursuant to the authorization and approval previously provided by the shareholders of SmartMetric, Inc., a Nevada corporation (the “Company”), the Company filed a Certificate of Amendment to its Articles of Incorporation with the Secretary of State of Nevada to increase its authorized shares of common stock, $0.001 par value per share, from 5,000,000,000 shares to 10,000,000,000 shares, which filing became effective on November 3, 2023 (the “Amendment”). | smartmetric_8k.htm |
| 2022-11-14 | 8-K | 2022-10-13 | 4.01 Changes in Registrant's Certifying Accountant | 4.01 (a) Dismissal of Registrant’s Certifying Accountant. | smartmetric_8k.htm |
| 2022-03-21 | 8-K | 2022-03-15 | 1.01 Entry into a Material Definitive Agreement; 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant; 3.02 Unregistered Sales of Equity Securities; 3.03 Material Modification to Rights of Security Holders | 1.01 Entry into a Material Definitive Agreement. 2.03 To the extent required by this Item 2.03, the information contained in Item 1.01 above is incorporated herein by reference. 3.02 To the extent required by this Item 3.02, the information contained in Item 1.01 above is incorporated herein by reference. 3.03 To the extent required by this Item 3.03, the information contained in Item 1.01 above is incorporated herein by reference. | smartmetric_8k.htm |
| 2022-02-03 | 8-K | 2022-01-27 | 1.01 Entry into a Material Definitive Agreement; 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant; 3.02 Unregistered Sales of Equity Securities | 1.01 Entry into a Material Definitive Agreement. 2.03 To the extent required by this Item 2.03, the disclosure set forth in Item 1.01 above is incorporated herein by reference. 3.02 To the extent required by this Item 3.02, the disclosure set forth in Item 1.01 above is incorporated herein by reference. | smartmetric_8k.htm |
| 2021-07-29 | 8-K | 2021-07-23 | 1.01 Entry into a Material Definitive Agreement; 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant; 3.02 Unregistered Sales of Equity Securities; 3.03 Material Modification to Rights of Security Holders; 5.03 Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year | 1.01 Entry into a Material Definitive Agreement. 2.03 The information contained in Item 1.01 is incorporated herein by reference. 3.02 The information contained in Item 1.01 is incorporated herein by reference. 3.03 The information contained in Item 1.01 is incorporated herein by reference. 5.03 Amendments to Articles of Incorporation or Bylaws; Change in Fiscal year. | smartmetric_8k.htm |
| 2021-05-28 | 8-K | 2021-05-24 | 5.03 Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year | 5.03 On May 24, 2021, SmartMetric, Inc. (the “Company”) amended its articles of incorporation by filing a certificate of amendment to the articles of incorporation dated and effective as of May 24, 2021 (the “Certificate of Amendment”) with the Secretary of State of the State of Nevada to increase its authorized shares of common stock from 600,000,000, $0.001 par value per share, to 1,200,000,000, $0.001 par value per share. | smartmetric_8k.htm |
| 2021-04-29 | 8-K | 2021-04-23 | 5.03 Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year | 5.03 On April 23, 2021, the board of directors of SmartMetric, Inc. (the “Company”) approved a resolution to amend the Company’s amended and restated bylaws and to adopt new bylaws (the “Bylaws”), effective on that date. | smartmetric_8k.htm |
| 2021-04-15 | 8-K | 2021-04-09 | 1.01 Entry into a Material Definitive Agreement; 3.02 Unregistered Sales of Equity Securities | 1.01 Entry into a Material Definitive Agreement. 3.02 The disclosure under Item 1.01 of this Current Report on Form 8-K is incorporated into this Item 3.02 by reference. | smartmetric_8k.htm |
| 2021-03-29 | 8-K | 2021-03-23 | 4.01 Changes in Registrant's Certifying Accountant | 4.01 Effective March 23, 2021, (the “Effective Date”), Smartmetric, Inc., a Nevada corporation (the “Company”) dismissed Prager Metis CPAs LLC (“Prager”) and the Company’s independent registered public accounting firm. | smartmetric_8k.htm |
| 2020-05-15 | 8-K | 2020-05-14 | 8.01 Other Events | 8.01 The board of directors and management of Smartmetric, Inc., a Nevada corporation (the “Company”), has determined that, in light of the circumstances and uncertainty surrounding the effects of the COVID-19 coronavirus pandemic on the Company’s business, employees, consultants and service providers, the Company will delay the filing of its quarterly report on Form 10-Q for the period ended March 31, 2020 (the “Quarterly Report”) by up to 45 days in accordance with the SEC’s Order under Section 36 of the Securities Exchange Act of 1934 Modifying Exemptions From the Reporting and Proxy Delivery Requirements for Public Companies dated March 25, 2020 (Release No. 34-88465) (the “Order”), which allows for the delay of certain filings required under the Securities and Exchange Act of 1934, as amended. | ea121893-8k_smartmetricinc.htm |
| 2020-02-21 | 8-K | 2020-02-14 | 4.02 Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review | 4.02 On February 14, 2020, the Company filed its Report on Form 10-Q for the quarterly period ended December 31, 2019 (“Quarterly Report”). | f8k021420_smartmetricinc.htm |
| 2019-12-11 | 8-K | 2019-12-06 | 5.03 Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year | 5.03 On October 17, 2019, the majority stockholders of SmartMetric, Inc., a Nevada corporation (the “Company”), approved an amendment to the Company’s Articles of Incorporation to increase the number of authorized shares of the Company’s common stock, par value $0.001 per share, from 300,000,000 shares to 600,000,000 shares. | f8k120619_smartmetric.htm |
| 2019-04-18 | 8-K | 2019-04-10 | 4.01 Changes in Registrant's Certifying Accountant | 4.01 Effective February 1, 2019, AMC Auditing (“AMC”), the independent registered public accounting firm for Smartmetric, Inc. (the “Company”), was acquired by Prager Metis CPAs LLC (“Prager”). | s117514_8k.htm |
| 2019-01-18 | 8-K | 2019-01-14 | 1.01 Entry into a Material Definitive Agreement; 3.02 Unregistered Sales of Equity Securities; 5.03 Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year | 1.01 Entry into a Material Definitive Agreement. 3.02 The disclosure under Item 1.01 of this Current Report on Form 8-K is incorporated into this Item 3.02 by reference. 5.03 The disclosures under Items 1.01 and 3.02 of this Current Report on Form 8-K are incorporated into this Item 5.03 by reference. | s115389_8k.htm |
| 2018-02-23 | 8-K | 2018-02-16 | 1.01 Entry into a Material Definitive Agreement; 8.01 Other Events | 1.01 Entry into a Material Definitive Agreement. 8.01 On February 20, 2018, the Company issued a press release announcing the Agreement. | s109160_8k.htm |
| 2017-12-26 | 8-K | 2017-12-20 | 1.01 Entry into a Material Definitive Agreement | 1.01 Entry into a Material Definitive Agreement. | s108539_8k.htm |
| 2017-04-25 | 8-K | 2017-04-25 | 4.01 Changes in Registrant's Certifying Accountant | 4.01 Effective April 20, 2017 (the “Effective Date”), SmartMetric, Inc., a Nevada corporation (the “Company”), dismissed Daszkal Bolton, LLP as the Company’s independent registered public accounting firm. | s105956_8k.htm |
| 2016-04-26 | 8-K | 2016-03-31 | 5.03 Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year | 5.03 On March 31, 2016, the board of directors (the “Board”) of Smartmetric, Inc. (the “Company”) amended and restated the Company’s bylaws (the “Amended Bylaws”). | v437669_8k.htm |
| 2014-04-03 | 8-K | 2014-04-03 | 8.01 Other Events | 8.01 On March 29, 2014, Smartmetric, Inc. (the “Company”) filed a reply brief in response to Mastercard International, Inc. (“MasterCard”) and Visa, Inc. (“Visa” and collectively with Mastercard, the “Defendants”) response to the Company’s appeal filed in the United States Court of Appeals for the Federal Circuit, Case No. 2014-1037, which was filed in connection with the Company’s patent infringement litigation against Defendants filed in the United States District Court, Central District of California (the “Court”), Case No. 11-CV-7126 MWF (AJWx), whereby the Company alleged patent infringement by the Defendants on the Company’s patent, U.S. Patent 6,792,464 (the “‘464 Patent”). | v373822_8k.htm |
| 2013-06-05 | 8-K | 2013-05-28 | 1.01 Entry into a Material Definitive Agreement; 3.02 Unregistered Sales of Equity Securities | 1.01 Entry into a Material Definitive Agreement. 3.02 On May 28, 2013, Smartmetric, Inc. (the “Company”) entered into subscription agreements with purchasers that qualified as either (i) an “accredited investor,” as defined in Regulation D promulgated under the Securities Act of 1933, as amended (the “ Securities Act ”) or (ii) a non “U.S. Person,” as defied in Regulation S promulgated under the Securities Act, pursuant to which the Company sold the investors 6.67 units, each unit consisting of seventy-five thousand (75,000) shares of the Company’s common stock, par value $0.001 per share (the “Common Stock”) and a warrant to purchase seventy-five thousand (75,000) shares of Common Stock (collectively, the “Warrants”), for aggregate gross proceeds of $79,980.00. | v347047_8k.htm |
| 2013-05-28 | 8-K | 2013-05-17 | 1.01 Entry into a Material Definitive Agreement; 3.02 Unregistered Sales of Equity Securities | 1.01 Entry into a Material Definitive Agreement. 3.02 On May 17, 2013, Smartmetric, Inc. (the “Company”) entered into subscription agreements with purchasers that qualified as either (i) an “accredited investor,” as defined in Regulation D promulgated under the Securities Act of 1933, as amended (the “Securities Act”) or (ii) a non “U.S. Person,” as defied in Regulation S promulgated under the Securities Act, pursuant to which the Company sold the investors 48.5 units, each unit consisting of seventy-five thousand (75,000) shares of the Company’s common stock, par value $0.001 per share (the “Common Stock”) and a warrant to purchase seventy-five thousand (75,000) shares of Common Stock (collectively, the “Warrants”), for aggregate gross proceeds of $581,973.00. | v346344_8k.htm |
| 2013-05-06 | 8-K | 2013-05-06 | 7.01 Regulation FD Disclosure | 7.01 Smartmetric, Inc. (the “Company”) has served a claim for damages for an aggregate amount of $13.4 billion in connection with its patent infringement litigation against Mastercard International, Inc. (“MasterCard”) and Visa, Inc. (“Visa” and collectively with Mastercard, the “Defendants”) filed in the United States District Court, Central District of California (the “Court”), Case No. 11-CV-7126 MWF (AJWx), which alleges patent infringement by the Defendants on the Company’s patent, U.S. Patent 6,792,464 (the “‘464 Patent”). | v343979_8k.htm |
| 2013-03-14 | 8-K | 2013-03-13 | 8.01 Other Events | 8.01 On March 13, 2013, Smartmetric, Inc. (the “Company”) issued a press release describing the partial summary judgment motion filed in the United States District Court, Central District of California (the “Court”), Case No. 11-CV-7126 MWF (AJWx), in connection with the litigation against Mastercard International, Inc. (“MasterCard”) and Visa, Inc. (“Visa” and collectively with Mastercard, the “Defendants”) which alleges patent infringement by the Defendants on the Company’s patent, U.S. Patent 6,792,464 (the “ ‘464 Patent”). | v338163_8k.htm |
| 2013-03-08 | 8-K | 2013-03-08 | 8.01 Other Events | 8.01 On March 8, 2013, Smartmetric, Inc. (the “Company”) issued a press release providing a summary of its investor conference call held on March 4, 2013 in New York, New York. | v337647_8k.htm |
| 2012-12-05 | 8-K | 2012-12-03 | 8.01 Other Events | 8.01 On August 29, 2011, Smartmetric, Inc. (the “Company”) the Company filed a complaint in the United States District Court, Central District of California (the “Court”), Case No. 2: 11-cv-07126-MWF-FMO, against Mastercard International, Inc. (“MasterCard”) and Visa, Inc. (“Visa” and collectively with Mastercard, the “Defendants”) alleging patent infringement on the Company’s patent, U.S. Patent 6,792,464 (the “ ‘464 Patent”). | v329784_8k.htm |
| 2012-11-16 | 8-K | 2012-11-12 | 1.01 Entry into a Material Definitive Agreement; 3.02 Unregistered Sales of Equity Securities; 8.01 Other Events | 3.02 On November 12, 2012, Smartmetric, Inc. (the “Company”) entered into an Assignment and Assumption Agreement (“Assignment Agreement”) with Applied Cryptography, Inc., an entity controlled by C. Hendrick, our chief executive officer (the “Assignor”) pursuant to which the Assignor assigned all or its rights, title and interest to the trademarked Medical Keyring™, which provides an individual with compete portable, self-contained electronic medical records storage (the “Medical Keyring”) to the Company. 8.01 On November 14, 2012, the Company issued a press release announcing the release of the Medical Keyring. | v328781_8k.htm |
| 2011-09-06 | 8-K | 2011-08-29 | 8.01 Other Events | 8.01 On August 29, 2011, Smartmetric, Inc. (the “Company”) filed a complaint in the United States District Court, Central District of California (the “Court”), against MasterCard, Inc. (“MasterCard”) and Visa, Inc. (“Visa” and collectively with MasterCard, the “Defendants”), alleging patent infringement on the Company’s patent, U.S. Patent 6,792,464 (the “’464 Patent”). | form8k.htm |
| 2011-07-20 | 8-K | 2011-07-19 | 8.01 Other Events | 8.01 On July 27, 2010, Smartmetric, Inc. (the “Company”) filed a second amended complaint (the “Visa and Mastercard Complaint”) in the United States District Court, Central District of California (the “Court”), Case No. 2:10-cv-01864, against MasterCard, Inc. and Visa, Inc. alleging patent infringement on the Company’s patent, U.S. Patent 6,792,464 (the “’464 Patent”) (the “Visa and Mastercard Case”). | form8k.htm |
| 2011-01-28 | 8-K | 2011-01-21 | 8.01 Other Events | 8.01 On July 27, 2010, Smartmetric, Inc. (the “Company”) filed a second amended complaint (the “Visa and Mastercard Complaint”) in the United States District Court, Central District of California (the “Court”), Case No. 2:10-cv-01864, against MasterCard, Inc. and Visa, Inc. (collectively, the “Defendants”) alleging patent infringement on the Company’s patent, U.S. Patent 6,792,464 (the “’464 Patent”). | form8k.htm |
| 2010-12-15 | 8-K | 2010-12-07 | 8.01 Other Events | 8.01 On December 7, 2010, Smartmetric, Inc. (the “Company”) filed a complaint in the United States District Court, Central District of California, Case No. CV10-9371 JHN (MANx), against American Express Company alleging patent infringement on the Company’s patent, U.S. Patent 6,792,464. | form8k.htm |
| 2010-11-12 | 8-K | 2010-11-10 | 8.01 Other Events | 8.01 On July 27, 2010, Smartmetric, Inc. (the “Company”) filed a second amended complaint (the “Amended Complaint”) in the United States District Court, Central District of California (the “Court”), Case No. 2:10-cv-01864, against MasterCard, Inc. and Visa, Inc. (collectively, the “Defendants”) alleging patent infringement on the Company’s patent, U.S. Patent 6,792,464 (the “’464 Patent”). | form8k.htm |
| 2010-09-21 | 8-K | 2010-09-17 | 8.01 Other Events | 8.01 On July 27, 2010, Smartmetric, Inc. (the “Company”) filed a second amended complaint (the “Amended Complaint”) in the United States District Court, Central District of California (the “Court”), Case No. 2:10-cv-01864, against MasterCard, Inc. and Visa, Inc. (collectively, the “Defendants”) alleging patent infringement on the Company’s patent, U.S. Patent 6,792,464 (the “’464 Patent”). | form8k.htm |
| 2010-07-28 | 8-K | 2010-07-27 | 8.01 Other Events | 8.01 On July 27, 2010, Smartmetric, Inc. (the “Company”) filed a second amended complaint in the United States District Court, Central District of California (the “Court”), Case No. CV-10-01864, against MasterCard, Inc. and Visa, Inc. alleging patent infringement on the Company’s patent, U.S. Patent 6,792,464 (the “’464 Patent”). | form8k.htm |
| 2010-06-24 | 8-K | 2010-05-04 | 4.01 Changes in Registrant's Certifying Accountant | 4.01 On May 4, 2010, the Board of Directors of Smartmetric, Inc. (the “Company”) approved the dismissal of KBL, LLP (“KBL”) as independent auditors for the Company and its subsidiaries. | form8k.htm |
| 2010-06-08 | 8-K | 2010-05-04 | 4.01 Changes in Registrant's Certifying Accountant | 4.01 On May 4, 2010, the Board of Directors of the Company approved the dismissal of KBL, LLP (“KBL”) as independent auditors for the Company and its subsidiaries. | form8k.htm |
| 2010-03-17 | 8-K | 2010-03-15 | 8.01 Other Events | 8.01 On March 15, 2010, Smartmetric, Inc. (the “Company”) filed a complaint in the United States District Court, Central District of California (the “Court”), Case No. CV10-01864, against MasterCard, Inc. (“MasterCard”) and Visa, Inc. (“Visa” and collectively with MasterCard, the “Defendants”), alleging patent infringement on the Company’s patent, U.S. Patent 6,792,464 (the “’464 Patent”). | form8k.htm |
| 2009-12-18 | 8-K | 2009-12-09 | 1.01 Entry into a Material Definitive Agreement; 3.02 Unregistered Sales of Equity Securities; 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers; 5.03 Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year | 3.02 On December 11, 2009, Smartmetric, Inc. (the “Company”) entered into an Assignment and Assumption Agreement (“Assignment Agreement”) with Applied Cryptology, Inc. (the “Assignor”) pursuant to which the Assignor assigned all or its rights, title and interest to certain technology which is the subject of a Patent Cooperation Treaty Application filed on February 18, 2000 with the United States Patent and Trademark Office, and originally the subject of an application filed on February 18, 1999 with the Australian Patent and Trademark Office and the recipient of a patent from the United States Patent and Trademark office, dated December 4, 2001, including adaptations, derivatives of, and current and future technological developments thereto (the “Patent”) to the Company. 5.02 On December 9, 2009, the Company entered into an employment agreement (the “Agreement”) with Colin Hendrick, the Company’s Chief Executive Officer (“Executive”). 5.03 Effective December 11, 2009, the Company filed a certificate of amendment to its articles of incorporation pursuant to which the Company changed its authorized capital stock to now consist of 205,000,000 shares, consisting of 200,000,000 shares of common stock, $0.001 par value and 5,000,000 shares of preferred stock, $0.001 par value. | form8k.htm |
| 2009-10-20 | 8-K/A | 2009-10-02 | 4.01 Changes in Registrant's Certifying Accountant | 4.01 On October 2, 2009, our current independent registered public accounting firm, Michael T. Studer CPA P.C. (“Studer”) resigned. | form8ka.htm |
| 2009-10-14 | 8-K | 2009-10-02 | 4.01 Changes in Registrant's Certifying Accountant | 4.01 On October 2, 2009, our current independent registered public accounting firm, Michael T. Studer CPA P.C. (“Studer”) resigned. | form8k.htm |